ABS-15G/A 1 formabs15ga.htm ABS-15G/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

____ Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period

_________________ to ________________
Date of Report (Date of earliest event reported)______________________
Commission File Number of securitizer: ____________________
Central Index Key Number of securitizer: ___________________

 
Name and telephone number, including area code, of the person to
contact in connection with this filing.
 
 
Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) ☐
 
Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) ☐
 
Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) ☐
 
_X_ Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

 
Central Index Key Number of depositor: __0001712569_____________________

CFG Investments Limited (f/k/a CFG Investments 2017-1 Limited)
 
 
(Exact name of issuing entity as specified in its charter)
 

Central Index Key Number of issuing entity (if applicable): ____N/A_____
Central Index Key Number of underwriter (if applicable): _____N/A_____

 
David J. Clay, (305) 933-6610
 
 
Name and telephone number, including area code, of the person to
contact in connection with this filing
 
 
SEC 2860 (6-15)
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 


Item 2.01
Findings and Conclusions of a Third-Party Due Diligence Report Obtained by the Issuer

Disclosures under Rule 15Ga-2 (17 CFR 240.15Ga-2) are attached as Exhibit 99.1 to this Form ABS-15G.

Exhibits

99.1            Report of Independent Accountants on Applying Agreed-Upon Procedures, dated September 1, 2017, of Ernst & Young LLP.
 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CFG Holdings, Ltd.
(Depositor)
 
Date
October 27, 2017
 
 
 
/s/ David J. Clay
(Signature)*
*Print name and title of the signing officer under his signature.

David J. Clay, CFO
 
 
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