0001711200-23-000008.txt : 20231114 0001711200-23-000008.hdr.sgml : 20231114 20231114113114 ACCESSION NUMBER: 0001711200-23-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HGC Investment Management Inc. CENTRAL INDEX KEY: 0001711200 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18120 FILM NUMBER: 231402788 BUSINESS ADDRESS: STREET 1: 1073 YONGE ST STREET 2: 2ND FLOOR CITY: TORONTO STATE: A6 ZIP: M4W 2L2 BUSINESS PHONE: 6477762200 MAIL ADDRESS: STREET 1: 1073 YONGE ST STREET 2: 2ND FLOOR CITY: TORONTO STATE: A6 ZIP: M4W 2L2 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001711200 XXXXXXXX 09-30-2023 09-30-2023 HGC Investment Management Inc.
1073 YONGE ST 2ND FLOOR TORONTO A6 M4W 2L2
13F HOLDINGS REPORT 028-18120 N
Stuart Grant CCO 6477762194 Stuart Grant Toronto A6 11-14-2023 0 140 305705892 false
INFORMATION TABLE 2 hgc-13f_09302023.xml 10X CAPITAL VENTURE ACQUIS-A CL A ORD SHS G87077106 4280080 400000 SH SOLE 400000 0 0 99 ACQUISITION GROUP INC UNIT 99/99/9999 65445K200 518000 50000 SH SOLE 50000 0 0 ABCAM PLC-SPON ADR ADS 000380204 7489580 330958 SH SOLE 330958 0 0 ALCHEMY INVESTMENTS ACQUISIT UNIT 11/30/2027 G0232F117 5389734 515764 SH SOLE 515764 0 0 ALPHATIME ACQUISITION CORP UNIT 03/01/2028 G0223V113 3222000 300000 SH SOLE 300000 0 0 ALPHAVEST ACQUISITION CORP UNIT 06/19/2024 G0283A124 2154000 200000 SH SOLE 200000 0 0 ALTC ACQUISITION CORP-CL A COM CL A 02156V109 8269650 799000 SH SOLE 799000 0 0 APOLLO STRATEGIC GROWTH-CL A SHS CL A G0412A102 1301474 123832 SH SOLE 123832 0 0 AQUARON ACQUISITION CORP-RTS RIGHT 07/15/2026 03842W113 38654 140000 SH SOLE 140000 0 0 ARES ACQUISITION CORP II UNIT 99/99/9999 G33033112 41087297 3954504 SH SOLE 3954504 0 0 ARES ACQUISITION CORP II SHS CLASS A G33033104 9520290 927000 SH SOLE 927000 0 0 ARISZ ACQUISITION CORP-RTS RIGHT 99/99/9999 040450124 17520 150000 SH SOLE 150000 0 0 BELLEVUE LIFE SCIENCES ACQUI UNIT 02/09/2028 079174207 3204000 300000 SH SOLE 300000 0 0 BLACKSKY TECHNOLOGY INC COM CL A 09263B108 709 606 SH SOLE 606 0 0 BOWEN ACQUISITION CORP UNIT 99/99/9999 G12729102 4170057 402127 SH SOLE 402127 0 0 BROAD CAPITAL ACQUIS-RIGHT RIGHT 01/10/2027 11125B110 65000 325000 SH SOLE 325000 0 0 BUKIT JALIL GLOBAL ACQUISITI UNIT 05/02/2029 G1676M139 4680000 450000 SH SOLE 450000 0 0 CAPRI HOLDINGS LTD SHS G1890L107 1315250 25000 SH SOLE 25000 0 0 CETUS CAPITAL ACQUISITION CO UNIT 01/30/2028 15719Y204 1865500 175000 SH SOLE 175000 0 0 CF ACQUISITION CORP VII-CL A CLASS A COM 12521H107 4280000 400000 SH SOLE 400000 0 0 COMPASS DIGITAL ACQUISITION CLASS A ORD G2476C107 11973440 1136000 SH SOLE 1136000 0 0 DISTOKEN ACQUISITION CORP ORDINARY SHARES G27740110 1311250 125000 SH SOLE 125000 0 0 DISTOKEN ACQUISITION CORP RIGHT 99/99/9999 G27740136 23750 125000 SH SOLE 125000 0 0 DMY SQUARED TECHNOLOGY GROUP UNIT 99/99/9999 233276203 526000 50000 SH SOLE 50000 0 0 EMAGIN CORPORATION COM NEW 29076N206 497500 250000 SH SOLE 250000 0 0 ESH ACQUISITION CORP - RIGHT RIGHT 99/99/9999 296424112 196847 937369 SH SOLE 937369 0 0 ESH ACQUISITION CORP-A COM 296424104 9486174 937369 SH SOLE 937369 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 423000 50000 SH SOLE 50000 0 0 FOUR LEAF ACQUISITION CORP UNIT 03/15/2028 35088F206 1158300 110000 SH SOLE 110000 0 0 GORES HOLDING IX INC-CL A CLASS A COM 38287A101 719549 69254 SH SOLE 69254 0 0 HAYMAKER ACQUISITION CORP 4 UNIT 99/99/9999 G4375F124 20488650 1995000 SH SOLE 1995000 0 0 HUDSON ACQUISITION I CORP-RT RIGHT 99/99/9999 44364H118 126000 525000 SH SOLE 525000 0 0 INFLECTION POINT ACQUISITION UNIT 08/29/2031 G4790U128 24953250 2425000 SH SOLE 2425000 0 0 INTUITIVE MACHINES INC CLASS A COM 46125A100 8621 2362 SH SOLE 2362 0 0 INVESTCORP EUROPE ACQUISI-A CLASS A ORD SHS G4923T105 4811049 442192 SH SOLE 442192 0 0 INVESTCORP INDIA ACQUISITI-A CLASS A ORD SHS G49219101 4230699 391369 SH SOLE 391369 0 0 ISRAEL ACQUISITIONS CORP-A CLASS A ORD G49667101 7918361 750200 SH SOLE 750200 0 0 KAIROUS ACQUISITION CORP-RTS RIGHT 09/15/2026 G52131136 4015 50000 SH SOLE 50000 0 0 KEEN VISION ACQUISITION CORP UNIT 99/99/9999 G52443101 12324000 1200000 SH SOLE 1200000 0 0 MARS ACQUISITION CORP UNIT 02/09/2028 G5870E132 1343750 125000 SH SOLE 125000 0 0 NABORS ENERGY TRANSITION COR UNIT 99/99/9999 G6363K122 27732739 2702996 SH SOLE 2702996 0 0 NEW RELIC INC COM 64829B100 4303689 50265 SH SOLE 50265 0 0 NORTHVIEW ACQUISITION CO-RTS RIGHT 99/99/9999 66718N129 17000 100000 SH SOLE 100000 0 0 OAK WOODS ACQUISITION CORP UNIT 03/23/2028 67190B203 1284000 120000 SH SOLE 120000 0 0 PATRIA LATIN AMERICAN OPPORT CLASS A ORD SHS G69454109 1648500 150000 SH SOLE 150000 0 0 PONO CAPITAL THREE INC UNIT 01/11/2028 G71704129 2705550 255000 SH SOLE 255000 0 0 RIGEL RESOURCE ACQUISIT-CL A CL A ORD SHS G7573M106 1089000 100000 SH SOLE 100000 0 0 SCREAMING EAGLE ACQ -CLASS A CLASS A ORD SHS G79407105 26201714 2504944 SH SOLE 2504944 0 0 SILVERBOX CORP III UNIT 02/28/2028 82836N206 11308710 1099000 SH SOLE 1099000 0 0 SILVERBOX CORP III-A COM CL A 82836N107 373753 36535 SH SOLE 36535 0 0 SPRING VALLEY ACQUISITION CO UNIT 10/12/2027 G83752124 5294649 484858 SH SOLE 484858 0 0 SPRING VALLEY ACQUISITION-A CLASS A ORD G83752108 5563114 517018 SH SOLE 517018 0 0 SPRING VALLEY ACQUISIT-RIGHT RIGHT 02/25/2026 G83752132 151623 1083018 SH SOLE 1083018 0 0 TENX KEANE ACQUISITION UNIT 06/30/2028 G8708L138 2084300 190000 SH SOLE 190000 0 0 TMT ACQUISITION CORP UNIT 03/27/2028 G89229101 663000 60000 SH SOLE 60000 0 0 TORTOISEECOFIN ACQUISITION-A SHS CL A G8956E109 197024 18800 SH SOLE 18800 0 0 TRAILBLAZER MERGER CORP I CL A 89278D109 1704450 165000 SH SOLE 165000 0 0 TRAILBLAZER MERGER CORP-RTS RIGHT 04/21/2028 89278D125 29700 165000 SH SOLE 165000 0 0 VECTOR ACQUISITION CORP II-A CL A SHS G9460A104 6508608 626430 SH SOLE 626430 0 0 ACABW US 02 Jun 28 C11.5 *W EXP 01/13/202 04845A116 61760 882280 SH SOLE 882280 0 0 ACAHW US 31 Dec 27 C11.5 *W EXP 03/02/202 048453112 9 333 SH SOLE 333 0 0 ACAQ/WS US 31 Jul 28 C11.5 *W EXP 07/31/202 04684M114 144000 400000 SH SOLE 400000 0 0 ALORW US 30 Nov 28 C11.5 *W EXP 11/30/202 G0231L123 1505 50000 SH SOLE 50000 0 0 AMBI/WS US 06 Mar 28 C11.5 *W EXP 99/99/999 G02532110 99091 201200 SH SOLE 201200 0 0 APXIW US 19 Aug 28 C11.5 *W EXP 11/30/202 G0440J125 1980 50000 SH SOLE 50000 0 0 ARIZW US 16 Nov 26 C11.5 *W EXP 11/16/202 040450116 3000 150000 SH SOLE 150000 0 0 ARRWW US 02 Mar 26 C11.5 *W EXP 03/02/202 04282M110 34170 189833 SH SOLE 189833 0 0 ARTEW US 31 Dec 27 C11.5 *W EXP 09/30/202 04303A111 383 12500 SH SOLE 12500 0 0 BFAC/WS US 26 May 28 C11.5 *W EXP 99/99/999 G0888J124 27603 250935 SH SOLE 250935 0 0 BIOSW US 19 Jul 28 C11.5 *W EXP 12/02/202 G11217125 11200 200000 SH SOLE 200000 0 0 BKSY/WS US 09 Sep 26 C11.5 *W EXP 09/09/202 09263B116 14000 175000 SH SOLE 175000 0 0 BLUA/WS US 04 Jan 26 C11.5 *W EXP 01/04/202 G1261Q115 8050 166666 SH SOLE 166666 0 0 BMAC/WS US 15 Oct 27 C11.5 *W EXP 10/15/202 09216A116 5689 121050 SH SOLE 121050 0 0 BOAC/WS US 31 Jan 26 C11.5 *W EXP 10/28/202 G1195N113 3 400 SH SOLE 400 0 0 BTMWW US 03 Jul 28 C11.5 *W EXP 06/30/202 09174P113 125083 658678 SH SOLE 658678 0 0 CCGWW US 03 Mar 28 C11.5 *W EXP 10/01/203 G20707116 29210 146051 SH SOLE 146051 0 0 CCVI/WS US 31 Dec 27 C11.5 *W EXP 02/17/202 17143W119 15584 97400 SH SOLE 97400 0 0 CFFEW US 31 Dec 27 C11.5 *W EXP 03/31/202 12520C117 50000 200000 SH SOLE 200000 0 0 CFFSW US 15 Mar 26 C11.5 *W EXP 03/16/202 12521H115 7467 133333 SH SOLE 133333 0 0 CONXW US 30 Oct 27 C11.5 *W EXP 10/30/202 212873111 1561 10407 SH SOLE 10407 0 0 CRECW US 20 Apr 28 C11.5 *W EXP 11/18/202 G26507114 675 150000 SH SOLE 150000 0 0 CSLRW US 31 Dec 27 C11.5 *W EXP 07/31/202 20460L112 17232 105200 SH SOLE 105200 0 0 CSTA/WS US 31 Dec 27 C11.5 *W EXP 01/29/202 G2R18K113 7339 272826 SH SOLE 272826 0 0 CXAC/WS US 19 May 28 C11.5 *W EXP 12/31/202 12530D113 43 1150 SH SOLE 1150 0 0 DFLIW US 07 Oct 27 C11.5 *W EXP 10/07/202 26145B114 48501 401833 SH SOLE 401833 0 0 DISTW US 30 Mar 28 C11.5 *W EXP 11/30/202 G27740102 3750 125000 SH SOLE 125000 0 0 ECXWW US 21 Dec 27 C11.5 *W EXP 12/20/202 G29201111 88100 1957785 SH SOLE 1957785 0 0 ESACW US 20 Oct 26 C11.5 *W EXP 10/18/202 G3R95N111 7779 216097 SH SOLE 216097 0 0 EVE/WS US 12 May 28 C11.5 *W EXP 12/31/202 G3218G117 15922 397067 SH SOLE 397067 0 0 FHLTW US 09 Sep 26 C11.5 *W EXP 99/99/999 36118W110 4800 187500 SH SOLE 187500 0 0 FIACW US 28 Oct 26 C11.5 *W EXP 10/28/202 34417L117 14000 175000 SH SOLE 175000 0 0 FRXB/WS US 15 Jan 26 C11.5 *W EXP 01/15/202 34619V111 840 40000 SH SOLE 40000 0 0 GATEW US 31 Aug 28 C11.5 *W EXP 08/31/202 56608A113 20193 403850 SH SOLE 403850 0 0 HCMAW US 31 Dec 27 C11.5 *W EXP 01/20/202 G4365A127 9342 543156 SH SOLE 543156 0 0 ICNC/WS US 12 Oct 26 C11.5 *W EXP 10/12/202 G4712C115 900 300100 SH SOLE 300100 0 0 IMAQW US 31 Dec 28 C11.5 *W EXP 07/21/202 459867115 4202 210100 SH SOLE 210100 0 0 INTEW US 14 Dec 28 C11.5 *W EXP 05/31/202 45827K119 4325 125000 SH SOLE 125000 0 0 IOACW US 01 Jul 28 C11.5 *W EXP 07/01/202 G4809M125 25720 400000 SH SOLE 400000 0 0 IRAAW US 05 Mar 26 C11.5 *W EXP 02/28/202 89601Y119 50 1250 SH SOLE 1250 0 0 ISRLW US 28 Feb 28 C11.5 *W EXP 99/99/999 G49667119 13860 100800 SH SOLE 100800 0 0 ITAQW US 31 Dec 28 C11.5 *W EXP 03/31/202 45635R116 4785 75000 SH SOLE 75000 0 0 IVCAW US 28 Jun 27 C11.5 *W EXP 06/01/202 G49219127 24198 345684 SH SOLE 345684 0 0 IXAQW US 24 Nov 26 C11.5 *W EXP 07/31/202 G5000D111 1505 50000 SH SOLE 50000 0 0 JWSM/WS US 30 Jan 26 C11.5 *W EXP 01/30/202 G50737124 4531 113280 SH SOLE 113280 0 0 KACLW US 15 Sep 26 C11.5 *W EXP 09/15/202 G52131128 498 24900 SH SOLE 24900 0 0 KCGI/WS US 13 Aug 28 C11.5 *W EXP 99/99/999 G5251K129 89 774 SH SOLE 774 0 0 KRNLW US 31 Jan 27 C11.5 *W EXP 02/02/202 G5259L129 6694 112500 SH SOLE 112500 0 0 LATGW US 25 Jan 28 C11.5 *W EXP 01/20/202 G5380L121 10 100000 SH SOLE 100000 0 0 LGSTW US 04 Nov 26 C11.5 *W EXP 11/04/202 G8028L131 28770 575390 SH SOLE 575390 0 0 LUNRW US 13 Feb 28 C11.5 *W EXP 02/13/202 46125A118 33163 114354 SH SOLE 114354 0 0 MCAAW US 30 Sep 26 C11.5 *W EXP 09/30/202 G6301J112 14100 100000 SH SOLE 100000 0 0 ML/WS US 01 Jun 27 C11.5 *W EXP 09/22/202 60938K114 0 6 SH SOLE 6 0 0 MPRAW US 28 Dec 26 C11.5 *W EXP 10/29/202 58759A116 42000 200000 SH SOLE 200000 0 0 MTRYW US 01 Oct 26 C11.5 *W EXP 09/30/202 61240F116 4592 160000 SH SOLE 160000 0 0 NCACW US 12 Apr 28 C11.5 *W EXP 01/22/202 G6448C129 6800 250000 SH SOLE 250000 0 0 NRACW US 31 Dec 27 C11.5 *W EXP 01/31/202 G6546R119 1958 75000 SH SOLE 75000 0 0 NVACW US 21 Oct 23 C11.5 *W EXP 08/02/202 66718N111 1850 50000 SH SOLE 50000 0 0 OCAXW US 31 Dec 27 C11.5 *W EXP 01/14/202 670865112 6250 125000 SH SOLE 125000 0 0 PGSS/WS US 28 Dec 26 C11.5 *W EXP 99/99/999 G69768110 5544 46200 SH SOLE 46200 0 0 PORT/WS US 24 May 28 C11.5 *W EXP 99/99/999 84465L113 27440 508146 SH SOLE 508146 0 0 PPHPW US 04 Dec 23 C11.5 *W EXP 08/16/202 69291C114 1760 50000 SH SOLE 50000 0 0 PPYAW US 31 Dec 28 C11.5 *W EXP 12/31/202 69882P110 39225 672816 SH SOLE 672816 0 0 PRLHW US 15 Dec 26 C11.5 *W EXP 12/15/202 G44525114 16125 250000 SH SOLE 250000 0 0 PSQH/WS US 31 Dec 28 C11.5 *W EXP 99/99/999 693691115 67686 48695 SH SOLE 48695 0 0 PWUPW US 18 Feb 27 C11.5 *W EXP 05/23/202 G7207P129 5070 100000 SH SOLE 100000 0 0 RENEW US 12 Jul 28 C11.5 *W EXP 07/12/202 G19305120 8000 50000 SH SOLE 50000 0 0 RFACW US 01 May 28 C11.5 *W EXP 05/01/202 74954L112 117 4500 SH SOLE 4500 0 0 ROSS/WS US 12 Feb 26 C11.5 *W EXP 02/01/202 G7641C114 186 1666 SH SOLE 1666 0 0 RRAC/WS US 05 Nov 26 C11.5 *W EXP 99/99/999 G7573M114 33 200 SH SOLE 200 0 0 SFRWW US 31 Dec 27 C11.5 *W EXP 11/29/202 03832J114 1257 125716 SH SOLE 125716 0 0 SHCRW US 01 Jul 26 C11.5 *W EXP 07/01/202 81948W112 10 333 SH SOLE 333 0 0 SUAC/WS US 17 Nov 26 C11.5 *W EXP 11/17/202 82537G112 625 25000 SH SOLE 25000 0 0 TRONW US 17 Jun 26 C11.5 *W EXP 04/09/202 G2426E120 3333 33333 SH SOLE 33333 0 0 TRTL/WS US 22 Jul 28 C11.5 *W EXP 07/22/202 G8956E117 67507 397100 SH SOLE 397100 0 0 VCXAW US 31 Dec 27 C11.5 *W EXP 04/19/202 G87076116 698 10000 SH SOLE 10000 0 0 VCXB/WS US 31 Dec 27 C11.5 *W EXP 06/30/202 G87077114 90000 500000 SH SOLE 500000 0 0 WALDW US 27 Jul 27 C11.5 *W EXP 07/27/202 G9503X111 598 666 SH SOLE 666 0 0 WNNR/WS US 23 Mar 28 C11.5 *W EXP 99/99/999 G26735129 1135 3600 SH SOLE 3600 0 0 XFINW US 21 Oct 26 C11.5 *W EXP 10/25/202 30069X110 4500 100000 SH SOLE 100000 0 0 YSBPW US 15 Mar 28 C11.5 *W EXP 03/15/202 G9845F117 206 5000 SH SOLE 5000 0 0