0001209191-24-002056.txt : 20240123
0001209191-24-002056.hdr.sgml : 20240123
20240123163426
ACCESSION NUMBER: 0001209191-24-002056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240120
FILED AS OF DATE: 20240123
DATE AS OF CHANGE: 20240123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCFARLAND KATHARINA G.
CENTRAL INDEX KEY: 0001711062
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41295
FILM NUMBER: 24553066
MAIL ADDRESS:
STREET 1: 4803 STONECROFT BOULEVARD
CITY: CHANTILLY
STATE: VA
ZIP: 20151
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transphorm, Inc.
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-456-1300
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Acquisition Corp
DATE OF NAME CHANGE: 20170829
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-01-20
0
0001715768
Transphorm, Inc.
TGAN
0001711062
MCFARLAND KATHARINA G.
C/O TRANSPHORM, INC.
75 CASTILIAN DRIVE
GOLETA
CA
93117
1
0
0
0
0
Common Stock
2024-01-20
4
A
0
2380
0.00
A
88588
D
Each share is represented by a Restricted Stock Unit ("RSU") that was fully vested as of the grant date. The RSUs were automatically granted to the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy in lieu of cash fees for service during the quarter ended December 31, 2023.
/s/ Cameron McAulay, Attorney-in-Fact
2024-01-23