0001144204-18-042402.txt : 20180807 0001144204-18-042402.hdr.sgml : 20180807 20180807152555 ACCESSION NUMBER: 0001144204-18-042402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rao Yulei CENTRAL INDEX KEY: 0001734676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38426 FILM NUMBER: 18997707 MAIL ADDRESS: STREET 1: 16F SHIHAO SQUARE MIDDLE JIANNAN BLVD STREET 2: HIGH TECH ZONE CHENGDU CITY: SICHUAN STATE: F4 ZIP: 610000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Senmiao Technology Ltd CENTRAL INDEX KEY: 0001711012 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 BUSINESS PHONE: 862861554399 MAIL ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 4 1 tv500308_form4.xml FORM 4 X0306 4 2018-08-03 0 0001711012 Senmiao Technology Ltd AIHS 0001734676 Rao Yulei 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. HIGH-TECH ZONE CHENGDU, SICHUAN F4 610000 CHINA 1 0 0 0 Restricted Stock Units 2018-08-03 4 A 0 5000 0.00 A Common Stock 5000 5000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by Senmiao Technology Limited (the "Company") to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "Agreement"). The RSUs vest in four equal quarterly installments on August 3, 2018, April 1, 2019, July 1, 2019 and October 1, 2019 or in full upon the occurrence of a change in control of the Company, subject to the terms and conditions set forth in the Agreement, provided that the Reporting Person remains in service as a director through the applicable vesting date. RSUs shall be settled by the Company's issuance of a share of common stock in certificated or uncertificated form upon the earlier of a (i) change in control and (ii) the Reporting Person's cessation as a director of the Company due to a "separation of service" within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, or the Reporting Person's death or disability. /s/ Yulei Rao 2018-08-07