0001104659-20-120645.txt : 20201102 0001104659-20-120645.hdr.sgml : 20201102 20201102191756 ACCESSION NUMBER: 0001104659-20-120645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201029 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Haitao CENTRAL INDEX KEY: 0001749404 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38426 FILM NUMBER: 201281626 MAIL ADDRESS: STREET 1: 16F SHIHAO SQUARE MIDDLE JIANNAN BLVD STREET 2: HIGH TECH ZONE CHENGDU CITY: SICHUAN STATE: F4 ZIP: 610000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Senmiao Technology Ltd CENTRAL INDEX KEY: 0001711012 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 BUSINESS PHONE: 86 28 88678707 MAIL ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 4 1 tm2034801d3_form4.xml FORM 4 X0306 4 2020-10-29 0 0001711012 Senmiao Technology Ltd AIHS 0001749404 Liu Haitao 16F SHIHAO SQUARE MIDDLE JIANNAN BLVD HIGH TECH ZONE CHENGDU SICHUAN F4 610000 CHINA 0 1 0 0 Chief Operating Officer Restricted Stock Units 2020-10-29 4 A 0 9091 0.00 A Common Stock 9091 9091 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by Senmiao Technology Limited (the "Company") to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "Agreement"). The RSUs vest in four equal quarterly installments on January 29, 2021, April 29, 2021, July 29, 2021 and October 29, 2021 or in full upon the occurrence of a change in control of the Company, subject to the terms and conditions set forth in the Agreement, provided that the Reporting Person remains in service as an officer through the applicable vesting date. RSUs shall be settled by the Company's issuance of a share of common stock in certificated or uncertificated form upon the earlier of (i) vesting date, (ii) a change in control and (iii) the Reporting Person's cessation as an officer of the Company due to a "separation of service" within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, or the Reporting Person's death or disability. /s/ Haitao Liu 2020-11-02