0001104659-20-011233.txt : 20200205 0001104659-20-011233.hdr.sgml : 20200205 20200205161620 ACCESSION NUMBER: 0001104659-20-011233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gao Jie CENTRAL INDEX KEY: 0001802226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38426 FILM NUMBER: 20578945 MAIL ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH-TECH ZONE, CHENGDU CITY: SICHUAN STATE: F4 ZIP: 610000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Senmiao Technology Ltd CENTRAL INDEX KEY: 0001711012 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 BUSINESS PHONE: 862861554399 MAIL ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 4 1 tm206829d3_form4.xml FORM 4 X0306 4 2020-01-31 0 0001711012 Senmiao Technology Ltd AIHS 0001802226 Gao Jie 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. HIGH-TECH ZONE CHENGDU, SICHUAN F4 610000 CHINA 1 0 0 0 Restricted Stock Units 2020-01-31 4 A 0 30303 0.00 A Common Stock 30303 30303 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by Senmiao Technology Limited (the "Company") to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "Agreement"). The RSUs vest on March 31, 2020 in full or upon the occurrence of a change in control of the Company, subject to the terms and conditions set forth in the Agreement, provided that the Reporting Person remains in service as a director through March 31, 2020. RSUs shall be settled by the Company's issuance of a share of common stock in certificated or uncertificated form upon the earlier of (i) March 31, 2020, (ii) change in control and (ii) the Reporting Person's cessation as a director of the Company due to a "separation of service" within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, or the Reporting Person's death or disability. /s/ Jie Gao 2020-02-05