0001104659-20-010641.txt : 20200204 0001104659-20-010641.hdr.sgml : 20200204 20200204161601 ACCESSION NUMBER: 0001104659-20-010641 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lin Xiaojuan CENTRAL INDEX KEY: 0001734680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38426 FILM NUMBER: 20573875 MAIL ADDRESS: STREET 1: 16F SHIHAO SQUARE MIDDLE JIANNAN BLVD STREET 2: HIGH TECH ZONE CHENGDU CITY: SICHUAN STATE: F4 ZIP: 610000 FORMER NAME: FORMER CONFORMED NAME: Lin Xiaojuann DATE OF NAME CHANGE: 20180315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Senmiao Technology Ltd CENTRAL INDEX KEY: 0001711012 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 BUSINESS PHONE: 862861554399 MAIL ADDRESS: STREET 1: 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. STREET 2: HIGH TECH ZONE CITY: CHENGDU, SICHUAN STATE: F4 ZIP: 610000 4 1 tm206683d3_form4.xml FORM 4 X0306 4 2020-01-31 0 0001711012 Senmiao Technology Ltd AIHS 0001734680 Lin Xiaojuan 16F, SHIHAO SQUARE, MIDDLE JIANNAN BLVD. HIGH-TECH ZONE CHENGDU, SICHUAN F4 610000 CHINA 1 0 0 0 Restricted Stock Units 2020-01-31 4 A 0 30303 0.00 A Common Stock 30303 35303 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock at settlement subject to the terms and conditions set forth in the award of such RSUs by Senmiao Technology Limited (the "Company") to the Reporting Person pursuant to a Restricted Stock Unit Award Agreement (the "Agreement"). The RSUs vest on March 31, 2020 in full or upon the occurrence of a change in control of the Company, subject to the terms and conditions set forth in the Agreement, provided that the Reporting Person remains in service as a director through March 31, 2020. RSUs shall be settled by the Company's issuance of a share of common stock in certificated or uncertificated form upon the earlier of (i) March 31, 2020, (ii) change in control and (ii) the Reporting Person's cessation as a director of the Company due to a "separation of service" within the meaning of Section 409A of the Internal Revenue Code of 1986, as amended, or the Reporting Person's death or disability. /s/ Xiaojuan Lin 2020-02-04