0000945621-24-000963.txt : 20241121 0000945621-24-000963.hdr.sgml : 20241121 20241121165053 ACCESSION NUMBER: 0000945621-24-000963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241119 FILED AS OF DATE: 20241121 DATE AS OF CHANGE: 20241121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ketchum Stephen CENTRAL INDEX KEY: 0001710789 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23881 FILM NUMBER: 241485159 MAIL ADDRESS: STREET 1: C/O SOUNDPOINT CAPITAL MANAGEMENT, LP STREET 2: 375 PARK AVENUE, 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Point Meridian Capital, Inc. CENTRAL INDEX KEY: 0001930147 ORGANIZATION NAME: IRS NUMBER: 882315951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212.895.2280 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: Sound Point Meridian Capital, LLC DATE OF NAME CHANGE: 20220519 4 1 form4.xml X0508 4 2024-11-19 0001930147 Sound Point Meridian Capital, Inc. SPMC 0001710789 Ketchum Stephen C/O SOUND POINT MERIDIAN CAPITAL, INC. 375 PARK AVENUE, 34TH FLOOR NEW YORK NY 10152 true true Chairman false Common Stock, par value $0.001 per share 2024-11-19 4 P 0 1000 20.3233 A 17326 D Common Stock, par value $0.001 per share 2024-11-20 4 P 0 2000 20.3762 A 19326 D Common Stock, par value $0.001 per share 2024-11-21 4 P 0 4000 20.3245 A 23326 D Common Stock, par value $0.001 per share 50001 I By SPC Consolidator LLC The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.28 to $20.4723. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.25 to $20.3839. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4. Represents 50,001 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein. /s/ Wendy Ruberti, as Attorney-In-Fact 2024-11-21