0001437749-21-027341.txt : 20211123 0001437749-21-027341.hdr.sgml : 20211123 20211123210106 ACCESSION NUMBER: 0001437749-21-027341 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211113 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vitiello Stephanie CENTRAL INDEX KEY: 0001895263 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 211440858 MAIL ADDRESS: STREET 1: NEXPOINT DIVERSIFIED REAL ESTATE TRUST STREET 2: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND INCOME FUND\MA CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 456245636 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 833-697-6246 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND DATE OF NAME CHANGE: 20170925 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 3 1 rdgdoc.xml FORM 3 X0206 3 2021-11-13 0 0001710680 HIGHLAND INCOME FUND\MA HFRO 0001895263 Vitiello Stephanie 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 Chief Compliance Officer Common Stock 857.7050 D Contingent Bonus Award Common Stock 151.149 D Contingent Bonus Award Common Stock 455.373 D On May 29, 2020, the Reporting Person was awarded 151.149 shares. The Contingent Bonus Award is granted by Highland Capital Management, L.P. ("Highland") to the Reporting Person for service as an employee of Highland. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 29, 2023. These awards will terminate if the Reporting Person's employment with Highland or an affiliate is terminated. On June 9, 2021, the Reporting Person was awarded 455.373 shares. The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with Skyview or an affiliate is terminated. /s/ Stephanie Vitiello 2021-11-23