0001437749-21-027341.txt : 20211123
0001437749-21-027341.hdr.sgml : 20211123
20211123210106
ACCESSION NUMBER: 0001437749-21-027341
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211113
FILED AS OF DATE: 20211123
DATE AS OF CHANGE: 20211123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vitiello Stephanie
CENTRAL INDEX KEY: 0001895263
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23268
FILM NUMBER: 211440858
MAIL ADDRESS:
STREET 1: NEXPOINT DIVERSIFIED REAL ESTATE TRUST
STREET 2: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND INCOME FUND\MA
CENTRAL INDEX KEY: 0001710680
IRS NUMBER: 456245636
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 833-697-6246
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND
DATE OF NAME CHANGE: 20170925
FORMER COMPANY:
FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
DATE OF NAME CHANGE: 20170628
3
1
rdgdoc.xml
FORM 3
X0206
3
2021-11-13
0
0001710680
HIGHLAND INCOME FUND\MA
HFRO
0001895263
Vitiello Stephanie
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
1
Chief Compliance Officer
Common Stock
857.7050
D
Contingent Bonus Award
Common Stock
151.149
D
Contingent Bonus Award
Common Stock
455.373
D
On May 29, 2020, the Reporting Person was awarded 151.149 shares. The Contingent Bonus Award is granted by Highland Capital Management, L.P. ("Highland") to the Reporting Person for service as an employee of Highland. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 29, 2023. These awards will terminate if the Reporting Person's employment with Highland or an affiliate is terminated.
On June 9, 2021, the Reporting Person was awarded 455.373 shares. The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on June 9, 2024. These awards will terminate if the Reporting Person's employment with Skyview or an affiliate is terminated.
/s/ Stephanie Vitiello
2021-11-23