0001437749-21-017915.txt : 20210729 0001437749-21-017915.hdr.sgml : 20210729 20210729174453 ACCESSION NUMBER: 0001437749-21-017915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210721 FILED AS OF DATE: 20210729 DATE AS OF CHANGE: 20210729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATERHOUSE FRANK GEORGE CENTRAL INDEX KEY: 0001723097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 211128897 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND INCOME FUND\MA CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 456245636 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 833-697-6246 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND DATE OF NAME CHANGE: 20170925 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 4 1 rdgdoc.xml FORM 4 X0306 4 2021-07-21 0001710680 HIGHLAND INCOME FUND\MA HFRO 0001723097 WATERHOUSE FRANK GEORGE 2515 MCKINNEY AVENUE, SUITE 1100 DALLAS TX 75201 1 See Remarks Contingent Bonus Award 2021-07-21 4 J 0 39758.60 0 A Common Stock 39758.60 52281.369 D The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated. Principal Executive Officer, Principal Financial Officer, Principal Accounting Officer and Treasurer /s/ Frank Waterhouse 2021-07-29