X0306 4 2018-03-21 0 0001710680 HIGHLAND FLOATING RATE OPPORTUNITIES FUND ?HFRO? 0001617176 NORRIS DUSTIN DAVID 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 1 0 0 Secretary Common Shares of Beneficial Interest 2018-03-21 4 P 0 312.034 16.02 D 358.84 I See footnote Common Shares of Beneficial Interest 116.53 I See footnote Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month. Includes shares acquired under the issuer's dividend reinvestment plan. These shares are held pursuant to an employee benefit plan. /s/ Dustin David Norris 2018-03-22