0000899243-18-005827.txt : 20180228 0000899243-18-005827.hdr.sgml : 20180228 20180228165144 ACCESSION NUMBER: 0000899243-18-005827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS JAMES BRADLEY CENTRAL INDEX KEY: 0001723036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 18652022 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-26 1 0001710680 HIGHLAND FLOATING RATE OPPORTUNITIES FUND ?HFRO? 0001723036 ROSS JAMES BRADLEY 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 0 0 1 See Remarks Former President and Principal Executive Officer Effective February 26, 2018, J. Bradley Ross is no longer an officer of Highland Floating Rate Opportunities Fund. /s/ J. Bradley Ross 2018-02-28