0000899243-17-026940.txt : 20171120
0000899243-17-026940.hdr.sgml : 20171120
20171120140028
ACCESSION NUMBER: 0000899243-17-026940
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171103
FILED AS OF DATE: 20171120
DATE AS OF CHANGE: 20171120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WATERHOUSE FRANK GEORGE
CENTRAL INDEX KEY: 0001723097
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23268
FILM NUMBER: 171213419
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0001710680
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II
DATE OF NAME CHANGE: 20170628
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-11-03
0
0001710680
HIGHLAND FLOATING RATE OPPORTUNITIES FUND
?HFRO?
0001723097
WATERHOUSE FRANK GEORGE
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
1
0
0
See Remarks
Common Shares of Beneficial Interest
0
D
Treasurer, Principal Accounting Officer and Principal Financial Officer
/s/ Frank Waterhouse
2017-11-20