0000899243-17-026940.txt : 20171120 0000899243-17-026940.hdr.sgml : 20171120 20171120140028 ACCESSION NUMBER: 0000899243-17-026940 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171103 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATERHOUSE FRANK GEORGE CENTRAL INDEX KEY: 0001723097 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23268 FILM NUMBER: 171213419 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001710680 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND FLOATING RATE OPPORTUNITIES FUND II DATE OF NAME CHANGE: 20170628 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-11-03 0 0001710680 HIGHLAND FLOATING RATE OPPORTUNITIES FUND ?HFRO? 0001723097 WATERHOUSE FRANK GEORGE 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 0 1 0 0 See Remarks Common Shares of Beneficial Interest 0 D Treasurer, Principal Accounting Officer and Principal Financial Officer /s/ Frank Waterhouse 2017-11-20