Chief Compliance Officer

0001085146-22-001972.txt : 20220511 0001085146-22-001972.hdr.sgml : 20220511 20220510201130 ACCESSION NUMBER: 0001085146-22-001972 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220511 DATE AS OF CHANGE: 20220510 EFFECTIVENESS DATE: 20220511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISOR L.P CENTRAL INDEX KEY: 0001710477 IRS NUMBER: 273047790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18098 FILM NUMBER: 22911703 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294952 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISER L.P. DATE OF NAME CHANGE: 20170627 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001710477 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT CANTOR FITZGERALD INVESTMENT ADVISOR L.P

110 EAST 59TH STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-18098 N Walter Karle Chief Compliance Officer 212-915-1722 /s/ Walter Karle New York NY 05-04-2022 1 322 2238320 false 1 0001024896 028-22122 CANTOR FITZGERALD, L. P. INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 432 2906 SH SOLE 310 0 2596 ACCELERATE ACQUISITION CORP COM CL A 00439D102 818 83839 SH SOLE 0 0 83839 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 206 20842 SH SOLE 0 0 20842 ADVANCED MERGER PARTNERS INC COM CL A 00777J109 733 75000 SH SOLE 0 0 75000 AEQUI ACQUISITION CORP COM CL A 00775W102 1134 115410 SH SOLE 0 0 115410 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 2453 250000 SH SOLE 0 0 250000 AGILENT TECHNOLOGIES INC COM 00846U101 423 3196 SH SOLE 0 0 3196 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 329 7000 SH SOLE 0 0 7000 ALPHABET INC CAP STK CL A 02079K305 370 133 SH SOLE 0 0 133 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 995 100000 SH SOLE 0 0 100000 ALTRIA GROUP INC COM 02209S103 930 17790 SH SOLE 8437 0 9353 ALTSHARES TRUST MERGER ARBITRAGE 02210T108 42108 1588376 SH SOLE 0 0 1588376 ALTSHARES TRUST MERGER ARBITRAGE 02210T108 55 2092 SH SOLE 41030 0 0 2092 AMAZON COM INC COM 023135106 675 207 SH SOLE 35 0 172 AMDOCS LTD SHS G02602103 10653 129576 SH SOLE 77267 0 52309 AMERICAN ACQUISITION OPPT IN CLASS A COM 02369M102 1095 106648 SH SOLE 0 0 106648 AMERICAN EXPRESS CO COM 025816109 206 1100 SH SOLE 550 0 550 ANTHEM INC COM 036752103 481 980 SH SOLE 505 0 475 APPLE INC COM 037833100 9252 52986 SH SOLE 26795 0 26191 APPLIED MATLS INC COM 038222105 406 3083 SH SOLE 0 0 3083 ARCHER DANIELS MIDLAND CO COM 039483102 5027 55699 SH SOLE 30324 0 25375 ARROWROOT ACQUISITION CORP CL A COM 04282M102 1191 122000 SH SOLE 0 0 122000 AT&T INC COM 00206R102 20741 877764 SH SOLE 520731 0 357033 ATHLON ACQUISITION CORP COM CL A 04748A106 2411 246510 SH SOLE 0 0 246510 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 1087 110280 SH SOLE 0 0 110280 ATMOS ENERGY CORP COM 049560105 23718 198501 SH SOLE 117915 0 80586 AUTHENTIC EQUITY ACQUISTN CO CL A SHS G06607108 1795 183210 SH SOLE 0 0 183210 AVANTI ACQUISITION CORP SHS CL A G0682V109 740 75000 SH SOLE 0 0 75000 BANK NEW YORK MELLON CORP COM 064058100 14973 301692 SH SOLE 178226 0 123466 BANYAN ACQUISITION CORPORATI CL A COM 06690B107 298 30000 SH SOLE 0 0 30000 BELONG ACQUISITION CORP CLASS A COM 08069M102 2112 216200 SH SOLE 0 0 216200 BERENSON ACQUISITION CORP I CL A COM 083690107 1792 183748 SH SOLE 0 0 183748 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 263 745 SH SOLE 0 0 745 BITE ACQUISITION CORP COMMON STOCK 09175K105 1083 110660 SH SOLE 0 0 110660 BK OF AMERICA CORP COM 060505104 9075 220161 SH SOLE 123936 0 96225 BLACK MOUNTAIN ACQ CORP CL A COM 09216A108 2483 250000 SH SOLE 0 0 250000 BLACKSTONE INC COM 09260D107 397 3130 SH SOLE 0 0 3130 BLUESCAPE OPPORTUNITIES ACQU SHS G1195N105 770 78050 SH SOLE 0 0 78050 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 1036 105000 SH SOLE 0 0 105000 BRISTOL-MYERS SQUIBB CO COM 110122108 22360 306176 SH SOLE 181872 0 124304 BROADCOM INC COM 11135F101 47283 75090 SH SOLE 44448 0 30642 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 246 6000 SH SOLE 0 0 6000 BUILD ACQUISITION CORP COM CLASS A 12008J105 1890 194000 SH SOLE 0 0 194000 BYTE ACQUISITION CORP CLASS A ORD SHS G1R25Q105 1025 104887 SH SOLE 0 0 104887 CAPITAL ONE FINL CORP COM 14040H105 4777 36387 SH SOLE 21567 0 14820 CARNIVAL CORP COMMON STOCK 143658300 1038 51308 SH SOLE 28333 0 22975 CASCADIA ACQUISITION CORP CLASS A COM 14739D100 1684 172724 SH SOLE 0 0 172724 CATCHA INVESTMENT CORP SHS CL A G1962Y102 1941 198198 SH SOLE 0 0 198198 CHAVANT CAPITAL ACQUISITN CO ORDINARY SHARES G2058L103 971 98000 SH SOLE 0 0 98000 CHEVRON CORP NEW COM 166764100 25908 159115 SH SOLE 95112 0 64003 CHW ACQUISITION CORPORATION ORDINARY SHS G2254A109 1060 107000 SH SOLE 0 0 107000 CISCO SYS INC COM 17275R102 25330 454280 SH SOLE 267425 0 186855 CLASS ACCELERATION CORP COM 18274B106 732 74810 SH SOLE 0 0 74810 COCA COLA CO COM 191216100 1689 27234 SH SOLE 13434 0 13800 COMPASS MINERALS INTL INC COM 20451N101 7873 125393 SH SOLE 73545 0 51848 CONOCOPHILLIPS COM 20825C104 24668 246681 SH SOLE 142942 0 103739 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 982 100000 SH SOLE 0 0 100000 CORNER GROWTH ACQUISITN CORP CLASS A ORD SHS G2426E104 2761 277492 SH SOLE 0 0 277492 COSTCO WHSL CORP NEW COM 22160K105 1065 1850 SH SOLE 0 0 1850 COVA ACQUISITION CORP CL A SHS G2554Y104 569 58028 SH SOLE 0 0 58028 CSX CORP COM 126408103 251 6725 SH SOLE 6500 0 225 CVS HEALTH CORP COM 126650100 38245 377875 SH SOLE 224767 0 153108 D AND Z MEDIA ACQUISITION CO COM CL A 23305Q106 1060 108237 SH SOLE 0 0 108237 DBX ETF TR XTKR MSCI EMRG 233051226 404 14220 SH SOLE 0 0 14220 DBX ETF TR XTRACK HRVST CSI 233051879 5306 160355 SH SOLE 0 0 160355 DBX ETF TR XTRACK HRVST CSI 233051879 27 802 SH SOLE 41030 0 0 802 DBX ETF TR XTRACKERS MSCI 233051218 628 21737 SH SOLE 0 0 21737 DBX ETF TR XTRACKERS S&P 233051143 2339 57098 SH SOLE 0 0 57098 DBX ETF TR XTRACKERS S&P MD 233051127 354 13116 SH SOLE 0 0 13116 DBX ETF TR XTRACKERS SHRT 233051283 9705 211280 SH SOLE 0 0 211280 DECARBONIZATION PLUS ACQUISI COM CL A G2773W103 2485 250000 SH SOLE 0 0 250000 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 504 51330 SH SOLE 0 0 51330 DELWINDS INS ACQUISITION COR COM CLS A 24803C102 2433 245000 SH SOLE 0 0 245000 DEVON ENERGY CORP NEW COM 25179M103 4658 78768 SH SOLE 43868 0 34900 DIAMONDHEAD HOLDINGS CORP CL A 25278L105 2465 251800 SH SOLE 0 0 251800 DILA CAPITAL ACQUISITION COR COM CL A 254028103 832 85000 SH SOLE 0 0 85000 DOLLAR TREE INC COM 256746108 3571 22302 SH SOLE 13177 0 9125 DOMINION ENERGY INC COM 25746U109 200 2350 SH SOLE 2350 0 0 DOW INC COM 260557103 24538 385088 SH SOLE 229281 0 155807 DUKE ENERGY CORP NEW COM NEW 26441C204 25044 224286 SH SOLE 133805 0 90481 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 3900 393980 SH SOLE 0 0 393980 EAST RES ACQUISITION CO COM CL A 274681105 3568 360000 SH SOLE 0 0 360000 EATON CORP PLC SHS G29183103 5256 34636 SH SOLE 20711 0 13925 EDIFY ACQUISITION CORP CL A 28059Q103 1363 139040 SH SOLE 0 0 139040 EDTECHX HOLDINGS ACQU CORP I COM CL A 28139A102 475 47000 SH SOLE 0 0 47000 EMERSON ELEC CO COM 291011104 13135 133961 SH SOLE 79892 0 54069 EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 1909 194600 SH SOLE 0 0 194600 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 128 11400 SH SOLE 0 0 11400 EQ HEALTH ACQUISITION CORP COM CL A 26886A101 1284 130984 SH SOLE 0 0 130984 EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 728 74000 SH SOLE 0 0 74000 EVO ACQUISITION CORP COM CL A 30052G108 1384 140780 SH SOLE 0 0 140780 EXXON MOBIL CORP COM 30231G102 25734 311595 SH SOLE 186162 0 125433 FEDEX CORP COM 31428X106 5132 22181 SH SOLE 13106 0 9075 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1139 9251 SH SOLE 0 0 9251 FIDELITY NATL INFORMATION SV COM 31620M106 24436 243338 SH SOLE 145529 0 97809 FINSERV ACQUISITION CORP II COM CL A 31809Y103 1320 135000 SH SOLE 0 0 135000 FINTECH EVOLUTION ACQUIS GRO SHS CL A G3R19A104 512 52220 SH SOLE 0 0 52220 FORD MTR CO DEL COM 345370860 3026 179000 SH SOLE 105835 0 73165 FOREST ROAD ACQUISITION COR CL A 34619V103 526 53805 SH SOLE 0 0 53805 FREEDOM ACQUISITION I CORP SHS CL A G3663X110 462 47093 SH SOLE 0 0 47093 FREEPORT-MCMORAN INC CL B 35671D857 1967 39558 SH SOLE 20958 0 18600 FTAC EMERALD ACQUISITION COR CLASS A COM 29103K100 3420 350000 SH SOLE 0 0 350000 FUSION ACQUISITION CORP II COM CL A 36118N102 495 50600 SH SOLE 0 0 50600 G&P ACQUISITION CORP COM CL A 36146G103 1985 200000 SH SOLE 0 0 200000 GENERAL ELECTRIC CO COM NEW 369604301 340 3708 SH SOLE 2040 0 1668 GENUINE PARTS CO COM 372460105 22482 178399 SH SOLE 104237 0 74162 GLADSTONE ACQUISITION CORP CLASS A COM 37653T108 386 38399 SH SOLE 0 0 38399 GLASS HOUSES ACQUISITION COR CLASS A COM 37714P103 1195 122602 SH SOLE 0 0 122602 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 570 58032 SH SOLE 0 0 58032 GO ACQUISITION CORP COM 362019101 1734 175169 SH SOLE 0 0 175169 GOLDEN ARROW MERGER CORP CLASS A COM 380799106 2803 287157 SH SOLE 0 0 287157 GOOD WKS II ACQUISITION CORP COMMON STOCK 38216G104 1652 167890 SH SOLE 0 0 167890 GRAF ACQUISITION CORP IV COM 384272100 2474 255000 SH SOLE 0 0 255000 H I G ACQUISITION CORP COM CL A G44898107 2193 222688 SH SOLE 0 0 222688 HANESBRANDS INC COM 410345102 10631 714003 SH SOLE 431859 0 282144 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 508 51870 SH SOLE 0 0 51870 HH&L ACQUISITION CO SHS CL A G39714103 1699 173546 SH SOLE 0 0 173546 HP INC COM 40434L105 31698 873243 SH SOLE 518903 0 354340 HPX CORP SHS CL A G32219100 1290 130000 SH SOLE 0 0 130000 HUDSON EXECUTIVE INVES III COM CL A 44376L107 684 70000 SH SOLE 0 0 70000 HUDSON EXECUTIVE INVS CORP I COM CL A 443760103 4046 414100 SH SOLE 0 0 414100 IBERE PHARMACEUTICALS SHS CL A G46843101 1099 112050 SH SOLE 0 0 112050 IG ACQUISITION CORP COM CL A 449534106 1183 120000 SH SOLE 0 0 120000 IGNYTE ACQUISITION CORP COM 45175H106 158 16034 SH SOLE 0 0 16034 INSIGHT ACQUISITION CORP COM CL A 45784L100 1837 187494 SH SOLE 0 0 187494 INTEL CORP COM 458140100 26761 539976 SH SOLE 324007 0 215969 INTERNATIONAL BUSINESS MACHS COM 459200101 33459 257335 SH SOLE 152446 0 104889 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 243 9940 SH SOLE 0 0 9940 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 156 12089 SH SOLE 0 0 12089 INVESCO QQQ TR UNIT SER 1 46090E103 115 317 SH SOLE 41030 0 0 317 INVESCO QQQ TR UNIT SER 1 46090E103 61670 170107 SH SOLE 0 0 170107 IRON SPARK I INC CLASS A COM 46301G103 2385 238000 SH SOLE 0 0 238000 ISHARES INC CORE MSCI EMKT 46434G103 3797 68349 SH SOLE 0 0 68349 ISHARES TR 3 7 YR TREAS BD 464288661 49098 402281 SH SOLE 0 0 402281 ISHARES TR 3 7 YR TREAS BD 464288661 20 165 SH SOLE 41030 0 0 165 ISHARES TR CORE MSCI EAFE 46432F842 1223 17588 SH SOLE 0 0 17588 ISHARES TR CORE MSCI INTL 46435G326 11573 181873 SH SOLE 0 0 181873 ISHARES TR CORE S&P MCP ETF 464287507 60 222 SH SOLE 41030 0 0 222 ISHARES TR CORE S&P MCP ETF 464287507 28423 105920 SH SOLE 0 0 105920 ISHARES TR CORE S&P SCP ETF 464287804 18 165 SH SOLE 41030 0 0 165 ISHARES TR CORE S&P SCP ETF 464287804 8499 78780 SH SOLE 0 0 78780 ISHARES TR CORE S&P500 ETF 464287200 95423 210328 SH SOLE 0 0 210328 ISHARES TR ESG AWR MSCI USA 46435G425 395 3898 SH SOLE 0 0 3898 ISHARES TR ESG AWR US AGRGT 46435U549 3670 71073 SH SOLE 0 0 71073 ISHARES TR ESG AWRE 1 5 YR 46435G243 1715 69620 SH SOLE 0 0 69620 ISHARES TR FLTG RATE NT ETF 46429B655 7 148 SH SOLE 41030 0 0 148 ISHARES TR FLTG RATE NT ETF 46429B655 11026 218251 SH SOLE 0 0 218251 ISHARES TR IBOXX HI YD ETF 464288513 335 4072 SH SOLE 0 0 4072 ISHARES TR ISHS 1-5YR INVS 464288646 224 4324 SH SOLE 0 0 4324 ISHARES TR MSCI CHINA A 46434V514 2548 69061 SH SOLE 0 0 69061 ISHARES TR MSCI EAFE ETF 464287465 558 7588 SH SOLE 0 0 7588 ISHARES TR RUS 1000 GRW ETF 464287614 307 1107 SH SOLE 0 0 1107 ISHARES TR RUSSELL 2000 ETF 464287655 1848 9002 SH SOLE 0 0 9002 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 641 64717 SH SOLE 0 0 64717 ITIQUIRA ACQUISITION CORP CL A SHS G49773107 2590 264300 SH SOLE 0 0 264300 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 864 88044 SH SOLE 0 0 88044 JOFF FINTECH ACQUISITION COR COM CL A 46592C100 3816 390576 SH SOLE 0 0 390576 JOHNSON & JOHNSON COM 478160104 31049 175194 SH SOLE 102899 0 72295 JPMORGAN CHASE & CO COM 46625H100 30321 222422 SH SOLE 131319 0 91103 KAIROS ACQUISITION CORP CL A SHS G52110114 1087 110842 SH SOLE 0 0 110842 KELLOGG CO COM 487836108 27405 424951 SH SOLE 252055 0 172896 KERNEL GROUP HOLDINGS INC CL A SHS G5259L103 1391 141798 SH SOLE 0 0 141798 KEYCORP COM 493267108 25050 1119275 SH SOLE 662996 0 456279 KIMBERLY-CLARK CORP COM 494368103 15206 123462 SH SOLE 73661 0 49801 KINGSWOOD ACQUISITION CORP COM CL A 496861105 1278 125218 SH SOLE 0 0 125218 KINS TECHNOLOGY GROUP INC COM CL A 49714K109 2571 255527 SH SOLE 0 0 255527 KISMET ACQUISITION THREE COR CL A SHARES G5276C110 555 56648 SH SOLE 0 0 56648 KISMET ACQUISITION TWO CORP CL A SHS G52807107 914 93400 SH SOLE 0 0 93400 KL ACQUISITION CORP COM CL A 49837C109 1467 149704 SH SOLE 0 0 149704 KLUDEIN I ACQUISITION CORP CL A 49878L109 717 72099 SH SOLE 0 0 72099 KOHLS CORP COM 500255104 15797 261270 SH SOLE 156339 0 104931 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 1741 132674 SH SOLE 80475 0 52199 L&F ACQUISITION CORP SHS CL A G53702109 638 63000 SH SOLE 0 0 63000 LAKESHORE ACQUISITION I CORP ORDINARY SHARES G53521103 823 83000 SH SOLE 0 0 83000 LAZARD GROWTH ACQUISITION CO CL A ORD SHS G54035103 1663 169650 SH SOLE 0 0 169650 LEFTERIS ACQUISITION CORP COM CL A 52470X109 1478 150000 SH SOLE 0 0 150000 LEVERE HOLDINGS CORP CLASS A ORD SHS G5462L106 1472 150000 SH SOLE 0 0 150000 LIGHTJUMP ACQUISITION CORP COM 53228M106 932 93950 SH SOLE 0 0 93950 LINCOLN NATL CORP IND COM 534187109 19537 298913 SH SOLE 178445 0 120468 LOCKHEED MARTIN CORP COM 539830109 12387 28064 SH SOLE 16699 0 11365 MARATHON PETE CORP COM 56585A102 240 2800 SH SOLE 1400 0 1400 MARLIN TECHNOLOGY CORP CL A SHS G58411102 643 65428 SH SOLE 0 0 65428 MCDONALDS CORP COM 580135101 1128 4563 SH SOLE 0 0 4563 MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 965 98630 SH SOLE 0 0 98630 MEDTRONIC PLC SHS G5960L103 22626 203922 SH SOLE 122866 0 81056 MERCK & CO INC COM 58933Y105 28683 349588 SH SOLE 207605 0 141983 META PLATFORMS INC CL A 30303M102 263 1183 SH SOLE 0 0 1183 METLIFE INC COM 59156R108 24113 343102 SH SOLE 204051 0 139051 MICROSOFT CORP COM 594918104 8079 26204 SH SOLE 14849 0 11355 MISSION ADVANCEMENT CORP CL A 60501L101 554 56560 SH SOLE 0 0 56560 MONDELEZ INTL INC CL A 609207105 17153 273221 SH SOLE 161302 0 111919 MORINGA ACQUISITION CORP CL A SHS G6S23K108 489 50000 SH SOLE 0 0 50000 MOSAIC CO NEW COM 61945C103 622 9350 SH SOLE 575 0 8775 MUDRICK CAPITAL ACQU CORP II COM CL A 62477L107 1534 153000 SH SOLE 0 0 153000 NATIONAL FUEL GAS CO COM 636180101 14016 204018 SH SOLE 121374 0 82644 NETAPP INC COM 64110D104 332 4000 SH SOLE 0 0 4000 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 318 20112 SH SOLE 0 0 20112 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 569 58030 SH SOLE 0 0 58030 NORFOLK SOUTHN CORP COM 655844108 278 975 SH SOLE 975 0 0 NORTH ATLANTIC ACQUISITN COR CL A SHS G66139109 645 65180 SH SOLE 0 0 65180 NORTH MOUNTAIN MERGER CORP COM CL A 661204107 918 92865 SH SOLE 0 0 92865 NUCOR CORP COM 670346105 20674 139078 SH SOLE 82441 0 56637 NUSHARES ETF TR ESG HI TLD CRP 67092P854 411 17775 SH SOLE 0 0 17775 NUSHARES ETF TR NUVEEN ESG US 67092P870 347 14394 SH SOLE 0 0 14394 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 176 19191 SH SOLE 0 0 19191 NUVEEN CORPORATE INCOME 2023 COM 67079F101 94 10000 SH SOLE 0 0 10000 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 685 70000 SH SOLE 0 0 70000 ORGANON & CO COMMON STOCK 68622V106 16127 461699 SH SOLE 272743 0 188956 OTR ACQUISITION CORP COM CL A 67113Q105 765 75000 SH SOLE 0 0 75000 OXUS ACQUISITION CORP SHS CL A G6859L105 1016 100000 SH SOLE 0 0 100000 OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 811 82830 SH SOLE 0 0 82830 PARABELLUM ACQUISITION CORP COM CL A 69901P109 2119 215625 SH SOLE 0 0 215625 PARAMOUNT GLOBAL CLASS B COM 92556H206 27052 715478 SH SOLE 424955 0 290523 PAYCHEX INC COM 704326107 487 3570 SH SOLE 0 0 3570 PEOPLES UNITED FINANCIAL INC COM 712704105 14399 720269 SH SOLE 433042 0 287227 PEPSICO INC COM 713448108 2204 13167 SH SOLE 7627 0 5540 PERIDOT ACQUISITION CORP II SHS CL A G7008B105 360 36818 SH SOLE 0 0 36818 PFIZER INC COM 717081103 25323 489145 SH SOLE 283376 0 205769 PHILIP MORRIS INTL INC COM 718172109 21384 227634 SH SOLE 132255 0 95379 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 939 95936 SH SOLE 0 0 95936 PIVOTAL INVESTMENT CORP III COM CL A 72582M106 3494 357300 SH SOLE 0 0 357300 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 2039 208720 SH SOLE 0 0 208720 PMV CONSUMER ACQUISITION COR COM 693486102 988 100000 SH SOLE 0 0 100000 PONTEM CORPORATION SHS CL A G71707106 1141 116289 SH SOLE 0 0 116289 POWERED BRANDS CL A G7209M108 2263 230248 SH SOLE 0 0 230248 PPL CORP COM 69351T106 18703 654876 SH SOLE 391699 0 263177 PRIME IMPACT ACQUISITION I SHS CL A G61074103 1088 110000 SH SOLE 0 0 110000 PROCTER AND GAMBLE CO COM 742718109 1774 11606 SH SOLE 4350 0 7256 PROGRESS ACQUISITION CORP COM CL A 74327P105 1128 114740 SH SOLE 0 0 114740 PROPERTY SOLUTIONS ACQUISITI COM CL A 74350A108 4401 450047 SH SOLE 0 0 450047 PROSPECTOR CAPITAL CORP CL A G7273A105 3768 384080 SH SOLE 0 0 384080 PROVIDENT ACQUISITION CORP CL A G7282L100 1672 169614 SH SOLE 0 0 169614 PRUDENTIAL FINL INC COM 744320102 19868 168138 SH SOLE 99685 0 68453 QUALCOMM INC COM 747525103 955 6249 SH SOLE 0 0 6249 QUANTA SVCS INC COM 74762E102 2527 19203 SH SOLE 11338 0 7865 RAYTHEON TECHNOLOGIES CORP COM 75513E101 31918 322180 SH SOLE 190930 0 131250 REALTY INCOME CORP COM 756109104 208 3000 SH SOLE 0 0 3000 RECHARGE ACQUISITION CORP COM CL A 756229100 1544 154854 SH SOLE 0 0 154854 RIVERVIEW ACQUISITION CORP CLASS A COM 769395104 3278 335140 SH SOLE 0 0 335140 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 489 50000 SH SOLE 0 0 50000 ROTH CH ACQUISITION IV CO COM 77867P104 665 67138 SH SOLE 0 0 67138 SALESFORCE COM INC COM 79466L302 212 1000 SH SOLE 0 0 1000 SANDBRIDGE X2 CORP COM CLASS A 799792106 534 54749 SH SOLE 0 0 54749 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 441 8253 SH SOLE 0 0 8253 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 19862 368848 SH SOLE 0 0 368848 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5749 75780 SH SOLE 0 0 75780 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1496 31598 SH SOLE 0 0 31598 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 491 50000 SH SOLE 0 0 50000 SCION TECH GROWTH I CL A SHS G31067104 1964 200000 SH SOLE 0 0 200000 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 2937 300314 SH SOLE 0 0 300314 SHELL PLC SPON ADS 780259305 25747 468714 SH SOLE 278199 0 190515 SIMON PPTY GROUP INC NEW COM 828806109 22866 173807 SH SOLE 104091 0 69716 SKYWORKS SOLUTIONS INC COM 83088M102 335 2515 SH SOLE 0 0 2515 SLAM CORP CL A SHS G8210L105 547 55990 SH SOLE 0 0 55990 SMUCKER J M CO COM NEW 832696405 13116 96861 SH SOLE 57560 0 39301 SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 2341 239122 SH SOLE 0 0 239122 SOFTWARE ACQUISITN GRP INC I COM CL A 83407J103 1756 176000 SH SOLE 0 0 176000 SPDR GOLD TR GOLD SHS 78463V107 298 1647 SH SOLE 0 0 1647 SPDR S&P 500 ETF TR TR UNIT 78462F103 6406 14183 SH SOLE 0 0 14183 SPDR SER TR BLOOMBERG INVT 78468R200 9407 308534 SH SOLE 0 0 308534 SPDR SER TR BLOOMBERG SHT TE 78468R408 7 255 SH SOLE 41030 0 0 255 SPDR SER TR BLOOMBERG SHT TE 78468R408 13823 526774 SH SOLE 0 0 526774 SPDR SER TR PORTFLI MORTGAGE 78464A383 17189 717422 SH SOLE 0 0 717422 SPDR SER TR PORTFOLIO INTRMD 78464A375 14 398 SH SOLE 41030 0 0 398 SPDR SER TR PORTFOLIO INTRMD 78464A375 45066 1319645 SH SOLE 0 0 1319645 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 1021 103410 SH SOLE 0 0 103410 SPORTSTEK ACQUISITION CORP COM CL A 849196100 1331 136200 SH SOLE 0 0 136200 SPRINGWATER SPL SITUATIONS C COM 85205U107 1841 186929 SH SOLE 0 0 186929 STANLEY BLACK & DECKER INC COM 854502101 12128 86763 SH SOLE 51719 0 35044 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 4406 450000 SH SOLE 0 0 450000 TAILWIND ACQUISITION CORP COM CL A 87403Q102 817 82610 SH SOLE 0 0 82610 TAPESTRY INC COM 876030107 23688 637635 SH SOLE 377646 0 259989 TARGET CORP COM 87612E106 3288 15496 SH SOLE 9136 0 6360 TASTEMAKER ACQUISITION CORP COM CL A 876545104 990 100000 SH SOLE 0 0 100000 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 3036 307889 SH SOLE 0 0 307889 TESLA INC COM 88160R101 269 250 SH SOLE 0 0 250 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 699 71734 SH SOLE 0 0 71734 TJX COS INC NEW COM 872540109 1811 29896 SH SOLE 17596 0 12300 TLG ACQUISITION ONE CORP COM CL A 87257M108 1957 199895 SH SOLE 0 0 199895 TRANE TECHNOLOGIES PLC SHS G8994E103 2466 16147 SH SOLE 9184 0 6963 TRAVELERS COMPANIES INC COM 89417E109 4652 25459 SH SOLE 14700 0 10759 TREPONT ACQUISITION CORP I SHS CL A G9095M101 2990 297370 SH SOLE 0 0 297370 TRUIST FINL CORP COM 89832Q109 22242 392288 SH SOLE 235171 0 157117 TURMERIC ACQUISITION CORP CL A G9127T108 1434 145613 SH SOLE 0 0 145613 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 361 36903 SH SOLE 0 0 36903 TYSON FOODS INC CL A 902494103 28439 317286 SH SOLE 189111 0 128175 UNITED PARCEL SERVICE INC CL B 911312106 2277 10617 SH SOLE 50 0 10567 US BANCORP DEL COM NEW 902973304 24672 464184 SH SOLE 275627 0 188557 VANECK ETF TRUST BDC INCOME ETF 92189F411 231 12906 SH SOLE 0 0 12906 VANECK ETF TRUST INVESTMENT GRD 92189F486 4091 162999 SH SOLE 0 0 162999 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 256 9482 SH SOLE 0 0 9482 VANECK ETF TRUST MORTGAGE REIT 92189F452 250 14644 SH SOLE 0 0 14644 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2379 29910 SH SOLE 0 0 29910 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1 16 SH SOLE 41030 0 0 16 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4132 19817 SH SOLE 0 0 19817 VANGUARD INDEX FDS MID CAP ETF 922908629 841 3538 SH SOLE 0 0 3538 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 76566 184422 SH SOLE 0 0 184422 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 352 849 SH SOLE 41030 0 0 849 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4648 20414 SH SOLE 0 0 20414 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9 39 SH SOLE 41030 0 0 39 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3 53 SH SOLE 41030 0 0 53 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2531 43952 SH SOLE 0 0 43952 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 57 1227 SH SOLE 41030 0 0 1227 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 13535 293403 SH SOLE 0 0 293403 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 20015 318146 SH SOLE 0 0 318146 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1036 12044 SH SOLE 0 0 12044 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 50990 1017768 SH SOLE 0 0 1017768 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 18 367 SH SOLE 41030 0 0 367 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1063 6555 SH SOLE 0 0 6555 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 109 2276 SH SOLE 41030 0 0 2276 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 48054 1000494 SH SOLE 0 0 1000494 VANGUARD WORLD FDS INF TECH ETF 92204A702 212 509 SH SOLE 0 0 509 VENTAS INC COM 92276F100 18422 298283 SH SOLE 178309 0 119974 VERIZON COMMUNICATIONS INC COM 92343V104 22597 443590 SH SOLE 261731 0 181859 WALMART INC COM 931142103 4477 30062 SH SOLE 16336 0 13726 WARRIOR TECHNOLOGIES ACQUI C COM CL A 936273101 680 68766 SH SOLE 0 0 68766 WELLS FARGO CO NEW COM 949746101 24995 515776 SH SOLE 306336 0 209440 WESTERN UN CO COM 959802109 1330 70974 SH SOLE 41524 0 29450 WILLIAMS ROWLAND ACQUISITION COM 96951B102 2542 255000 SH SOLE 0 0 255000 WISDOMTREE TR CHINADIV EX FI 97717X719 6151 153817 SH SOLE 0 0 153817 WISDOMTREE TR EM EX ST-OWNED 97717X578 13448 411755 SH SOLE 0 0 411755 Z-WORK ACQUISITION CORP COM CL A 98880C102 889 90880 SH SOLE 0 0 90880