Chief Compliance Officer

0001085146-22-000967.txt : 20220214 0001085146-22-000967.hdr.sgml : 20220214 20220214101655 ACCESSION NUMBER: 0001085146-22-000967 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISOR L.P CENTRAL INDEX KEY: 0001710477 IRS NUMBER: 273047790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18098 FILM NUMBER: 22626668 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294952 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISER L.P. DATE OF NAME CHANGE: 20170627 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001710477 XXXXXXXX 12-31-2021 12-31-2021 true 1 RESTATEMENT false CANTOR FITZGERALD INVESTMENT ADVISOR L.P

110 EAST 59TH STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-18098 N Walter Karle Chief Compliance Officer 212-915-1722 /s/ Walter Karle New York NY 02-11-2022 1 303 1649547 1 0001024896 CANTOR FITZGERALD, L. P. INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 427 2406 SH DFND 0 2406 0 ACCELERATE ACQUISITION CORP COM CL A 00439D102 815 83839 SH DFND 0 83839 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 2490 250000 SH DFND 0 250000 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 206 20842 SH DFND 0 20842 0 ADVANCED MERGER PARTNERS INC COM CL A 00777J109 729 75000 SH DFND 0 75000 0 AEQUI ACQUISITION CORP COM CL A 00775W102 1130 115410 SH DFND 0 115410 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 2420 250000 SH DFND 0 250000 0 AGILENT TECHNOLOGIES INC COM 00846U101 527 3300 SH DFND 0 3300 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 293 6000 SH DFND 0 6000 0 ALPHABET INC CAP STK CL A 02079K305 385 133 SH DFND 0 133 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 990 100000 SH DFND 0 100000 0 ALTRIA GROUP INC COM 02209S103 442 9327 SH DFND 0 9327 0 ALTSHARES TRUST MERGER ARBITRAGE 02210T108 9242 353567 SH DFND 0 353567 0 AMAZON COM INC COM 023135106 707 212 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87403Q102 813 82610 SH DFND 0 82610 0 TAPESTRY INC COM 876030107 13525 333132 SH DFND 0 333132 0 TARGET CORP COM 87612E106 2195 9486 SH DFND 0 9486 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 989 100000 SH DFND 0 100000 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 3057 307889 SH DFND 0 307889 0 TESLA INC COM 88160R101 264 250 SH DFND 0 250 0 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 700 71734 SH DFND 0 71734 0 TJX COS INC NEW COM 872540109 1376 18118 SH DFND 0 18118 0 TLG ACQUISITION ONE CORP COM CL A 87257M108 1945 199895 SH DFND 0 199895 0 TRANE TECHNOLOGIES PLC SHS G8994E103 1930 9553 SH DFND 0 9553 0 TRAVELERS COMPANIES INC COM 89417E109 2366 15123 SH DFND 0 15123 0 TREPONT ACQUISITION CORP I SHS CL A G9095M101 2968 297370 SH DFND 0 297370 0 TRUIST FINL CORP COM 89832Q109 11740 200519 SH DFND 0 200519 0 TURMERIC ACQUISITION CORP CL A G9127T108 1430 145613 SH DFND 0 145613 0 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 358 36903 SH DFND 0 36903 0 TYSON FOODS INC CL A 902494103 14188 162779 SH DFND 0 162779 0 UNITED PARCEL SERVICE INC CL B 911312106 2276 10617 SH DFND 0 10617 0 US BANCORP DEL COM NEW 902973304 13035 232071 SH DFND 0 232071 0 VANECK ETF TRUST BDC INCOME ETF 92189F411 225 13077 SH DFND 0 13077 0 VANECK ETF TRUST INVESTMENT GRD 92189F486 8224 325453 SH DFND 0 325453 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 262 9163 SH DFND 0 9163 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2652 31292 SH DFND 0 31292 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4644 21013 SH DFND 0 21013 0 VANGUARD INDEX FDS MID CAP ETF 922908629 885 3474 SH DFND 0 3474 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 85097 194923 SH DFND 0 194923 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5091 21089 SH DFND 0 21089 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2644 43156 SH DFND 0 43156 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 19316 390519 SH DFND 0 390519 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 4695 70630 SH DFND 0 70630 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1227 13230 SH DFND 0 13230 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 63394 1199742 SH DFND 0 1199742 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1126 6555 SH DFND 0 6555 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 50639 991759 SH DFND 0 991759 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 238 519 SH DFND 0 519 0 VENTAS INC COM 92276F100 7293 142664 SH DFND 0 142664 0 VERIZON COMMUNICATIONS INC COM 92343V104 7756 149273 SH DFND 0 149273 0 VIACOMCBS INC CL B 92556H206 10686 354086 SH DFND 0 354086 0 VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 2724 271894 SH DFND 0 271894 0 WALMART INC COM 931142103 2828 19541 SH DFND 0 19541 0 WARRIOR TECHNOLOGIES ACQUI C COM CL A 936273101 676 68766 SH DFND 0 68766 0 WELLS FARGO CO NEW COM 949746101 12865 268128 SH DFND 0 268128 0 WESTERN UN CO COM 959802109 776 43505 SH DFND 0 43505 0 WILLIAMS ROWLAND ACQUISITION COM 96951B102 2517 255000 SH DFND 0 255000 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 22583 612829 SH DFND 0 612829 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 885 90880 SH DFND 0 90880 0