Chief Compliance Officer

0001085146-22-000189.txt : 20220119 0001085146-22-000189.hdr.sgml : 20220119 20220118184407 ACCESSION NUMBER: 0001085146-22-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220118 EFFECTIVENESS DATE: 20220119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISER L.P. CENTRAL INDEX KEY: 0001710477 IRS NUMBER: 273047790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18098 FILM NUMBER: 22536290 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294952 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001710477 XXXXXXXX 12-31-2021 12-31-2021 false CANTOR FITZGERALD INVESTMENT ADVISER L.P.

110 EAST 59TH STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-18098 N Walter Karle Chief Compliance Officer 212-915-1722 /s/ Walter Karle New York NY 01-17-2022 0 303 1649547 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 427 2406 SH SOLE 310 0 2096 ACCELERATE ACQUISITION CORP COM CL A 00439D102 815 83839 SH SOLE 0 0 83839 ACE CONVERGENCE ACQU CORP CL A G0083D120 2490 250000 SH SOLE 0 0 250000 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 206 20842 SH SOLE 0 0 20842 ADVANCED MERGER PARTNERS INC COM CL A 00777J109 729 75000 SH SOLE 0 0 75000 AEQUI ACQUISITION CORP COM CL A 00775W102 1130 115410 SH SOLE 0 0 115410 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 2420 250000 SH SOLE 0 0 250000 AGILENT TECHNOLOGIES INC COM 00846U101 527 3300 SH SOLE 0 0 3300 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 293 6000 SH SOLE 0 0 6000 ALPHABET INC CAP STK CL A 02079K305 385 133 SH SOLE 0 0 133 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 990 100000 SH SOLE 0 0 100000 ALTRIA GROUP INC COM 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ISHARES TR RUSSELL 2000 ETF 464287655 1438 6466 SH SOLE 0 0 6466 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 637 64717 SH SOLE 0 0 64717 ITIQUIRA ACQUISITION CORP CL A SHS G49773107 2574 264300 SH SOLE 0 0 264300 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 859 88044 SH SOLE 0 0 88044 JOFF FINTECH ACQUISITION COR COM CL A 46592C100 3808 390576 SH SOLE 0 0 390576 JOHNSON & JOHNSON COM 478160104 15869 92765 SH SOLE 91270 0 1495 JPMORGAN CHASE & CO COM 46625H100 19443 122786 SH SOLE 120480 0 2306 KAIROS ACQUISITION CORP CL A SHS G52110114 1085 110842 SH SOLE 0 0 110842 KELLOGG CO COM 487836108 14015 217559 SH SOLE 216659 0 900 KERNEL GROUP HOLDINGS INC CL A SHS G5259L103 1383 141798 SH SOLE 0 0 141798 KEYCORP COM 493267108 13218 571472 SH SOLE 568672 0 2800 KIMBERLY-CLARK CORP COM 494368103 8708 60933 SH SOLE 60733 0 200 KINGSWOOD ACQUISITION CORP COM CL A 496861105 1265 125218 SH SOLE 0 0 125218 KINS TECHNOLOGY GROUP INC COM CL A 49714K109 2548 255527 SH SOLE 0 0 255527 KISMET 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CAPITAL ACQU CORP II COM CL A 62477L107 1521 153000 SH SOLE 0 0 153000 NATIONAL FUEL GAS CO COM 636180101 6463 101074 SH SOLE 100774 0 300 NETAPP INC COM 64110D104 368 4000 SH SOLE 0 0 4000 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 660 48600 SH SOLE 0 0 48600 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 563 58030 SH SOLE 0 0 58030 NORFOLK SOUTHN CORP COM 655844108 290 975 SH SOLE 975 0 0 NORTH ATLANTIC ACQUISITN COR CL A SHS G66139109 641 65180 SH SOLE 0 0 65180 NORTH MOUNTAIN MERGER CORP COM CL A 661204107 916 92865 SH SOLE 0 0 92865 NUCOR CORP COM 670346105 8833 77377 SH SOLE 76877 0 500 NUSHARES ETF TR ESG HI TLD CRP 67092P854 437 17898 SH SOLE 0 0 17898 NUSHARES ETF TR NUVEEN ESG US 67092P870 316 12297 SH SOLE 0 0 12297 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 194 19191 SH SOLE 0 0 19191 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 682 70000 SH SOLE 0 0 70000 ORGANON & CO COMMON STOCK 68622V106 7259 238378 SH SOLE 237008 0 1370 OTR ACQUISITION CORP COM CL A 67113Q105 760 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CL A 849196100 1331 136200 SH SOLE 0 0 136200 SPRINGWATER SPL SITUATIONS C COM 85205U107 1825 186929 SH SOLE 0 0 186929 STANLEY BLACK & DECKER INC COM 854502101 5504 29181 SH SOLE 29106 0 75 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 4383 450000 SH SOLE 0 0 450000 TAILWIND ACQUISITION CORP COM CL A 87403Q102 813 82610 SH SOLE 0 0 82610 TAPESTRY INC COM 876030107 13525 333132 SH SOLE 331332 0 1800 TARGET CORP COM 87612E106 2195 9486 SH SOLE 9386 0 100 TASTEMAKER ACQUISITION CORP COM CL A 876545104 989 100000 SH SOLE 0 0 100000 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 3057 307889 SH SOLE 0 0 307889 TESLA INC COM 88160R101 264 250 SH SOLE 0 0 250 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 700 71734 SH SOLE 0 0 71734 TJX COS INC NEW COM 872540109 1376 18118 SH SOLE 17918 0 200 TLG ACQUISITION ONE CORP COM CL A 87257M108 1945 199895 SH SOLE 0 0 199895 TRANE TECHNOLOGIES PLC SHS G8994E103 1930 9553 SH SOLE 9353 0 200 TRAVELERS COMPANIES INC COM 89417E109 2366 15123 SH SOLE 15073 0 50 TREPONT ACQUISITION CORP I SHS CL A G9095M101 2968 297370 SH SOLE 0 0 297370 TRUIST FINL CORP COM 89832Q109 11740 200519 SH SOLE 199369 0 1150 TURMERIC ACQUISITION CORP CL A G9127T108 1430 145613 SH SOLE 0 0 145613 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 358 36903 SH SOLE 0 0 36903 TYSON FOODS INC CL A 902494103 14188 162779 SH SOLE 162079 0 700 UNITED PARCEL SERVICE INC CL B 911312106 2276 10617 SH SOLE 50 0 10567 US BANCORP DEL COM NEW 902973304 13035 232071 SH SOLE 231371 0 700 VANECK ETF TRUST BDC INCOME ETF 92189F411 225 13077 SH SOLE 0 0 13077 VANECK ETF TRUST INVESTMENT GRD 92189F486 8224 325453 SH SOLE 0 0 325453 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 262 9163 SH SOLE 0 0 9163 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2652 31292 SH SOLE 0 0 31292 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4644 21013 SH SOLE 0 0 21013 VANGUARD INDEX FDS MID CAP ETF 922908629 885 3474 SH SOLE 0 0 3474 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 85097 194923 SH SOLE 0 0 194923 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5091 21089 SH SOLE 0 0 21089 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2644 43156 SH SOLE 0 0 43156 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 19316 390519 SH SOLE 0 0 390519 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 4695 70630 SH SOLE 0 0 70630 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1227 13230 SH SOLE 0 0 13230 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 63394 1199742 SH SOLE 0 0 1199742 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1126 6555 SH SOLE 0 0 6555 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 50639 991759 SH SOLE 0 0 991759 VANGUARD WORLD FDS INF TECH ETF 92204A702 238 519 SH SOLE 0 0 519 VENTAS INC COM 92276F100 7293 142664 SH SOLE 142564 0 100 VERIZON COMMUNICATIONS INC COM 92343V104 7756 149273 SH SOLE 145883 0 3390 VIACOMCBS INC CL B 92556H206 10686 354086 SH SOLE 352386 0 1700 VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 2724 271894 SH SOLE 0 0 271894 WALMART INC COM 931142103 2828 19541 SH SOLE 16980 0 2561 WARRIOR TECHNOLOGIES ACQUI C COM CL A 936273101 676 68766 SH SOLE 0 0 68766 WELLS FARGO CO NEW COM 949746101 12865 268128 SH SOLE 264033 0 4095 WESTERN UN CO COM 959802109 776 43505 SH SOLE 42805 0 700 WILLIAMS ROWLAND ACQUISITION COM 96951B102 2517 255000 SH SOLE 0 0 255000 WISDOMTREE TR EM EX ST-OWNED 97717X578 22583 612829 SH SOLE 0 0 612829 Z-WORK ACQUISITION CORP COM CL A 98880C102 885 90880 SH SOLE 0 0 90880