0001085146-21-002778.txt : 20211014 0001085146-21-002778.hdr.sgml : 20211014 20211014170859 ACCESSION NUMBER: 0001085146-21-002778 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211014 DATE AS OF CHANGE: 20211014 EFFECTIVENESS DATE: 20211014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISER L.P. CENTRAL INDEX KEY: 0001710477 IRS NUMBER: 273047790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18098 FILM NUMBER: 211323929 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294952 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001710477 XXXXXXXX 09-30-2021 09-30-2021 false CANTOR FITZGERALD INVESTMENT ADVISER L.P.

110 EAST 59TH STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-18098 N Walter Karle 212-915-1722 /s/ Walter Karle New York NY 10-13-2021 0 153 1352026 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 422 2406 SH SOLE 310 0 2096 AGILENT TECHNOLOGIES INC COM 00846U101 1035 6573 SH SOLE 0 0 6573 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 297 6000 SH SOLE 0 0 6000 ALPHABET INC CAP STK CL A 02079K305 356 133 SH SOLE 0 0 133 ALTRIA GROUP INC COM 02209S103 428 9412 SH SOLE 8437 0 975 AMAZON COM INC COM 023135106 696 212 SH SOLE 35 0 177 AMDOCS LTD SHS G02602103 4822 63689 SH SOLE 63489 0 200 APPLE INC COM 037833100 5353 37827 SH SOLE 28059 0 9768 APPLIED MATLS INC COM 038222105 403 3132 SH SOLE 0 0 3132 ARCHER DANIELS MIDLAND CO COM 039483102 8001 133320 SH SOLE 132520 0 800 AT&T INC COM 00206R102 11295 418183 SH SOLE 413904 0 4279 ATMOS ENERGY CORP COM 049560105 8837 100197 SH SOLE 99697 0 500 BANK NEW YORK MELLON CORP COM 064058100 7734 149189 SH SOLE 148189 0 1000 BK OF AMERICA CORP COM 060505104 6199 146014 SH SOLE 138314 0 7700 BLACKSTONE INC COM 09260D107 364 3130 SH SOLE 0 0 3130 BRISTOL-MYERS SQUIBB CO COM 110122108 9314 157419 SH SOLE 156479 0 940 BROADCOM INC COM 11135F101 23895 49275 SH SOLE 48821 0 454 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 221 6000 SH SOLE 0 0 6000 CAPITAL ONE FINL CORP COM 14040H105 3841 23717 SH SOLE 23467 0 250 CARNIVAL CORP UNIT 99/99/9999 143658300 807 32231 SH SOLE 31331 0 900 CHEVRON CORP NEW COM 166764100 8603 84798 SH SOLE 84180 0 618 CISCO SYS INC COM 17275R102 16630 305527 SH SOLE 298194 0 7333 COCA COLA CO COM 191216100 828 15776 SH SOLE 13609 0 2167 COMPASS MINERALS INTL INC COM 20451N101 5582 86680 SH SOLE 86180 0 500 CONOCOPHILLIPS COM 20825C104 13488 199027 SH SOLE 197858 0 1169 COSTCO WHSL CORP NEW COM 22160K105 831 1850 SH SOLE 0 0 1850 CSX CORP COM 126408103 227 7625 SH SOLE 7400 0 225 CVS HEALTH CORP COM 126650100 16369 192890 SH SOLE 192090 0 800 DBX ETF TR XTKR MSCI EMRG 233051226 348 10852 SH SOLE 0 0 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46432F842 2105 28345 SH SOLE 0 0 28345 ISHARES TR CORE MSCI INTL 46435G326 11046 165305 SH SOLE 0 0 165305 ISHARES TR CORE S&P MCP ETF 464287507 30119 114488 SH SOLE 0 0 114488 ISHARES TR CORE S&P SCP ETF 464287804 8905 81554 SH SOLE 0 0 81554 ISHARES TR CORE S&P500 ETF 464287200 93518 217071 SH SOLE 0 0 217071 ISHARES TR ESG AWR MSCI USA 46435G425 398 4043 SH SOLE 0 0 4043 ISHARES TR ESG AWR US AGRGT 46435U549 2902 52647 SH SOLE 0 0 52647 ISHARES TR ESG AWRE 1 5 YR 46435G243 2111 81239 SH SOLE 0 0 81239 ISHARES TR FLTG RATE NT ETF 46429B655 22679 446097 SH SOLE 0 0 446097 ISHARES TR IBOXX HI YD ETF 464288513 424 4850 SH SOLE 0 0 4850 ISHARES TR ISHS 1-5YR INVS 464288646 236 4324 SH SOLE 0 0 4324 ISHARES TR RUSSELL 2000 ETF 464287655 1407 6433 SH SOLE 0 0 6433 JOHNSON & JOHNSON COM 478160104 14809 91702 SH SOLE 90147 0 1555 JPMORGAN CHASE & CO COM 46625H100 20288 123941 SH SOLE 121576 0 2365 KELLOGG CO COM 487836108 13563 212188 SH SOLE 211288 0 900 KEYCORP COM 493267108 12067 558119 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QUALCOMM INC COM 747525103 828 6417 SH SOLE 0 0 6417 RAYTHEON TECHNOLOGIES CORP COM 75513E101 13939 162156 SH SOLE 161506 0 650 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 10518 237585 SH SOLE 236185 0 1400 SALESFORCE COM INC COM 79466L302 271 1000 SH SOLE 0 0 1000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 476 4584 SH SOLE 0 0 4584 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 14938 143592 SH SOLE 0 0 143592 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5095 66456 SH SOLE 0 0 66456 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1476 14742 SH SOLE 0 0 14742 SIMON PPTY GROUP INC NEW COM 828806109 11151 85795 SH SOLE 85420 0 375 SKYWORKS SOLUTIONS INC COM 83088M102 425 2578 SH SOLE 0 0 2578 SMUCKER J M CO COM NEW 832696405 5895 49112 SH SOLE 48987 0 125 SPDR GOLD TR GOLD SHS 78463V107 270 1647 SH SOLE 0 0 1647 SPDR S&P 500 ETF TR TR UNIT 78462F103 6772 15780 SH SOLE 0 0 15780 SPDR SER TR BLOMBERG BRC INV 78468R200 18149 591949 SH SOLE 0 0 591949 SPDR SER TR BLOOMBERG SRT TR 78468R408 15197 554849 SH SOLE 0 0 554849 SPDR SER TR PORTFOLIO INTRMD 78464A375 48896 1338889 SH SOLE 0 0 1338889 TAPESTRY INC COM 876030107 9880 266877 SH SOLE 265177 0 1700 TARGET CORP COM 87612E106 2182 9537 SH SOLE 9437 0 100 TJX COS INC NEW COM 872540109 1234 18702 SH SOLE 18418 0 284 TRANE TECHNOLOGIES PLC SHS G8994E103 1740 10079 SH SOLE 9879 0 200 TRAVELERS COMPANIES INC COM 89417E109 2356 15498 SH SOLE 15448 0 50 TRUIST FINL CORP COM 89832Q109 11760 200503 SH SOLE 199353 0 1150 TYSON FOODS INC CL A 902494103 12661 160384 SH SOLE 159684 0 700 UNITED PARCEL SERVICE INC CL B 911312106 1933 10617 SH SOLE 50 0 10567 US BANCORP DEL COM NEW 902973304 13384 225165 SH SOLE 224465 0 700 VANECK ETF TRUST BDC INCOME ETF 92189F411 224 13077 SH SOLE 0 0 13077 VANECK ETF TRUST INVESTMENT GRD 92189F486 8936 351798 SH SOLE 0 0 351798 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 275 9163 SH SOLE 0 0 9163 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2661 31142 SH SOLE 0 0 31142 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4266 21232 SH SOLE 0 0 21232 VANGUARD INDEX FDS MID CAP ETF 922908629 824 3481 SH SOLE 0 0 3481 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 80214 203383 SH SOLE 0 0 203383 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4755 21412 SH SOLE 0 0 21412 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2659 43617 SH SOLE 0 0 43617 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 19832 396559 SH SOLE 0 0 396559 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 560 5929 SH SOLE 0 0 5929 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 73854 1385883 SH SOLE 0 0 1385883 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1007 6555 SH SOLE 0 0 6555 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 51114 1012358 SH SOLE 0 0 1012358 VANGUARD WORLD FDS INF TECH ETF 92204A702 208 519 SH SOLE 0 0 519 VENTAS INC COM 92276F100 8121 147089 SH SOLE 146589 0 500 VERIZON COMMUNICATIONS INC COM 92343V104 7641 141456 SH SOLE 137547 0 3909 VIACOMCBS INC CL B 92556H206 14183 358972 SH SOLE 357272 0 1700 WALMART INC COM 931142103 2803 20110 SH SOLE 17549 0 2561 WELLS FARGO CO NEW COM 949746101 12506 269476 SH SOLE 265381 0 4095 WESTERN UN CO COM 959802109 880 43505 SH SOLE 42805 0 700 WISDOMTREE TR EM EX ST-OWNED 97717X578 21275 570068 SH SOLE 0 0 570068