0001085146-21-001187.txt : 20210414 0001085146-21-001187.hdr.sgml : 20210414 20210414133855 ACCESSION NUMBER: 0001085146-21-001187 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210414 DATE AS OF CHANGE: 20210414 EFFECTIVENESS DATE: 20210414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISER L.P. CENTRAL INDEX KEY: 0001710477 IRS NUMBER: 273047790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18098 FILM NUMBER: 21825283 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294952 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001710477 XXXXXXXX 03-31-2021 03-31-2021 false CANTOR FITZGERALD INVESTMENT ADVISER L.P.

110 EAST 59TH STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-18098 N Walter Karle 212-915-1722 /s/ Walter Karle New York NY 04-09-2021 0 82 703143 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 366 2096 SH SOLE 0 0 2096 AGILENT TECHNOLOGIES INC COM 00846U101 779 6573 SH SOLE 0 0 6573 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 01881G106 203 6000 SH SOLE 0 0 6000 ALPHABET INC CAP STK CL A 02079K305 210 120 SH SOLE 0 0 120 AMAZON COM INC COM 023135106 554 170 SH SOLE 0 0 170 APPLE INC COM 037833100 1366 10292 SH SOLE 0 0 10292 APPLIED MATLS INC COM 038222105 262 3038 SH SOLE 0 0 3038 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 259 6000 SH SOLE 0 0 6000 COSTCO WHSL CORP NEW COM 22160K105 691 1835 SH SOLE 0 0 1835 DBX ETF TR XTRACKERS S&P 233051143 268 8153 SH SOLE 0 0 8153 DBX ETF TR XTRACKERS SHRT 233051283 15291 321879 SH SOLE 0 0 321879 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 70 11400 SH SOLE 0 0 11400 FACEBOOK INC CL A 30303M102 292 1070 SH SOLE 0 0 1070 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 36968 1109138 SH SOLE 0 0 1109138 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 42 1256 SH SOLE 41030 0 0 1256 INVESCO QQQ TR UNIT SER 1 46090E103 103 329 SH SOLE 41030 0 0 329 INVESCO QQQ TR UNIT SER 1 46090E103 62566 199419 SH SOLE 0 0 199419 ISHARES INC CORE MSCI EMKT 46434G103 6901 111231 SH SOLE 0 0 111231 ISHARES TR 3 7 YR TREAS BD 464288661 21573 162225 SH SOLE 0 0 162225 ISHARES TR CORE MSCI EAFE 46432F842 1545 22366 SH SOLE 0 0 22366 ISHARES TR CORE MSCI INTL 46435G326 12550 203635 SH SOLE 0 0 203635 ISHARES TR CORE S&P MCP ETF 464287507 59 258 SH SOLE 41030 0 0 258 ISHARES TR CORE S&P MCP ETF 464287507 29622 128888 SH SOLE 0 0 128888 ISHARES TR CORE S&P SCP ETF 464287804 18320 199351 SH SOLE 0 0 199351 ISHARES TR CORE S&P SCP ETF 464287804 39 420 SH SOLE 41030 0 0 420 ISHARES TR CORE S&P500 ETF 464287200 78900 210182 SH SOLE 0 0 210182 ISHARES TR CORE US AGGBD ET 464287226 501 4237 SH SOLE 0 0 4237 ISHARES TR ESG AWR MSCI USA 46435G425 388 4510 SH SOLE 0 0 4510 ISHARES TR ESG AWRE 1 5 YR 46435G243 278 10631 SH SOLE 0 0 10631 ISHARES TR FLTG RATE NT ETF 46429B655 8 148 SH SOLE 41030 0 0 148 ISHARES TR FLTG RATE NT ETF 46429B655 21095 415909 SH SOLE 0 0 415909 ISHARES TR IBOXX HI YD ETF 464288513 612 7007 SH SOLE 0 0 7007 ISHARES TR ISHS 1-5YR INVS 464288646 240 4346 SH SOLE 0 0 4346 ISHARES TR RUSSELL 2000 ETF 464287655 1770 9030 SH SOLE 0 0 9030 MCDONALDS CORP COM 580135101 1015 4728 SH SOLE 0 0 4728 MICROSOFT CORP COM 594918104 445 2000 SH SOLE 0 0 2000 NETAPP INC COM 64110D104 265 4000 SH SOLE 0 0 4000 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 835 79354 SH SOLE 0 0 79354 NUSHARES ETF TR NUVEEN ESG US 67092P870 237 8834 SH SOLE 0 0 8834 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 111 10250 SH SOLE 0 0 10250 PAYCHEX INC COM 704326107 298 3200 SH SOLE 0 0 3200 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 481 4894 SH SOLE 0 0 4894 PROCTER AND GAMBLE CO COM 742718109 446 3208 SH SOLE 0 0 3208 QUALCOMM INC COM 747525103 817 5363 SH SOLE 0 0 5363 SALESFORCE COM INC COM 79466L302 223 1000 SH SOLE 0 0 1000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 476 5234 SH SOLE 0 0 5234 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 19591 215404 SH SOLE 0 0 215404 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 6269 91950 SH SOLE 0 0 91950 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3470 38993 SH SOLE 0 0 38993 SKYWORKS SOLUTIONS INC COM 83088M102 314 2056 SH SOLE 0 0 2056 SPDR GOLD TR GOLD SHS 78463V107 210 1175 SH SOLE 0 0 1175 SPDR S&P 500 ETF TR TR UNIT 78462F103 5854 15657 SH SOLE 0 0 15657 SPDR SER TR BLOMBERG BRC INV 78468R200 14714 481017 SH SOLE 0 0 481017 SPDR SER TR BLOOMBERG SRT TR 78468R408 5 189 SH SOLE 41030 0 0 189 SPDR SER TR BLOOMBERG SRT TR 78468R408 26141 969978 SH SOLE 0 0 969978 SPDR SER TR PORTFOLIO INTRMD 78464A375 5 130 SH SOLE 41030 0 0 130 SPDR SER TR PORTFOLIO INTRMD 78464A375 42293 1137517 SH SOLE 0 0 1137517 UNITED PARCEL SERVICE INC CL B 911312106 1779 10567 SH SOLE 0 0 10567 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 8161 322711 SH SOLE 0 0 322711 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 1 34 SH SOLE 41030 0 0 34 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 272 8161 SH SOLE 0 0 8161 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2481 28134 SH SOLE 0 0 28134 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1 10 SH SOLE 41030 0 0 10 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3875 22049 SH SOLE 0 0 22049 VANGUARD INDEX FDS MID CAP ETF 922908629 764 3697 SH SOLE 0 0 3697 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 308 895 SH SOLE 41030 0 0 895 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 79210 230469 SH SOLE 0 0 230469 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8 42 SH SOLE 41030 0 0 42 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4693 24113 SH SOLE 0 0 24113 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2628 45034 SH SOLE 0 0 45034 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3 53 SH SOLE 41030 0 0 53 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 24456 488052 SH SOLE 0 0 488052 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 87 1733 SH SOLE 41030 0 0 1733 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 318 3274 SH SOLE 0 0 3274 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 62375 1153593 SH SOLE 0 0 1153593 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 6 109 SH SOLE 41030 0 0 109 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 926 6556 SH SOLE 0 0 6556 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 106 2254 SH SOLE 41030 0 0 2254 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 49497 1048440 SH SOLE 0 0 1048440 WALMART INC COM 931142103 320 2223 SH SOLE 0 0 2223 WISDOMTREE TR CHINADIV EX FI 97717X719 6728 102302 SH SOLE 0 0 102302 WISDOMTREE TR EM EX ST-OWNED 97717X578 14934 376458 SH SOLE 0 0 376458