0001085146-19-002589.txt : 20191018 0001085146-19-002589.hdr.sgml : 20191018 20191018163429 ACCESSION NUMBER: 0001085146-19-002589 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 EFFECTIVENESS DATE: 20191018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANTOR FITZGERALD INVESTMENT ADVISER L.P. CENTRAL INDEX KEY: 0001710477 IRS NUMBER: 273047790 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18098 FILM NUMBER: 191158085 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294952 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001710477 XXXXXXXX 09-30-2019 09-30-2019 false CANTOR FITZGERALD INVESTMENT ADVISER L.P.

110 EAST 59TH STREET NEW YORK NY 10022

13F HOLDINGS REPORT 028-18098 N Walter Karle 212-915-1722 /s/ Walter Karle New York NY 10-18-2019 0 53 613837 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AGILENT TECHNOLOGIES INC COM 00846U101 504 6573 SH SOLE 0 0 6573 AMAZON COM INC COM 023135106 295 170 SH SOLE 0 0 170 APPLE INC COM 037833100 543 2425 SH SOLE 0 0 2425 CISCO SYS INC COM 17275R102 203 4116 SH SOLE 0 0 4116 COSTCO WHSL CORP NEW COM 22160K105 529 1835 SH SOLE 0 0 1835 DBX ETF TR XTRACKERS SHRT 233051283 2728 55789 SH SOLE 0 0 55789 GLOBAL X FDS GLBL X MLP ETF 37950E473 97 11590 SH SOLE 0 0 11590 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 35270 1100440 SH SOLE 0 0 1100440 ISHARES INC CORE MSCI EMKT 46434G103 7871 160568 SH SOLE 0 0 160568 ISHARES TR CORE S&P500 ETF 464287200 38115 127680 SH SOLE 0 0 127680 ISHARES TR CORE US AGGBD ET 464287226 221 1951 SH SOLE 0 0 1951 ISHARES TR MSCI EAFE ETF 464287465 359 5504 SH SOLE 0 0 5504 ISHARES TR CORE S&P MCP ETF 464287507 25223 130534 SH SOLE 0 0 130534 ISHARES TR RUSSELL 2000 ETF 464287655 1401 9254 SH SOLE 0 0 9254 ISHARES TR CORE S&P SCP ETF 464287804 15589 200259 SH SOLE 0 0 200259 ISHARES TR IBOXX HI YD ETF 464288513 654 7506 SH SOLE 0 0 7506 ISHARES TR SH TR CRPORT ETF 464288646 308 5738 SH SOLE 0 0 5738 ISHARES TR FLTG RATE NT ETF 46429B655 64812 1271570 SH SOLE 0 0 1271570 ISHARES TR CORE MSCI EAFE 46432F842 11923 195231 SH SOLE 0 0 195231 ISHARES TR ESG 1 5 YR USD 46435G243 372 14622 SH SOLE 0 0 14622 ISHARES TR ESG MSCI USA ETF 46435G425 341 5214 SH SOLE 0 0 5214 KEYSIGHT TECHNOLOGIES INC COM 49338L103 320 3286 SH SOLE 0 0 3286 MCDONALDS CORP COM 580135101 1246 5804 SH SOLE 0 0 5804 MICROSOFT CORP COM 594918104 209 1500 SH SOLE 0 0 1500 NETAPP INC COM 64110D104 289 5500 SH SOLE 0 0 5500 NUVEEN CALIF MUN VALUE FD COM 67062C107 162 15250 SH SOLE 0 0 15250 PAYCHEX INC COM 704326107 265 3200 SH SOLE 0 0 3200 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 1359 13623 SH SOLE 0 0 13623 PROCTER & GAMBLE CO COM 742718109 399 3208 SH SOLE 0 0 3208 QUALCOMM INC COM 747525103 489 6408 SH SOLE 0 0 6408 REALTY INCOME CORP COM 756109104 253 3300 SH SOLE 0 0 3300 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 418 5886 SH SOLE 0 0 5886 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 28883 407211 SH SOLE 0 0 407211 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3354 59329 SH SOLE 0 0 59329 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1906 27341 SH SOLE 0 0 27341 SPDR S&P 500 ETF TR TR UNIT 78462F103 6782 22852 SH SOLE 0 0 22852 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 33137 939253 SH SOLE 0 0 939253 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 11040 358921 SH SOLE 0 0 358921 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 16878 624889 SH SOLE 0 0 624889 TORTOISE PIPELINE & ENERGY F COM 89148H108 212 16000 SH SOLE 0 0 16000 UNITED PARCEL SERVICE INC CL B 911312106 1242 10367 SH SOLE 0 0 10367 VANECK VECTORS ETF TR INVT GRADE FLTG 92189F486 16948 671473 SH SOLE 0 0 671473 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 21448 649935 SH SOLE 0 0 649935 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2182 25845 SH SOLE 0 0 25845 VANGUARD GROUP DIV APP ETF 921908844 752 6290 SH SOLE 0 0 6290 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 89847 329596 SH SOLE 0 0 329596 VANGUARD INDEX FDS MID CAP ETF 922908629 565 3374 SH SOLE 0 0 3374 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3832 28108 SH SOLE 0 0 28108 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2756 18251 SH SOLE 0 0 18251 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2974 59598 SH SOLE 0 0 59598 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 49098 1219525 SH SOLE 0 0 1219525 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 43253 812102 SH SOLE 0 0 812102 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 63981 1557472 SH SOLE 0 0 1557472