0001437749-24-004369.txt : 20240215 0001437749-24-004369.hdr.sgml : 20240215 20240215162105 ACCESSION NUMBER: 0001437749-24-004369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240213 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gruber James R. CENTRAL INDEX KEY: 0001923165 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38738 FILM NUMBER: 24644101 MAIL ADDRESS: STREET 1: 618 AMES STREET CITY: LIBERTYVILLE STATE: IL ZIP: 60048 FORMER NAME: FORMER CONFORMED NAME: Gruber James DATE OF NAME CHANGE: 20220412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eton Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001710340 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 371858472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21925 W. FIELD PARKWAY STREET 2: SUITE 235 CITY: DEER PARK STATE: IL ZIP: 60010-7278 BUSINESS PHONE: (847) 787-7361 MAIL ADDRESS: STREET 1: 21925 W. FIELD PARKWAY STREET 2: SUITE 235 CITY: DEER PARK STATE: IL ZIP: 60010-7278 4 1 rdgdoc.xml FORM 4 X0508 4 2024-02-13 0001710340 Eton Pharmaceuticals, Inc. ETON 0001923165 Gruber James R. C/O ETON PHARMACEUTICALS, INC. 21925 W. FIELD PARKWAY, SUITE 235 DEERPARK IL 60010-7208 1 Chief Financial Officer 0 Stock Option (Right to buy) 4.42 2024-02-13 4 A 0 144677 0 A 2034-02-12 Common Stock 144677 374763 D The shares subject to the option shall vest in 48 equal monthly installments from the date of grant until fully vested and exercisable on February 13, 2028. /s/ James R. Gruber 2024-02-15