10-Q/A 1 nsco-09302019xamendedreport.htm FORM 10-Q/A Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549  
_______________________________
FORM 10-Q/A
AMENDMENT NO. 1
_______________________________
x
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 2019
o
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from              to             
Commission File Number 001-38186
_______________________________  
Nesco Holdings, Inc.
(Exact name of registrant as specified in its charter)
_______________________________
Indiana
35-1841460
(State or other jurisdiction of
incorporation or organization)
(I.R.S. Employer
Identification No.)
6714 Pointe Inverness Way, Suite 220
Fort Wayne, IN 46804
(Address of principal executive offices, including zip code)
(800) 252-0043
(Registrant’s telephone number, including area code)
_______________________________
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value
NSCO
New York Stock Exchange
Redeemable warrants, exercisable for Common Stock, $0.0001 par value
NSCO.WS
New York Stock Exchange
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    YES   x    NO   o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    YES   x    NO   o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definition of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and "emerging growth company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer
o

 
Accelerated filer
x

Non-accelerated filer
o

 
Smaller reporting company
o
 
 
 
Emerging growth company
x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).     YES   o     NO  x
The number of ordinary shares outstanding of Nesco Holdings, Inc. as of November 12, 2019, was 49,033,903.


EXPLANATORY NOTE

This Amendment No. 1 to Form 10-Q (the “Amendment Filing”) amends the Quarterly Report on Form 10-Q of Nesco Holdings, Inc. (“Nesco”) for the fiscal quarter ended September 30, 2019, which was originally filed on November 12, 2019 (the “Original Filing”). This Amendment Filing is an exhibit-only filing. This Amendment Filing is being filed solely to include Exhibits 2.1, 2.2, 3.1, 3.2, 4.1, 4.2, 4.3, 4.4, 4.5, 10.1, 10.2, 10.3, 10.4 and 10.5 in the quarterly report, each incorporated by reference to a previous filing, that were inadvertently excluded from the Original Filing. Except for these inclusions, this Amendment Filing does not otherwise update any exhibits as originally filed or previously amended.
No attempt has been made in this Amendment to modify or update the other disclosures presented in the Original Filing. This Amendment Filing does not reflect events occurring after the filing of the Original Filing or modify or update those disclosure that may be affected by subsequent events. Accordingly, this Amendment Filing should be read in conjunction with the Original Filing and Nesco’s other filings with the SEC.
In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, new certifications by Nesco’s principal executive and financial officers are filed as exhibits to this Amendment Filing.



Nesco Holdings, Inc. and Subsidiaries
TABLE OF CONTENTS
PART II
 
OTHER INFORMATION
 
Page Number
 
 
 
 
 
Item 6.
 
Exhibits
 
 
 
SIGNATURES
 



Item 6. Exhibits
Exhibit No.
 
Description
2.1 †
 
2.2 †

 
3.1
 
3.2
 
4.1
 
4.2
 
4.3
 
4.4
 
4.5
 
10.1+
 
10.2
 
10.3
 
10.4
 
10.5
 
31.1*
 
31.2*
 
32*
 
101.INS**
 
XBRL Instance Document — the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
101.SCH**
 
XBRL Taxonomy Extension Schema Document
101.CAL**
 
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF**
 
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB**
 
XBRL Taxonomy Extension Label Linkbase Document
101.PRE**
 
XBRL Taxonomy Extension Presentation Linkbase Document
*
Filed herewith.
**
Previously filed with Nesco’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2019, as filed on November 12, 2019.
†
The schedules have been omitted pursuant to Item 601(b)(2) of Regulation S-K and will be provided to the SEC upon request.
+
Certain schedules, annexes, and similar attachments have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule or exhibit will be furnished supplementally to the Securities and Exchange Commission upon request.

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
 
 
 
 
 
NESCO HOLDINGS, INC.
(Registrant)
 
 
 
Date:
November 13, 2019
/s/ Lee Jacobson
 
 
Lee Jacobson, Chief Executive Officer
 
 
 
Date:
November 13, 2019
/s/ Bruce Heinemann
 
 
Bruce Heinemann, Chief Financial Officer


2