0001415889-22-013047.txt : 20221228 0001415889-22-013047.hdr.sgml : 20221228 20221228155535 ACCESSION NUMBER: 0001415889-22-013047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221222 FILED AS OF DATE: 20221228 DATE AS OF CHANGE: 20221228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners QP II, L.P. CENTRAL INDEX KEY: 0001770972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 221494320 BUSINESS ADDRESS: STREET 1: 10751 FALLS RD., STE. 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: 410-375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS RD., STE. 300 CITY: BALTIMORE STATE: MD ZIP: 21093 FORMER NAME: FORMER CONFORMED NAME: Highcape Partners QP II, L.P. DATE OF NAME CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners II, L.P. CENTRAL INDEX KEY: 0001770952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 221494319 BUSINESS ADDRESS: STREET 1: 10751 FALLS RD., STE. 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: 410-375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS RD., STE. 300 CITY: BALTIMORE STATE: MD ZIP: 21093 FORMER NAME: FORMER CONFORMED NAME: Highcape Partners II, L.P. DATE OF NAME CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners GP II, LLC CENTRAL INDEX KEY: 0001957360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 221494322 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners GP II, L.P. CENTRAL INDEX KEY: 0001957359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 221494321 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC. CENTRAL INDEX KEY: 0001708527 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 474790334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12510 PROSPERITY DRIVE STREET 2: SUITE 370 CITY: SILVER SPRING STATE: MD ZIP: 20904 BUSINESS PHONE: 240-247-1143 MAIL ADDRESS: STREET 1: 12510 PROSPERITY DRIVE STREET 2: SUITE 370 CITY: SILVER SPRING STATE: MD ZIP: 20904 4 1 form4-12282022_081221.xml X0306 4 2022-12-22 0001708527 AZIYO BIOLOGICS, INC. AZYO 0001957360 HighCape Partners GP II, LLC 36 CHURCH LANE WESTPORT CT 06880 false false true false 0001957359 HighCape Partners GP II, L.P. 36 CHURCH LANE WESTPORT CT 06880 0 0 1 0 0001770972 HighCape Partners QP II, L.P. 36 CHURCH LANE WESTPORT CT 06880 0 0 1 0 0001770952 HighCape Partners II, L.P. 36 CHURCH LANE WESTPORT CT 06880 0 0 1 0 Stock Option (Right to Buy) 3.80 2022-12-22 4 A 0 17533 0 A 2032-12-21 Class A Common Stock 17533 17533 I See footnote This option vests in full and shall be fully exercisable on June 20, 2023, subject to Mr. Rakin's continuing in service on the Issuer's board of directors through the vesting date. Granted to Kevin L. Rakin as non-employee member of the Issuer's board of directors. Due to the limitations of the electronic filing system, each of HighCape Capital, L.P., HighCape Partners, L.P., HighCape Partners QP, L.P., HighCape Partners GP, LLC, HighCape Partners GP, L.P., HighCape Co-Investment Vehicle I, LLC, HighCape Co-Investment Vehicle II, LLC, HighCape Capital, LLC, W. Matthew Zuga and Kevin L. Rakin filed on a separate Form 4 dated December 27, 2022. HighCape Partners GP II, LLC By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member 2022-12-28 HighCape Partners II, L.P. By: HighCape Partners GP II, L.P., its general partner By: HighCape Partners GP II, LLC, its general partner By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member 2022-12-28 HighCape Partners QP II, L.P. By: HighCape Partners GP II, L.P., its general partner By: HighCape Partners GP II, LLC, its general partner By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member 2022-12-28 HighCape Partners GP II, L.P. By: HighCape Partners GP II, LLC, its general partner By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member 2022-12-28