0001415889-22-013047.txt : 20221228
0001415889-22-013047.hdr.sgml : 20221228
20221228155535
ACCESSION NUMBER: 0001415889-22-013047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221222
FILED AS OF DATE: 20221228
DATE AS OF CHANGE: 20221228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners QP II, L.P.
CENTRAL INDEX KEY: 0001770972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221494320
BUSINESS ADDRESS:
STREET 1: 10751 FALLS RD., STE. 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS RD., STE. 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
FORMER NAME:
FORMER CONFORMED NAME: Highcape Partners QP II, L.P.
DATE OF NAME CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners II, L.P.
CENTRAL INDEX KEY: 0001770952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221494319
BUSINESS ADDRESS:
STREET 1: 10751 FALLS RD., STE. 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS RD., STE. 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
FORMER NAME:
FORMER CONFORMED NAME: Highcape Partners II, L.P.
DATE OF NAME CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP II, LLC
CENTRAL INDEX KEY: 0001957360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221494322
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP II, L.P.
CENTRAL INDEX KEY: 0001957359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 221494321
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001708527
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 474790334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
BUSINESS PHONE: 240-247-1143
MAIL ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
4
1
form4-12282022_081221.xml
X0306
4
2022-12-22
0001708527
AZIYO BIOLOGICS, INC.
AZYO
0001957360
HighCape Partners GP II, LLC
36 CHURCH LANE
WESTPORT
CT
06880
false
false
true
false
0001957359
HighCape Partners GP II, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001770972
HighCape Partners QP II, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
0001770952
HighCape Partners II, L.P.
36 CHURCH LANE
WESTPORT
CT
06880
0
0
1
0
Stock Option (Right to Buy)
3.80
2022-12-22
4
A
0
17533
0
A
2032-12-21
Class A Common Stock
17533
17533
I
See footnote
This option vests in full and shall be fully exercisable on June 20, 2023, subject to Mr. Rakin's continuing in service on the Issuer's board of directors through the vesting date.
Granted to Kevin L. Rakin as non-employee member of the Issuer's board of directors.
Due to the limitations of the electronic filing system, each of HighCape Capital, L.P., HighCape Partners, L.P., HighCape Partners QP, L.P., HighCape Partners GP, LLC, HighCape Partners GP, L.P., HighCape Co-Investment Vehicle I, LLC, HighCape Co-Investment Vehicle II, LLC, HighCape Capital, LLC, W. Matthew Zuga and Kevin L. Rakin filed on a separate Form 4 dated December 27, 2022.
HighCape Partners GP II, LLC By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member
2022-12-28
HighCape Partners II, L.P. By: HighCape Partners GP II, L.P., its general partner By: HighCape Partners GP II, LLC, its general partner By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member
2022-12-28
HighCape Partners QP II, L.P. By: HighCape Partners GP II, L.P., its general partner By: HighCape Partners GP II, LLC, its general partner By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member
2022-12-28
HighCape Partners GP II, L.P. By: HighCape Partners GP II, LLC, its general partner By: /s/ W. Matthew Zuga Name: W. Matthew Zuga Title: Managing Member
2022-12-28