0001493152-21-029272.txt : 20211118 0001493152-21-029272.hdr.sgml : 20211118 20211118193823 ACCESSION NUMBER: 0001493152-21-029272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211117 FILED AS OF DATE: 20211118 DATE AS OF CHANGE: 20211118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Franklin Roman Nehemiah CENTRAL INDEX KEY: 0001714851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38188 FILM NUMBER: 211426055 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLICITY ESPORTS & GAMING Co CENTRAL INDEX KEY: 0001708410 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 821231127 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 7000 W. PALMETTO PARK RD., STREET 2: SUITE 505, CITY: BOCA RATON, STATE: FL ZIP: 33433 BUSINESS PHONE: 855-345-9467 MAIL ADDRESS: STREET 1: 7000 W. PALMETTO PARK RD., STREET 2: SUITE 505, CITY: BOCA RATON, STATE: FL ZIP: 33433 FORMER COMPANY: FORMER CONFORMED NAME: SMAAASH ENTERTAINMENT INC. DATE OF NAME CHANGE: 20181127 FORMER COMPANY: FORMER CONFORMED NAME: I-AM CAPITAL ACQUISITION Co DATE OF NAME CHANGE: 20170605 4 1 ownership.xml X0306 4 2021-11-17 0 0001708410 SIMPLICITY ESPORTS & GAMING Co WINR 0001714851 Franklin Roman Nehemiah C/O SIMPLICITY ESPORTS & GAMING COMPANY 7000 W. PALMETTO PARK RD., SUITE 505 BOCA RATON FL 33433 1 1 0 0 Chief Executive Officer Common Stock 141758 D Common Stock 6375 I By spouse Stock option (right to buy) 7.78 2021-11-17 4 A 0 150000 0 A 2021-11-17 2026-11-17 Common Stock 150000 150000 D Represents a grant by the issuer, approved by the issuer's board of directors, of an option to purchase 150,000 shares of the issuer's common stock at an exercise price of $7.78 per share. The option becomes exercisable with respect to 25% of the underlying shares on each of November 17, 2021, May 17, 2022, November 17, 2022 and May 17, 2023. /s/ Roman Franklin 2021-11-18