0001493152-21-002309.txt : 20210201 0001493152-21-002309.hdr.sgml : 20210201 20210201210627 ACCESSION NUMBER: 0001493152-21-002309 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181228 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Franklin Roman Nehemiah CENTRAL INDEX KEY: 0001714851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38188 FILM NUMBER: 21578632 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLICITY ESPORTS & GAMING Co CENTRAL INDEX KEY: 0001708410 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 821231127 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 7000 W. PALMETTO PARK RD., STREET 2: SUITE 210, CITY: BOCA RATON, STATE: FL ZIP: 33433 BUSINESS PHONE: 855-345-9467 MAIL ADDRESS: STREET 1: 7000 W. PALMETTO PARK RD., STREET 2: SUITE 210, CITY: BOCA RATON, STATE: FL ZIP: 33433 FORMER COMPANY: FORMER CONFORMED NAME: SMAAASH ENTERTAINMENT INC. DATE OF NAME CHANGE: 20181127 FORMER COMPANY: FORMER CONFORMED NAME: I-AM CAPITAL ACQUISITION Co DATE OF NAME CHANGE: 20170605 4 1 ownership.xml X0306 4 2018-12-28 0 0001708410 SIMPLICITY ESPORTS & GAMING Co WINR 0001714851 Franklin Roman Nehemiah C/O SIMPLICITY ESPORTS & GAMING COMPANY 7000 W. PALMETTO PARK RD., SUITE 505 BOCA RATON FL 33433 1 1 0 0 President Common Stock 2018-12-28 4 A 0 12500 0 A 12500 D Common Stock 2019-03-27 4 A 0 19500 0 A 32000 D Common Stock 2019-06-24 4 G 0 3790 0 D 28210 D Common Stock 2019-09-17 4 A 0 2625 0 A 30835 D Common Stock 2020-07-15 4 G 0 5489 0 D 25346 D Common Stock 2020-07-29 4 A 0 2625 0 A 27971 D Common Stock 2020-07-30 4 A 0 31250 0 A 59221 D Common Stock 2020-08-21 4 A 0 1125 0 A 60346 D Common Stock 2020-08-31 4 A 0 938 0 A 61284 D Common Stock 2020-09-30 4 A 0 782 0 A 62066 D Common Stock 2020-10-30 4 A 0 782 0 A 62848 D Common Stock 2020-11-30 4 A 0 782 0 A 63630 D Common Stock 2020-12-31 4 A 0 782 0 A 64412 D Common Stock 2021-01-04 4 A 0 50000 0 A 114412 D Common Stock 2018-12-28 4 A 0 6375 0 A 6375 I By spouse The share information in this Form 4 has been adjusted to give effect to the 1-for-8 reverse stock split of the issuer's common stock which was effective on November 20, 2020. Represents a grant by the issuer to the reporting person. The grant was approved by the issuer's Board of Directors. Mr. Franklin was appointed as President of the issuer effective December 31, 2018. /s/ Roman Franklin 2021-02-01