0001493152-20-010579.txt : 20200604 0001493152-20-010579.hdr.sgml : 20200604 20200604163937 ACCESSION NUMBER: 0001493152-20-010579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190104 FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossman Steven Michael CENTRAL INDEX KEY: 0001770961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38188 FILM NUMBER: 20943370 MAIL ADDRESS: STREET 1: C/O SIMPLICITY ESPORTS AND GAMING CO. STREET 2: 7000 W PALMETTO PARK ROAD SUITE 210 CITY: BOCA RATON STATE: FL ZIP: 33433 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLICITY ESPORTS & GAMING Co CENTRAL INDEX KEY: 0001708410 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 821231127 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 7000 W. PALMETTO PARK RD., STREET 2: SUITE 210, CITY: BOCA RATON, STATE: FL ZIP: 33433 BUSINESS PHONE: 855-345-9467 MAIL ADDRESS: STREET 1: 7000 W. PALMETTO PARK RD., STREET 2: SUITE 210, CITY: BOCA RATON, STATE: FL ZIP: 33433 FORMER COMPANY: FORMER CONFORMED NAME: SMAAASH ENTERTAINMENT INC. DATE OF NAME CHANGE: 20181127 FORMER COMPANY: FORMER CONFORMED NAME: I-AM CAPITAL ACQUISITION Co DATE OF NAME CHANGE: 20170605 4 1 ownership.xml X0306 4 2019-01-04 1 0001708410 SIMPLICITY ESPORTS & GAMING Co WINR 0001770961 Grossman Steven Michael C/O SIMPLICITY ESPORTS & GAMING COMPANY 7000 W. PALMETTO PARK RD., SUITE 505 BOCA RATON FL 33433 0 1 0 0 President of Subsidiary Common Stock 2019-01-04 4 J 0 306020 0 A 306020 D Common Stock 2019-03-27 4 J 0 4000 0 A 310020 D Common Stock 2019-09-17 4 J 0 14000 0 A 324020 D Such shares were acquired in connection with the closing, on January 4, 2019, of a share exchange between the issuer and Simplicity Esports LLC, pursuant to which Simplicity Esports LLC became a wholly owned subsidiary of the issuer. As of the closing date, the reporting person was President of Simplicity Esports LLC. Effective February 1, 2020, the reporting person ceased to be an executive officer of the issuer. Such shares were granted to the reporting person by the issuer pursuant to an employment agreement between the reporting person and the issuer. /s/ Steven M. Grossman 2020-06-04