X0306 4 2019-03-07 0 0001708410 SIMPLICITY ESPORTS & GAMING Co WINR 0001461790 K2 PRINCIPAL FUND, L.P. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462150 Shawn Kimel Investments, Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001462151 K2 & Associates Investment Management Inc. 2 BLOOR STREET WEST SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 0001765955 K2 Genpar 2017 Inc. 2 BLOOR STREET WEST, SUITE 801 TORONTO A6 M4W 3E2 ONTARIO, CANADA 0 0 1 0 Common Stock 2019-03-07 4 S 0 634 1.2874 D 92287 D Warrants 4 2018-11-20 2024-05-22 Common Stock 781655 781655 D /s/ Daniel Gosselin, President, The K2 Principal Fund L.P 2019-03-08 /s/ Daniel Gosselin, President, Shawn Kimel Investments Inc 2019-03-08 /s/ Daniel Gosselin, President, K2 & Associates Investment Management Inc 2019-03-08 /s/ Daniel Gosselin, President, K2 GenPar 2017 Inc 2019-03-08