0001179110-20-009231.txt : 20200821 0001179110-20-009231.hdr.sgml : 20200821 20200821170744 ACCESSION NUMBER: 0001179110-20-009231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200819 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANNIGAN JUDSON CENTRAL INDEX KEY: 0001821078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 201124114 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2020-08-19 0 0001708341 Allied Esports Entertainment, Inc. AESE 0001821078 HANNIGAN JUDSON 17877 VON KARMAN AVE SUITE 300 IRVINE CA 92614 0 0 0 1 CEO of Allied Esports Int'l Common Stock 2020-08-19 4 S 0 50000 2.6173 D 119813 D The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Includes 31,876 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 8,834 shares on 11/12/2020, and 23,042 shares on 8/18/2021. Exhibit 24.1 filed with Form 3 on 8/13/2020 and incorporated herein by reference. /s/ David J. Polgreen, as Attorney-in-fact 2020-08-20