0001179110-20-009100.txt : 20200817 0001179110-20-009100.hdr.sgml : 20200817 20200817191254 ACCESSION NUMBER: 0001179110-20-009100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ng Frank CENTRAL INDEX KEY: 0001785810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 201111269 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2020-08-13 0 0001708341 Allied Esports Entertainment, Inc. AESE 0001785810 Ng Frank 17877 VON KARMAN AVE SUITE 300 IRVINE CA 92614 1 1 0 0 CEO Common Stock 2020-08-13 4 S 0 36274 1.715 D 239350 D Common Stock 2020-08-14 4 S 0 44310 1.5974 D 195040 D Common Stock 2020-08-17 4 S 0 23584 1.564 D 171456 D The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Includes 67,285 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 17,668 shares on 11/12/2020; and 46,083 shares on 8/18/2021. Exhibit 24.1 Power of Attorney filed with Form 3 on 8/20/2019 and incorporated herein by reference. /s/ David J. Polgreen, as Attorney-in-fact 2020-08-17