N-2MEF 1 d459863dn2mef.htm NUVEEN EMERGING MARKETS DEBT 2022 TARGET TERM FUND Nuveen Emerging Markets Debt 2022 Target Term Fund

As filed with the Securities and Exchange Commission on September 26, 2017

Securities Act File No. 333-

Investment Company Act File No. 811-23262

 

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form N-2

(Check appropriate box or boxes)

 

  REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
  Pre-Effective Amendment No.
  Post-Effective Amendment No.
and
  REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
  Amendment No. 5

 

 

Nuveen Emerging Markets Debt 2022 Target Term Fund

Exact Name of Registrant as Specified in Declaration of Trust

 

 

333 West Wacker Drive, Chicago, Illinois 60606

Address of Principal Executive Offices (Number, Street, City, State, Zip Code)

(800) 257-8787

Registrant’s Telephone Number, including Area Code

Gifford R. Zimmerman

Vice President and Secretary

333 West Wacker Drive

Chicago, Illinois 60606

Name and Address (Number, Street, City, State, Zip Code) of Agent for Service.

 

 

Copies of Communications to:

 

David P. Glatz   Eric F. Fess  

David E. Wohl

Stradley Ronon Stevens & Young, LLP

191 N. Wacker Dr.

Suite 1601

Chicago, IL 60606

 

Chapman and Cutler LLP

111 W. Monroe

Chicago, IL 60603

 

Weil, Gotshal & Manges LLP

767 Fifth Avenue

New York, New York 10153

Approximate Date of Proposed Public Offering:

As soon as practicable after the effective date of this Registration Statement.

 

 

If any of the securities being registered on this form are offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933, other than securities offered in connection with a dividend reinvestment plan, check the following box. ☐

It is proposed that this filing will become effective (check appropriate box)

☐ when declared effective pursuant to section 8(c)

 

    this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act of 1933 and the Securities Act registration statement number of the earlier effective registration statement for the same offering is 333-218616.

 

 

CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933

 

 

 

Title of Securities
Being Registered
   Amount Being
Registered
     Proposed
Maximum
Offering Price
Per Unit
     Proposed
Maximum
Aggregate
Offering Price(1)
     Amount of
Registration
Fee
 
Common Shares, $0.01 par value      852,238 (2)    $ 10.00    $ 8,522,380      $ 988  

 

(1) Estimated solely for the purpose of calculating the registration fee.
(2) All of which may be purchased pursuant to an over-allotment option of 1,852,238 Shares granted by the Registrant to the Underwriters.


EXPLANATORY NOTE

This Registration Statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Registration Statement on Form N-2 (Reg. No. 333-218616) filed by Nuveen Emerging Markets Debt 2022 Target Term Fund (the “Registrant”) with the Securities and Exchange Commission, as amended, declared effective on September 26, 2017, are incorporated herein by reference.


PART C—OTHER INFORMATION

Item 25: Financial Statements and Exhibits

 

1. Financial Statements:

Registrant has not conducted any business as of the date of this filing, other than in connection with its organization. Financial statements indicating that the Registrant has met the net worth requirements of Section 14(a) of the 1940 Act have been filed with the Registrant’s Registration Statement on Form N-2 (Reg. No. 333-218616) and are incorporated herein by reference.

 

2. Exhibits:

 

  a.1      Declaration of Trust dated June 1, 2017. (1)
  b.      By-laws of Registrant. (1)
  c.      None.
  d.      None.
  e.      Terms and Conditions of the Automatic Dividend Reinvestment Plan. (4)
  f.      None.
  g.1      Investment Management Agreement dated August 4, 2017. (3)
  g.2      Sub-Advisory Agreement dated September 15, 2017. (4)
  h.1      Form of Underwriting Agreement.
  h.2      Specimen Dealer Letter Agreement. (5)
  h.3      Specimen Nuveen Master Selected Dealer Agreement. (5)
  h.4      Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement. (5)
  h.5      Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters. (5)
  h.6      Form of Morgan Stanley & Co. LLC Structuring and Syndication Fee Agreement.
  h.7      Form of Merrill Lynch, Pierce, Fenner & Smith Incorporated Structuring Fee Agreement.
  h.8      Form of Wells Fargo Securities, LLC Structuring Fee Agreement.
  h.9      Form of Ameriprise Financial Services, Inc. Fee Agreement.
  h.10      Form of BB&T Capital Markets, a division of BB&T Securities, LLC Fee Agreement.
  h.11      Form of RBC Capital Markets, LLC Fee Agreement.
  h.12      Form of Stifel, Nicolaus & Company, Incorporated Fee Agreement.
  h.13      Form of Pershing LLC Fee Agreement.
  i.      Nuveen Open-End and Closed-End Funds Deferred Compensation Plan for Independent Directors and Trustees. (2)
  j.1      Amended and Restated Master Custodian Agreement between Registrant and State Street Bank and Trust Company dated July 15, 2015 (the “Custodian Agreement”). (2)
  j.2      Appendix A to Custodian Agreement dated July 15, 2015. (3)
  k.1      Transfer Agency and Service Agreement between Registrant and Computershare Inc. and Computershare Trust Company, N.A. dated June 15, 2017 (the “Transfer Agency Agreement”). (2)
  k.2      Schedule A to the Transfer Agency Agreement dated September 7, 2017. (4)
  l.1      Opinion and Consent of Stradley Ronon Stevens & Young, LLP.
  l.2      Opinion and Consent of Morgan, Lewis & Bockius LLP.
  m.      Not Applicable.
  n.      Consent of KPMG LLP.
  o.      None.


  p.      Subscription Agreement of Nuveen Fund Advisors dated August 2, 2017. (3)
  q.      None.
  r.1      Code of Ethics of Nuveen Investments. (2)
  r.2      Code of Ethics for the Independent Trustees of the Nuveen Funds. (2)
  s.      Powers of Attorney.

 

(1) Filed on June 8, 2017 with Registrant’s Registration Statement on Form N-2 (File No. 333-218616) and incorporated herein by reference.
(2) Filed on August 7, 2017 with Registrant’s Registration Statement on Form N-2 (File No. 333-218616) and incorporated herein by reference.
(3) Filed on August 18, 2017 with Registrant’s Registration Statement on Form N-2 (File No. 333-218616) and incorporated herein by reference.
(4) Filed on September 25, 2017 with Registrant’s Registration Statement on Form N-2 (File No. 333-218616) and incorporated herein by reference.
(5) Specimen agreement between principal underwriters and dealers filed pursuant to Item 25(2)(h) of the instructions to Form N-2.

Item 26: Marketing Arrangements

Reference is made to the Form of Underwriting Agreement filed as Exhibit h.1 to this Registration Statement.

See Paragraph e of the Specimen Dealer Letter Agreement filed as Exhibit h.2 to this Registration Statement.

See Sections 2 and 3 of the Specimen Nuveen Master Selected Dealer Agreement filed as Exhibit h.3 to this Registration Statement.

See the Introductory Paragraph and Sections 2, 3 and 4 of the Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement filed as Exhibit h.4 to this Registration Statement.

See the Introductory Paragraph and Sections 2, 3, 4, 5, 6, 10, 11 and 12 of the Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters filed as Exhibit h.5 to this Registration Statement.

Item 27: Other Expenses of Issuance and Distribution

 

Securities and Exchange Commission fees    $ 17,214  
Financial Industry Regulatory Authority fees    $ 22,778  
Promotion    $ 275,000  
Printing and engraving expenses    $ 190,000  
Legal Fees    $ 210,000  
Exchange listing fees    $ 30,000  
Audit    $ 35,000  
Miscellaneous expenses    $ 20,008  
  

 

 

 

Total

   $ 800,000  
  

 

 

 

Item 28: Persons Controlled by or under Common Control with Registrant

Not applicable.

Item 29: Number of Holders of Securities

At September 1, 2017:

 

Title of Class

   Number of Record Holders  
Common Shares, $0.01 par value      1  


Item 30: Indemnification

Section 4 of Article XII of the Registrant’s Declaration of Trust provides as follows:

Subject to the exceptions and limitations contained in this Section 4, every person who is, or has been, a Trustee, officer, employee or agent of the Trust, including persons who serve at the request of the Trust as directors, trustees, officers, employees or agents of another organization in which the Trust has an interest as a shareholder, creditor or otherwise (hereinafter referred to as a “Covered Person”), shall be indemnified by the Trust to the fullest extent permitted by law against liability and against all expenses reasonably incurred or paid by him in connection with any claim, action, suit or proceeding in which he becomes involved as a party or otherwise by virtue of his being or having been such a Trustee, director, officer, employee or agent and against amounts paid or incurred by him in settlement thereof.

No indemnification shall be provided hereunder to a Covered Person:

(a) against any liability to the Trust or its Shareholders by reason of a final adjudication by the court or other body before which the proceeding was brought that he engaged in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office;

(b) with respect to any matter as to which he shall have been finally adjudicated not to have acted in good faith in the reasonable belief that his action was in the best interests of the Trust; or

(c) in the event of a settlement or other disposition not involving a final adjudication (as provided in paragraph (a) or (b)) and resulting in a payment by a Covered Person, unless there has been either a determination that such Covered Person did not engage in willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of his office by the court or other body approving the settlement or other disposition or a reasonable determination, based on a review of readily available facts (as opposed to a full trial-type inquiry), that he did not engage in such conduct:

(i) by a vote of a majority of the Disinterested Trustees acting on the matter (provided that a majority of the Disinterested Trustees then in office act on the matter); or

(ii) by written opinion of independent legal counsel.

The rights of indemnification herein provided may be insured against by policies maintained by the Trust, shall be severable, shall not affect any other rights to which any Covered Person may now or hereafter be entitled, shall continue as to a person who has ceased to be such a Covered Person and shall inure to the benefit of the heirs, executors and administrators of such a person. Nothing contained herein shall affect any rights to indemnification to which Trust personnel other than Covered Persons may be entitled by contract or otherwise under law.

Expenses of preparation and presentation of a defense to any claim, action, suit or proceeding subject to a claim for indemnification under this Section 4 shall be advanced by the Trust prior to final disposition thereof upon receipt of an undertaking by or on behalf of the recipient to repay such amount if it is ultimately determined that he is not entitled to indemnification under this Section 4, provided that either:

(a) such undertaking is secured by a surety bond or some other appropriate security or the Trust shall be insured against losses arising out of any such advances; or

(b) a majority of the Disinterested Trustees acting on the matter (provided that a majority of the Disinterested Trustees then in office act on the matter) or independent legal counsel in a written opinion shall determine, based upon a review of the readily available facts (as opposed to a full trial-type inquiry), that there is reason to believe that the recipient ultimately will be found entitled to indemnification.

As used in this Section 4, a “Disinterested Trustee” is one (x) who is not an Interested Person of the Trust (including anyone, as such Disinterested Trustee, who has been exempted from being an Interested Person by any rule, regulation or order of the Commission), and (y) against whom none of such actions, suits or other proceedings or another action, suit or other proceeding on the same or similar grounds is then or has been pending.


As used in this Section 4, the words “claim,” “action,” “suit” or “proceeding” shall apply to all claims, actions, suits, proceedings (civil, criminal, administrative or other, including appeals), actual or threatened; and the words “liability” and “expenses” shall include without limitation, attorneys’ fees, costs, judgments, amounts paid in settlement, fines, penalties and other liabilities.

The trustees and officers of the Registrant are covered by the Mutual Fund Professional Liability policy in the aggregate amount of $70,000,000 against liability and expenses of claims of wrongful acts arising out of their position with the Registrant and other Nuveen funds, except for matters that involve willful acts, bad faith, gross negligence and willful disregard of duty (i.e., where the insured did not act in good faith for a purpose he or she reasonably believed to be in the best interest of the Registrant or where he or she had reasonable cause to believe this conduct was unlawful). The policy has a $1,000,000 deductible for operational failures and $1,000,000 deductible for all other claims.

Section 8 of the Form of Underwriting Agreement filed as Exhibit h.1 to this Registration Statement provides for each of the parties thereto, including the Registrant and the underwriters, to indemnify the others, their trustees, directors, certain of their officers, trustees, directors and persons who control them against certain liabilities in connection with the offering described herein, including liabilities under the federal securities laws.

Insofar as indemnification for liability arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

Item 31: Business and Other Connections of Investment Adviser and Subadviser

(a) Nuveen Fund Advisors manages the Registrant and serves as investment adviser or manager to other open-end and closed-end management investment companies and to separately managed accounts. The principal business address for all of these investment companies and the persons named below is 333 West Wacker Drive, Chicago, Illinois 60606.

A description of any other business, profession, vocation or employment of a substantial nature in which the directors and officers of Nuveen Fund Advisors who serve as officers or Trustees of the Registrant have engaged during the last two years for his or her account or in the capacity of director, officer, employee, partner or trustee appears under “Management” in the Statement of Additional Information. Such information for the remaining senior officers of Nuveen Fund Advisors appears below:

 

Name and Position with Nuveen Fund Advisors

  

Other Business, Profession, Vocation or
Employment During Past Two Years

Michelle Beck, Executive Vice President

   Chief Risk Officer (since June 2017), formerly, Senior Managing Director, Chief Risk Officer (since 11/07/2016) of Teachers Advisors, LLC; Managing Director, Head of Risk Management, Nuveen Investments, Inc. (2010-2017); Senior Managing Director, Chief Risk Officer of TIAA-CREF Alternatives Advisors, LLC; Chief Risk Officer (since 2017), formerly Senior Managing Director, Chief Risk Officer (2016-2017) of TIAA-CREF Investment Management, LLC.

Joseph T. Castro, Senior Managing Director

  

Senior Managing Director (since February 2017), Head of Compliance (since 2013) of Nuveen, LLC.


Name and Position with Nuveen Fund Advisors

  

Other Business, Profession, Vocation or
Employment During Past Two Years

Anthony E. Ciccarone, Executive Vice President

   Executive Vice President (since 2016), formerly, Managing Director (2015-2016) of Nuveen Investments, Inc.; Executive Vice President (since 2016), formerly, Managing Director (2015-2016) of Nuveen Securities, LLC.

Erik Mogavero, Managing Director and Chief Compliance Officer

  

Formerly employed by Deutsche Bank (2013-August 2017) as Managing Director, Head of Asset Management and Wealth Management Compliance for the Americas region and Chief Compliance Officer of Deutsche Investment Management Americas.

Austin P. Wachter, Managing Director and Controller

  

Managing Director, Treasurer and Controller (since April 2017) (formerly, Assistant Treasurer and Assistant Controller) of Nuveen Asset Management, LLC; Managing Director (since 2017) of Nuveen Securities, LLC; Managing Director, Controller and Treasurer (since April 2017) of Nuveen Investments, Inc.; Controller (since 2014) of Nuveen, LLC; Controller (since 2016) formerly, Vice President and Funds Treasurer (2014-2016) of Teachers Advisors, LLC; Vice President (since 2016) of TIAA-CREF Funds and TIAA-CREF Life Funds; Vice President and Funds Treasurer, TGAM Controller (since 2016), formerly, Senior Director and Funds Treasurer (2014-2016) of Teachers Insurance and Annuity Association of America.

Diane M. Whelan, Executive Vice President

   Executive Vice President (2014-2016) of Nuveen Investments, Inc.; Executive Vice President of Nuveen Securities, LLC. (2014-2016).

(b) Teachers Advisors, LLC (“Teachers Advisors”) also provides investment management services to the TIAA-CREF Funds, TIAA-CREF Life Funds, TIAA Separate Account VA-1, and certain other registered and unregistered products. The Managers of Teachers Advisors are John Panagakis and Bradley Finkle. Teachers Advisors is located at 730 Third Avenue, New York, NY 10017-3206.

 

Name and Position with Teachers Advisors

  

Other Business, Profession, Vocation or
Employment During Past Two Years

Michael R. Albert, Managing Director, Investment Operations

  

Managing Director, Investment Operations (since 2017, formerly, Managing Director, Global Securities Services) of TIAA-CREF Investment Management, LLC.

Michelle M. Beck, Chief Risk Officer

   Executive Vice President (since 2017), formerly, Managing Director of Nuveen Alternative Investments, LLC; Managing Director, Head of Risk Management of Nuveen Investments, Inc. (2010-2017); Executive Vice President of Nuveen Fund Advisors, LLC (2016-2017); Senior Managing Director, Chief Risk Officer of TIAA-CREF Alternatives Advisors, LLC; Chief Risk Officer (since 2017), formerly, Senior Managing Director, Chief Risk Officer (2016-2017) of TIAA-CREF Investment Management, LLC.


Name and Position with Teachers Advisors

  

Other Business, Profession, Vocation or
Employment During Past Two Years

Elizabeth D. Black, Chief Investment Officer, Public Markets

  

Chief Investment Officer, Public Markets (since 2015), formerly, Senior Managing Director of TIAA-CREF Alternatives Advisors, LLC; Chief Investment Officer, Public Markets (since 2015), formerly, Senior Managing Director of TIAA-CREF Investment Management, LLC; Member of the Board of Directors, TIAA-CREF Life Insurance Company.

Glenn E. Brightman, Senior Vice President, Chief Financial Officer

  

Executive Vice President, Chief Financial Officer and Principal Accounting Officer of College Retirement Equities Fund; Chief Financial Officer of Nuveen, LLC; Controller of Nuveen Finance, LLC (2015-2017); Executive Vice President, Chief Financial Officer of Nuveen Services, LLC; Vice President of TIAA-CREF Alternatives Advisors, LLC; Senior Vice President, Chief Financial Officer (since 2016), formerly, Vice President, Funds Treasurer (2014-2016) of TIAA-CREF Investment Management, LLC; Member of the Board of Directors, NIS/R&T, Inc., Nuveen Investments, Inc., Nuveen Investments Canada Co.

Stuart R. Brunet, Chief Compliance Officer

   Chief Compliance Officer (since 2015), formerly, Director, Compliance Officer of TIAA-CREF Investment Management, LLC.

Bradley G. Finkle, Manager of the Board, President & Chief Executive Officer, Member of the Board of Directors, Managing Director

  

Member of the Board of Directors, Teachers Personal Services, Inc.; Principal Executive Officer and President of TIAA-CREF Funds; Manager of the Board, President & Chief Executive Officer (since 2017, formerly, Senior Managing Director, President, TIAA Public Investments (2016-2017) Managing Director (2011-2016)) of TIAA-CREF Investment Management, LLC; Principal Executive Officer and President, TIAA-CREF Life Funds.

Thomas M. Franks, Senior Managing Director, CIO, Global Equity Investments

  

Senior Managing Director, CIO, Global Equity Investments of TIAA-CREF Investment Management, LLC.

John M. McCann, Vice President, Associate General Counsel and Assistant Secretary

  

General Counsel and Assistant Secretary of Covariance Capital Management, Inc. (2014-2017); Vice President, Associate General Counsel and Assistant Secretary (since 2017, formerly, Director, Associate General Counsel and Assistant Secretary) of TIAA-CREF Investment Management, LLC.


Name and Position with Teachers Advisors

  

Other Business, Profession, Vocation or
Employment During Past Two Years

John Panagakis, Manager of the Board, Senior Managing Director, Member of the Board of Directors

  

Vice President of GreenWood Resources Capital Management, LLC; Director of Nuveen Hong Kong Limited; Director and Executive Vice President of Nuveen Investments Canada Co.; Vice President of Teachers Personal Investors Services, Inc.;

Director of TIAA Global Asset Management Australia Pty Ltd; Director of TIAA Global Asset Management London Limited; Manager of the Board, Senior Managing Director of TIAA-CREF Alternatives Advisors, LLC; Manager of the Board, Senior Managing Director of TIAA-CREF Investment Management, LLC.

Item 32: Location of Accounts and Records

Nuveen Fund Advisors, 333 West Wacker Drive, Chicago, Illinois 60606, maintains the Declaration of Trust, By-laws, minutes of Trustees’ and shareholders’ meetings and contracts of the Registrant and all advisory material of the investment adviser.

State Street Bank and Trust Company, 250 Royall Street, Canton, Massachusetts 02021, maintains all general and subsidiary ledgers, journals, trial balances, records of all portfolio purchases and sales, and all other required records not maintained by Nuveen Fund Advisors.

Item 33: Management Services

Not applicable.

Item 34: Undertakings

 

1. Registrant undertakes to suspend the offering of its shares until it amends its prospectus if: (1) subsequent to the effective date of its Registration Statement, the net asset value declines more than 10 percent from its net asset value as of the effective date of the Registration Statement; or (2) the net asset value increases to an amount greater than its net proceeds as stated in the prospectus.

 

2. Not applicable.

 

3. Not applicable.

 

4. Not applicable.

 

5. The Registrant undertakes that:

a. For purposes of determining any liability under the Securities Act, the information omitted from the form of prospectus filed as part of this Registration Statement in reliance upon Rule 430A and contained in the form of prospectus filed by the Registrant under Rule 497(h) under the Securities Act shall be deemed to be part of this Registration Statement as of the time it was declared effective.

b. For the purpose of determining any liability under the Securities Act, each post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering thereof.

 

6. The Registrant undertakes to send by first class mail or other means designed to ensure equally prompt delivery, within two business days of receipt of a written or oral request, any Statement of Additional Information.


SIGNATURES

Pursuant to the requirements of the Securities Act and the Investment Company Act of 1940, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in this City of Chicago, and State of Illinois, on the 26th day of September, 2017.

 

NUVEEN EMERGING MARKETS DEBT 2022 TARGET TERM FUND

/S/    GIFFORD R. ZIMMERMAN

Gifford R. Zimmerman,

Vice President and Secretary

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

 

Title

         

Date

/S/    STEPHEN D. FOY        

STEPHEN D. FOY

  Vice President and Controller (principal financial and accounting officer)       September 26, 2017

/S/    CEDRIC H. ANTOSIEWICZ         

CEDRIC H. ANTOSIEWICZ

  Chief Administrative Officer (principal executive officer)       September 26, 2017
WILLIAM J. SCHNEIDER*   Chairman of the Board and Trustee      
MARGO L. COOK*   Trustee      
JACK B. EVANS*   Trustee      
WILLIAM C. HUNTER*   Trustee      
DAVID J. KUNDERT*   Trustee      
ALBIN F. MOSCHNER*   Trustee      
JOHN K. NELSON*   Trustee      
JUDITH M. STOCKDALE*   Trustee      
CAROLE E. STONE*   Trustee      
TERENCE J. TOTH*   Trustee      
MARGARET L. WOLFF*   Trustee      
ROBERT L. YOUNG*   Trustee      
BY:   /s/    Gifford R. Zimmerman
  Gifford R. Zimmerman
  Attorney-In-Fact
  September 26, 2017

 

* The original powers of attorney authorizing Gifford R. Zimmerman and Eric F. Fess, among others, to execute this Registration Statement, and Amendments thereto, for the Trustees of the Registrant on whose behalf this Registration Statement is filed, have been executed and are filed herewith as an Exhibit.


INDEX TO EXHIBITS

 

  h.1      Form of Underwriting Agreement.
  h.2      Specimen Dealer Letter Agreement.
  h.3      Specimen Nuveen Master Selected Dealer Agreement.
  h.4      Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement.
  h.5      Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters.
  h.6      Form of Morgan Stanley & Co. LLC Structuring and Syndication Fee Agreement.
  h.7      Form of Merrill Lynch, Pierce, Fenner & Smith Incorporated Structuring Fee Agreement.
  h.8      Form of Wells Fargo Securities, LLC Structuring Fee Agreement.
  h.9      Form of Ameriprise Financial Services, Inc. Fee Agreement.
  h.10      Form of BB&T Capital Markets, a division of BB&T Securities, LLC Fee Agreement.
  h.11      Form of RBC Capital Markets, LLC Fee Agreement.
  h.12      Form of Stifel, Nicolaus & Company, Incorporated Fee Agreement.
  h.13      Form of Pershing LLC Fee Agreement.
  l.1      Opinion and Consent of Stradley Ronon Stevens & Young, LLP.
  l.2      Opinion and Consent of Morgan, Lewis & Bockius LLP.
  n.      Consent of KPMG LLP.
  s.      Powers of Attorney.