0000950103-20-014442.txt : 20200729
0000950103-20-014442.hdr.sgml : 20200729
20200729173903
ACCESSION NUMBER: 0000950103-20-014442
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200728
FILED AS OF DATE: 20200729
DATE AS OF CHANGE: 20200729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swarth Investments Inc.
CENTRAL INDEX KEY: 0001805595
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38267
FILM NUMBER: 201058182
BUSINESS ADDRESS:
STREET 1: MORGAN & MORGAN BUILDING, PASEA ESTATE
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 44203 488 2776
MAIL ADDRESS:
STREET 1: MORGAN & MORGAN BUILDING, PASEA ESTATE
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ribbon Communications Inc.
CENTRAL INDEX KEY: 0001708055
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 821669692
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4 TECHNOLOGY PARK DRIVE
CITY: WESTFORD
STATE: MA
ZIP: 01886
BUSINESS PHONE: 978-614-8090
MAIL ADDRESS:
STREET 1: 4 TECHNOLOGY PARK DRIVE
CITY: WESTFORD
STATE: MA
ZIP: 01886
FORMER COMPANY:
FORMER CONFORMED NAME: Sonus Networks, Inc.
DATE OF NAME CHANGE: 20171027
FORMER COMPANY:
FORMER CONFORMED NAME: Solstice Sapphire Investments, Inc.
DATE OF NAME CHANGE: 20170531
3
1
dp133061_3-swarth.xml
FORM 3
X0206
3
2020-07-28
0
0001708055
Ribbon Communications Inc.
RBBN
0001805595
Swarth Investments Inc.
MORGAN & MORGAN BUILDING, PASEA ESTATE
ROAD TOWN, TORTOLA
D8
00000
VIRGIN ISLANDS, BRITISH
0
0
1
0
Common Stock
25796395
D
On November 14, 2019, ECI Holding (Hungary) Kft. ("ECI Hungary") and the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), pursuant to which ECI Hungary acquired 25,796,395 shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), of which 1,454,545 shares of Common Stock are held in an escrow and are subject to forfeiture during a period of up to five years following the closing of the transactions contemplated by the Merger Agreement to satisfy certain potential liabilities under the Merger Agreement. The transactions contemplated by the Merger Agreement closed on March 3, 2020, at which time the Common Stock was issued to ECI Hungary. ECI Hungary transferred 25,796,395 shares of Common Stock to the Reporting Person, an affiliate of ECI Hungary with common ownership, on July 28, 2020.
/s/ Suzanne Hart, George Antoniades - Directors
2020-07-29