0000950103-20-014442.txt : 20200729 0000950103-20-014442.hdr.sgml : 20200729 20200729173903 ACCESSION NUMBER: 0000950103-20-014442 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200728 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swarth Investments Inc. CENTRAL INDEX KEY: 0001805595 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38267 FILM NUMBER: 201058182 BUSINESS ADDRESS: STREET 1: MORGAN & MORGAN BUILDING, PASEA ESTATE CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 44203 488 2776 MAIL ADDRESS: STREET 1: MORGAN & MORGAN BUILDING, PASEA ESTATE CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ribbon Communications Inc. CENTRAL INDEX KEY: 0001708055 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 821669692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 BUSINESS PHONE: 978-614-8090 MAIL ADDRESS: STREET 1: 4 TECHNOLOGY PARK DRIVE CITY: WESTFORD STATE: MA ZIP: 01886 FORMER COMPANY: FORMER CONFORMED NAME: Sonus Networks, Inc. DATE OF NAME CHANGE: 20171027 FORMER COMPANY: FORMER CONFORMED NAME: Solstice Sapphire Investments, Inc. DATE OF NAME CHANGE: 20170531 3 1 dp133061_3-swarth.xml FORM 3 X0206 3 2020-07-28 0 0001708055 Ribbon Communications Inc. RBBN 0001805595 Swarth Investments Inc. MORGAN & MORGAN BUILDING, PASEA ESTATE ROAD TOWN, TORTOLA D8 00000 VIRGIN ISLANDS, BRITISH 0 0 1 0 Common Stock 25796395 D On November 14, 2019, ECI Holding (Hungary) Kft. ("ECI Hungary") and the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), pursuant to which ECI Hungary acquired 25,796,395 shares of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), of which 1,454,545 shares of Common Stock are held in an escrow and are subject to forfeiture during a period of up to five years following the closing of the transactions contemplated by the Merger Agreement to satisfy certain potential liabilities under the Merger Agreement. The transactions contemplated by the Merger Agreement closed on March 3, 2020, at which time the Common Stock was issued to ECI Hungary. ECI Hungary transferred 25,796,395 shares of Common Stock to the Reporting Person, an affiliate of ECI Hungary with common ownership, on July 28, 2020. /s/ Suzanne Hart, George Antoniades - Directors 2020-07-29