0001708001-19-000005.txt : 20191107 0001708001-19-000005.hdr.sgml : 20191107 20191107105546 ACCESSION NUMBER: 0001708001-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 EFFECTIVENESS DATE: 20191107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atlantic Trust, LLC CENTRAL INDEX KEY: 0001708001 IRS NUMBER: 473884088 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18091 FILM NUMBER: 191198654 BUSINESS ADDRESS: STREET 1: 111 COMMERCIAL STREET SUITE 302 CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 2077757200 MAIL ADDRESS: STREET 1: 111 COMMERCIAL STREET SUITE 302 CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001708001 XXXXXXXX 09-30-2019 09-30-2019 Atlantic Trust, LLC

111 COMMERCIAL STREET SUITE 302 PORTLAND ME 04101

13F HOLDINGS REPORT 028-18091 N John P.M. Higgins 2077757200 John P.M. Higgins Portland ME 11-07-2019 0 203 128287 false INFORMATION TABLE 2 q3_2019.xml 3M Company Com 88579Y101 181 1100 SH SOLE 0 0 0 Abbott Labs Com 002824100 183 2193 SH SOLE 0 0 0 AbbVie Inc. Com 00287Y109 61 800 SH SOLE 0 0 0 ACREAGE HOLDINGS INC SUB Com 00489Y402 60 8117 SH SOLE 0 0 0 Adobe Systems Incorporated Com 00724F101 22 80 SH SOLE 0 0 0 Alcon Inc. Com H01301128 24 415 SH SOLE 0 0 0 ALIBABA GROUP HOLDING LTD A D R Com 01609W102 100 600 SH SOLE 0 0 0 Alphabet Inc Cl A Com 02079K305 2730 2236 SH SOLE 0 0 0 Alphabet Inc CL C Com 02079K107 651 534 SH SOLE 0 0 0 Altria Group Inc Com 02209S103 340 8304 SH SOLE 0 0 0 Amazon Com 023135106 3744 2157 SH SOLE 0 0 0 American Elec Pwr Inc Com 025537101 277 2952 SH SOLE 0 0 0 American Tower Corporation Com 03027X100 4626 20918 SH SOLE 0 0 0 American Water Works Co Inc Com 030420103 3570 28733 SH SOLE 0 0 0 Amgen Inc. Com 031162100 52 270 SH SOLE 0 0 0 Anthem Inc Com 036752103 254 1059 SH SOLE 0 0 0 Apollo Commercial Real Estate REIT Com 03762U105 18 922 SH SOLE 0 0 0 Apollo Global Management, Inc. Com 03768E105 1 23 SH SOLE 0 0 0 Apple Inc Com 037833100 4074 18190 SH SOLE 0 0 0 Aqua America, Inc. Com 03836W103 67 1500 SH SOLE 0 0 0 Arlington Asset Investment Corp. Com 041356205 0 40 SH SOLE 0 0 0 AT&T Inc Com 00206R102 1200 31710 SH SOLE 0 0 0 Automatic Data Processing Inc Com 053015103 48 300 SH SOLE 0 0 0 AvalonBay Communities Inc Com 053484101 603 2800 SH SOLE 0 0 0 Baxter International Inc. Com 071813109 676 7724 SH SOLE 0 0 0 Becton Dickinson and Company Com 075887109 2671 10560 SH SOLE 0 0 0 Berkshire Hathaway Inc CL B Com 084670702 1000 4808 SH SOLE 0 0 0 Boeing Co Com 097023105 2958 7774 SH SOLE 0 0 0 BP Prudhoe Bay Royalty Trust Com 055630107 0 24 SH SOLE 0 0 0 Bristol Myers Squibb Co Com 110122108 54 1060 SH SOLE 0 0 0 BROOKFIELD ASSET MANAGE CL A Com 112585104 334 6291 SH SOLE 0 0 0 BROOKFIELD INFRASTRUCTURE PART LP Com G16252101 1530 30847 SH SOLE 0 0 0 BROOKFIELD PROPERTY REIT INC Com 11282X103 559 27425 SH SOLE 0 0 0 BROOKFIELD RENEWABLE PARTNERS L.P. Com G16258108 341 8397 SH SOLE 0 0 0 Calcol Inc. Com 128699105 1 268750 SH SOLE 0 0 0 Camden National Corp Com 133034108 29 658 SH SOLE 0 0 0 CANOPY GROWTH CORP Com 138035100 72 3128 SH SOLE 0 0 0 CARMAX INC Com 143130102 952 10820 SH SOLE 0 0 0 Caterpillar Inc Com 149123101 846 6698 SH SOLE 0 0 0 CEDAR FAIR LP Com 150185106 1207 20687 SH SOLE 0 0 0 CENTURYLINK INC Com 156700106 272 21775 SH SOLE 0 0 0 Cheniere Energy Inc Com 16411R208 126 2000 SH SOLE 0 0 0 Chevron Corporation Com 166764100 113 950 SH SOLE 0 0 0 Chipotle Mexican Grill, Inc. Com 169656105 2 2 SH SOLE 0 0 0 Chubb Limited Com H1467J104 129 800 SH SOLE 0 0 0 Cigna Corp Com 125523100 11 75 SH SOLE 0 0 0 Cisco Systems Inc Com 17275R102 4178 84557 SH SOLE 0 0 0 Citigroup Global Mkts Hlds Inc 02/26/21 Com 17326K312 24 2500 SH SOLE 0 0 0 CITIGROUP INC Com 172967424 1411 20420 SH SOLE 0 0 0 CITY OFFICE REIT INC Com 178587101 1142 79359 SH SOLE 0 0 0 Coca Cola Co Com 191216100 3068 56362 SH SOLE 0 0 0 Comcast Corp CL A Com 20030N101 352 7800 SH SOLE 0 0 0 ConocoPhillips Com 20825C104 37 650 SH SOLE 0 0 0 Consolidated Edison Inc Com 209115104 584 6185 SH SOLE 0 0 0 Constellation Brands Inc. Cl A Com 21036P108 43 209 SH SOLE 0 0 0 COPART INC Com 217204106 476 5930 SH SOLE 0 0 0 Core Laboratories NV Com N22717107 9 200 SH SOLE 0 0 0 Corteva, Inc. Com 22052L104 136 4843 SH SOLE 0 0 0 Costco Wholesale Corp Com 22160K105 2650 9199 SH SOLE 0 0 0 COVETRUS INC NPV Com 22304C100 18 1510 SH SOLE 0 0 0 CVS Health Corp Com 126650100 61 960 SH SOLE 0 0 0 CyberArk Software Ltd Com M2682V108 25 255 SH SOLE 0 0 0 DENNYS CORP Com 24869P104 879 38615 SH SOLE 0 0 0 DINE BRANDS GLOBAL INC Com 254423106 814 10725 SH SOLE 0 0 0 DOLLAR TREE INC Com 256746108 1065 9325 SH SOLE 0 0 0 Dow Inc. Com 260557103 231 4843 SH SOLE 0 0 0 Duke Energy Corp Com 26441C204 753 7857 SH SOLE 0 0 0 DuPont de Nemours Inc Com 26614N102 345 4843 SH SOLE 0 0 0 Emergent Capital Com 29102N105 0 300 SH SOLE 0 0 0 Enterprise Products Partners Com 293792107 149 5200 SH SOLE 0 0 0 ENVIVA PARTNERS L P Com 29414J107 1945 60862 SH SOLE 0 0 0 EOG Res Inc Com 26875P101 5 61 SH SOLE 0 0 0 Equity Residential Com 29476L107 470 5450 SH SOLE 0 0 0 EVCI Career Colleges Holding Corp. Com 26926P308 0 3334 SH SOLE 0 0 0 Expedia Inc. Com 30212P303 9 67 SH SOLE 0 0 0 ExxonMobil Corp Com 30231G102 1400 19825 SH SOLE 0 0 0 Facebook Inc-A Com 30303M102 4 25 SH SOLE 0 0 0 Fedex Corporation Com 31428X106 4 30 SH SOLE 0 0 0 First American Government Obligations Fund Com 31846V567 172 171724 SH SOLE 0 0 0 FleetCor Technologies, Inc. Com 339041105 5 16 SH SOLE 0 0 0 Fortress Trans & Infr Investors LLC Com 34960P101 12 760 SH SOLE 0 0 0 General Electric Corp Com 369604103 10 1100 SH SOLE 0 0 0 General Mills Inc Com 370334104 97 1760 SH SOLE 0 0 0 GS Finance Corp Com 36251U525 5 2500 SH SOLE 0 0 0 Hawaiian Electric Industries Com 419870100 511 11200 SH SOLE 0 0 0 Home Depot Inc Com 437076102 3756 16190 SH SOLE 0 0 0 HSBC USA Inc 12/02/20 Com 40435J505 21 2500 SH SOLE 0 0 0 I Shares MSCI KLD 400 Social ETF Com 464288570 86 772 SH SOLE 0 0 0 Idexx Labs, Inc. Com 45168D104 79 289 SH SOLE 0 0 0 Incyte Corp Com 45337C102 3 46 SH SOLE 0 0 0 Industrial Select Sector SPDR ETF Com 81369Y704 78 1000 SH SOLE 0 0 0 Intel Corp Com 458140100 1506 29219 SH SOLE 0 0 0 INTERNAP CORP Com 45885A409 41 15979 SH SOLE 0 0 0 Intl. Business Machines Corp Com 459200101 558 3835 SH SOLE 0 0 0 Intuit Com Com 461202103 25 93 SH SOLE 0 0 0 Invitation Homes Inc. 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Com 64110L106 195 728 SH SOLE 0 0 0 NEW RESIDENTIAL INVESTMENT CORP Com 64828T201 540 34420 SH SOLE 0 0 0 Newmont Mining Corp Com 651639106 2470 65140 SH SOLE 0 0 0 NextEra Energy Inc. Com 65339F101 2931 12578 SH SOLE 0 0 0 North American Palladium Ltd Com 65704X109 0 12 SH SOLE 0 0 0 Novartis AG ADR Com 66987V109 180 2075 SH SOLE 0 0 0 O REILLY AUTOMOTIVE INC Com 67103H107 603 1513 SH SOLE 0 0 0 Occidental Petroleum Corp Com 674599105 2 44 SH SOLE 0 0 0 Old Republic International Corp Com 680223104 504 21400 SH SOLE 0 0 0 One Gas Inc Com 68235P108 293 3050 SH SOLE 0 0 0 Oneok Inc Com 682680103 462 6276 SH SOLE 0 0 0 OPTIMIZERX CORP Com 68401U204 113 7795 SH SOLE 0 0 0 Patriot Transportation Holdings, Inc. Com 70338W105 9 500 SH SOLE 0 0 0 Pattern Energy Group Inc. Com 70338P100 683 25380 SH SOLE 0 0 0 PayPal Holdings, Inc. Com 70450Y103 3875 37410 SH SOLE 0 0 0 Pembina Pipeline Corp Com 706327103 463 12500 SH SOLE 0 0 0 Pepsico Inc Com 713448108 733 5345 SH SOLE 0 0 0 Pfizer Inc Com 717081103 746 20750 SH SOLE 0 0 0 Philip Morris International Com 718172109 330 4348 SH SOLE 0 0 0 Phillips 66 Com 718546104 33 325 SH SOLE 0 0 0 Pinterest Inc Com 72352L106 5 186 SH SOLE 0 0 0 Pioneer Nat Res Co Com 723787107 2183 17358 SH SOLE 0 0 0 PNC Financial Services Group Com 693475105 46 330 SH SOLE 0 0 0 PPG Industries Inc. Com 693506107 273 2300 SH SOLE 0 0 0 Proctor & Gamble Co Com 742718109 984 7913 SH SOLE 0 0 0 Public Storage Inc Com 74460D109 159 650 SH SOLE 0 0 0 Rayonier, Inc. Com 754907103 300 10650 SH SOLE 0 0 0 Raytheon Company Com 755111507 86 440 SH SOLE 0 0 0 Reality Shares Nasdaq NexGen Economy ETF Com 75605A702 7 312 SH SOLE 0 0 0 Rhinomed LTD Australian Exchange Com Q8135V195 10 61131 SH SOLE 0 0 0 Salesforce.com Inc. Com 79466L302 20 136 SH SOLE 0 0 0 Sanofi Contingent Value Rights Com 80105N113 0 100 SH SOLE 0 0 0 SCHEIN HENRY INC Com 806407102 496 7815 SH SOLE 0 0 0 Schlumberger LTD Com 806857108 1 35 SH SOLE 0 0 0 Sculptor Capital Management Com 811246107 0 25 SH SOLE 0 0 0 Senior Housing Property Trust Com 81721M109 3 294 SH SOLE 0 0 0 Servicenow Inc Com 81762P102 9 37 SH SOLE 0 0 0 Skyline Corporation Com 830830105 15 495 SH SOLE 0 0 0 Slack Technologies Inc Com 83088V102 12 500 SH SOLE 0 0 0 SolarEdge Technologies, Inc. Com 83417M104 5 62 SH SOLE 0 0 0 Southern Company Com 842587107 31 503 SH SOLE 0 0 0 SPDR S&P 500 EFT Com 78462F103 1 5 SH SOLE 0 0 0 SPDR S&P Dividend ETF Com 78464A763 72 700 SH SOLE 0 0 0 SPDR S&P MidCap 400 ETF Com 78467Y107 6 18 SH SOLE 0 0 0 Spinnaker Realty Fund II, L.P. Com 99SPINRE2 142 141667 SH SOLE 0 0 0 Spinnaker Realty Fund, L.P. Com 998007495 387 387158 SH SOLE 0 0 0 Square, Inc. 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