S-3/A 1 ea187227-s3a1_reborncoffee.htm AMENDMENT NO. 1 TO FORM S-3

As filed with the Securities and Exchange Commission on October 24, 2023

Registration No. 333-275070

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-3/A
(Amendment No. 1)

 

REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933

 

Reborn Coffee, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation or organization)

 

47-4752305

(I.R.S. Employer Identification Number)

 

580 N. Berry Street

Brea, CA 92821

Telephone: (714) 784-6369

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

with a copy to:

 

Matthew Ogurick

Pryor Cashman LLP

7 Times Square

New York, New York 10036

(212) 326-0243

 

From time to time after effectiveness of this registration statement

(Approximate date of commencement of proposed sale to the public)

 

If the only securities being registered on this Form are being offered pursuant to a dividend or interest reinvestment plans, please check the following box:

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box:

 

If this Form is to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering:

 

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box:

 

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box:

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer Accelerated filer
Non-accelerated filer Smaller reporting company
  Emerging growth company

 

If an emerging growth company, indicate by checkmark if the registrant has not elected to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.

 

THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(a) OF THE SECURITIES ACT OF 1933, AS AMENDED, OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME EFFECTIVE ON SUCH DATE AS THE SECURITIES AND EXCHANGE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(a), MAY DETERMINE.

 

 

 

 

EXPLANATORY NOTE

 

This Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-3 of Reborn Coffee, Inc. (File No. 333-275070) (the “Registration Statement”) is being filed as an exhibit-only filing to file a Form of Indenture, filed herewith as Exhibit 4.1. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature page to the Registration Statement and the Form of Indenture, filed herewith as Exhibit 4.1. The prospectus and the balance of Part II of the Registration Statement are unchanged and have been omitted.

 

 

 

 

Item 16. Exhibits.

 

(a) The following exhibits are filed as part of this registration statement:

 

Exhibit
Number

  Description
1.1   Form of Underwriting Agreement*
4.1   Form of Indenture, including form of Note**
4.2   Form of Warrant Agreement, including form of Warrant*
4.3   Form of Unit Agreement*
4.4   Form of Pledge Agreement*
4.5   Form of Rights Certificate*
5.1   Opinion of Pryor Cashman LLP+
23.1   Consent of Independent Registered Public Accounting Firm, Kreit & Chiu CPA LLP+
23.2   Consent of Pryor Cashman LLP (included in legal opinion filed as Exhibit 5.1)+
24.1   Powers of Attorney (included on signature page)*
25.1   Form T-1 Statement of Eligibility of the Trust Under Debt Indenture*
107   Filing Fee Table+

 

 

* To be filed, if applicable, by amendment or as an exhibit to a report filed pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, and incorporated herein by reference.

 

** Filed herewith
   
+ Previously filed

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements of filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Brea, California on October 24, 2023.

 

  Reborn Coffee, Inc.
     
  By: /s/ Jay Kim
    Jay Kim
    Chief Executive Officer

 

SIGNATURES AND POWER OF ATTORNEY

 

We, the undersigned officers and directors of Reborn Coffee, Inc., hereby severally constitute and appoint Jay Kim as our true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, to sign any and all amendments (including post-effective amendments) to this registration statement (or any other registration statement for the same offering that is to be effective upon filing pursuant to Rule 462(b) under the Securities Act of 1933), and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent, full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as full to all intents and purposes as he might or could do in person, hereby ratifying and confirming that said attorney-in-fact and agent or his substitute or substitutes may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Jay Kim   Chief Executive Officer   October 24, 2023
Jay Kim   (principal executive officer)    
         
/s/ Stephan Kim   Chief Financial Officer   October 24, 2023
Stephan Kim   (principal financial and accounting officer)    
         
/s/ Farooq M. Arjomand   Chairman, Director   October 24, 2023
Farooq M. Arjomand        
         
/s/ Andy Nasim   Director   October 24, 2023
Andy Nasim        
         
/s/ Sehan Kim   Director   October 24, 2023
Sehan Kim        

 

/s/ Jennifer Tan   Director   October 24, 2023
Jennifer Tan        

 

 

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