0001062993-23-017994.txt : 20230913 0001062993-23-017994.hdr.sgml : 20230913 20230913165644 ACCESSION NUMBER: 0001062993-23-017994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230911 FILED AS OF DATE: 20230913 DATE AS OF CHANGE: 20230913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herzog Carolyn CENTRAL INDEX KEY: 0001927549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 231253279 MAIL ADDRESS: STREET 1: C/O ELASTIC N.V. STREET 2: 800 WEST EL CAMINO REAL, SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-11 0001707753 Elastic N.V. ESTC 0001927549 Herzog Carolyn C/O ELASTIC N.V. 88 KEARNY STREET, FLOOR 19 SAN FRANCISCO CA 94108 0 1 0 0 Chief Legal Officer 1 Ordinary Shares 2023-09-11 4 S 0 2621 77.834 D 82022 D Ordinary Shares 2023-09-12 4 S 0 1320 78.25 D 80702 D The ordinary shares were sold to satisfy the Reporting Person's tax obligations in connection with the vesting of restricted stock units. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 31, 2023. /s/ Marielle Reints, by power of attorney 2023-09-13