0001415889-24-011627.txt : 20240426
0001415889-24-011627.hdr.sgml : 20240426
20240426205839
ACCESSION NUMBER: 0001415889-24-011627
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240424
FILED AS OF DATE: 20240426
DATE AS OF CHANGE: 20240426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wassenaar Yvonne
CENTRAL INDEX KEY: 0001707744
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-42028
FILM NUMBER: 24886194
MAIL ADDRESS:
STREET 1: C/O FORRESTER RESEARCH, INC.
STREET 2: 60 ACORN PARK DRIVE
CITY: CAMBRIDGE
STATE: MA
ZIP: 02140
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rubrik, Inc.
CENTRAL INDEX KEY: 0001943896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 464560494
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 8444782745
MAIL ADDRESS:
STREET 1: 3495 DEER CREEK ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
form4-04272024_120432.xml
X0508
4
2024-04-24
0001943896
Rubrik, Inc.
RBRK
0001707744
Wassenaar Yvonne
C/O RUBRIK INC.
3495 DEER CREEK ROAD
PALO ALTO
CA
94304
true
false
false
false
0
Restricted Stock Units
2024-04-24
4
A
0
50000
0
A
2028-11-01
Class B Common Stock
50000
50000
D
Restricted Stock Units
2024-04-25
4
M
0
33332
0
D
2028-11-01
Class B Common Stock
33332
16668
D
Class B Common Stock
2024-04-25
4
M
0
33332
0
A
Class A Common Stock
33332
33332
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2022, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
/s/ Anne-Kathrin Lalendran, Attorney-in-Fact
2024-04-26