Director of Regulatory Compliance

0001085146-23-003883.txt : 20231024 0001085146-23-003883.hdr.sgml : 20231024 20231024125042 ACCESSION NUMBER: 0001085146-23-003883 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231024 DATE AS OF CHANGE: 20231024 EFFECTIVENESS DATE: 20231024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fundamentum, LLC CENTRAL INDEX KEY: 0001707206 IRS NUMBER: 812638384 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19493 FILM NUMBER: 231342094 BUSINESS ADDRESS: STREET 1: 3750 PARK EAST DRIVE STREET 2: SUITE 200 CITY: BEACHWOOD STATE: OH ZIP: 44122 BUSINESS PHONE: 866-553-9882 MAIL ADDRESS: STREET 1: 3750 PARK EAST DRIVE STREET 2: SUITE 200 CITY: BEACHWOOD STATE: OH ZIP: 44122 FORMER COMPANY: FORMER CONFORMED NAME: Fundamentun, LLC DATE OF NAME CHANGE: 20170519 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001707206 XXXXXXXX 09-30-2023 09-30-2023 false Fundamentum, LLC

3750 PARK EAST DRIVE SUITE 200 BEACHWOOD OH 44122

13F HOLDINGS REPORT 028-19493 801-107873 N Jon Pawlowski Director of Regulatory Compliance 440-505-5677 /s/Jon Pawlowski Beachwood OH 10-24-2023 0 159 669047533 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 2019139 13545 SH SOLE 0 0 13545 ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 003264108 BBG001T56K58 228247 10736 SH SOLE 0 0 10736 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 592763 1930 SH SOLE 0 0 1930 ADOBE INC COM 00724F101 BBG001S5NCQ5 5178035 10155 SH SOLE 0 0 10155 AIR PRODS & CHEMS INC COM 009158106 BBG001S5NSB6 2180842 7695 SH SOLE 0 0 7695 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 16631390 127093 SH SOLE 0 0 127093 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 2820140 21389 SH SOLE 0 0 21389 ALTRIA GROUP INC COM 02209S103 BBG001S5T8T5 508425 12090 SH SOLE 0 0 12090 AMAZON COM INC COM 023135106 BBG001S5PQL7 4713228 37077 SH SOLE 0 0 37077 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 3659168 24526 SH SOLE 0 0 24526 AMGEN INC COM 031162100 BBG001S5NNL6 5971284 22217 SH SOLE 0 0 22217 APPLE INC COM 037833100 BBG001S5N8V8 21190657 123769 SH SOLE 0 0 123769 ARCHER DANIELS MIDLAND CO COM 039483102 BBG001S5ND74 310992 4123 SH SOLE 0 0 4123 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 5100536 186286 SH SOLE 0 0 186286 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 9588762 27373 SH SOLE 0 0 27373 BLACKROCK INC COM 09247X101 BBG001SDBP55 1460262 2258 SH SOLE 0 0 2258 BLACKSTONE INC COM 09260D107 BBG001S7H949 376811 3517 SH SOLE 0 0 3517 BOEING CO COM 097023105 BBG001S5P0V3 4313183 22502 SH SOLE 0 0 22502 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 1099888 18950 SH SOLE 0 0 18950 BROADCOM INC COM 11135F101 BBG00KHY5SY8 2370092 2853 SH SOLE 0 0 2853 CATERPILLAR INC COM 149123101 BBG001S5PJ06 919077 3366 SH SOLE 0 0 3366 CHENIERE ENERGY INC COM NEW 16411R208 BBG001S7W158 3132160 18872 SH SOLE 0 0 18872 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 5213424 30918 SH SOLE 0 0 30918 CISCO SYS INC COM 17275R102 BBG001S6HC62 6826812 126986 SH SOLE 0 0 126986 COCA COLA CO COM 191216100 BBG001S5SMQ8 1727428 30857 SH SOLE 0 0 30857 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 4042049 91160 SH SOLE 0 0 91160 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 2615704 21833 SH SOLE 0 0 21833 CORNING INC COM 219350105 BBG001S5RLH1 211773 6950 SH SOLE 0 0 6950 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 4272390 7562 SH SOLE 0 0 7562 CROWDSTRIKE HLDGS INC CL A 22788C105 BBG00BLYKRZ7 545491 3259 SH SOLE 0 0 3259 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 344879 4939 SH SOLE 0 0 4939 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 217290 875 SH SOLE 0 0 875 DEERE & CO COM 244199105 BBG001S5QFF7 3298443 8740 SH SOLE 0 0 8740 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 2775535 93483 SH SOLE 0 0 93483 DISNEY WALT CO COM 254687106 BBG001S5QHF3 228291 2816 SH SOLE 0 0 2816 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 1741450 19730 SH SOLE 0 0 19730 EATON CORP PLC SHS G29183103 BBG001S5QZ45 596026 2794 SH SOLE 0 0 2794 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 572555 1314 SH SOLE 0 0 1314 ELI LILLY & CO COM 532457108 BBG001S5STL8 2838204 5284 SH SOLE 0 0 5284 EOG RES INC COM 26875P101 BBG001S5ZB93 251619 1985 SH SOLE 0 0 1985 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 3308939 28142 SH SOLE 0 0 28142 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 BBG00L2NXWJ3 1143515 47845 SH SOLE 0 0 47845 FRANKLIN RESOURCES INC COM 354613101 BBG001S5P3W6 206001 8380 SH SOLE 0 0 8380 FRANKLIN TEMPLETON ETF TR US MID CP MLTFCT 35473P884 BBG00GKQZJ13 9018595 209930 SH SOLE 0 0 209930 GENERAL DYNAMICS CORP COM 369550108 BBG001S5RHP1 1974853 8937 SH SOLE 0 0 8937 GENUINE PARTS CO COM 372460105 BBG001S5RNH7 357374 2475 SH SOLE 0 0 2475 HERSHEY CO COM 427866108 BBG001S5S148 352648 1762 SH SOLE 0 0 1762 HOME DEPOT INC COM 437076102 BBG001S5RTW7 6470766 21415 SH SOLE 0 0 21415 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 3820333 20679 SH SOLE 0 0 20679 ILLINOIS TOOL WKS INC COM 452308109 BBG001S5SDX0 683140 2966 SH SOLE 0 0 2966 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 404177 2880 SH SOLE 0 0 2880 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 BBG007HL81B6 782932 52370 SH SOLE 0 0 52370 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 BBG003H4RBL9 930167 23734 SH SOLE 0 0 23734 IQVIA HLDGS INC COM 46266C105 BBG00333FZ54 230788 1173 SH SOLE 0 0 1173 ISHARES TR A RATE CP BD ETF 46429B291 BBG002NCM1M2 20635427 457751 SH SOLE 0 0 457751 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 6022797 93594 SH SOLE 0 0 93594 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 11774247 47219 SH SOLE 0 0 47219 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 5010815 53120 SH SOLE 0 0 53120 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 41664481 442345 SH SOLE 0 0 442345 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 14917265 34737 SH SOLE 0 0 34737 ISHARES TR EXPONENTIAL TECH 46434V381 BBG008B3Q692 8003530 153294 SH SOLE 0 0 153294 ISHARES TR IBDS DEC28 ETF 46435U515 BBG00M0P3SC7 225468 9382 SH SOLE 0 0 9382 ISHARES TR IBONDS DEC2026 46435GAA0 BBG00DST7FD2 222120 9518 PRN SOLE 0 0 9518 ISHARES TR IBONDS DEC23 ETF 46434VAX8 BBG0088JLVM6 287687 11344 PRN SOLE 0 0 11344 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 14557699 142694 SH SOLE 0 0 142694 ISHARES TR INTL SEL DIV ETF 464288448 BBG001S7Y5C9 437146 17210 SH SOLE 0 0 17210 ISHARES TR MSCI EAFE MIN VL 46429B689 BBG0025X2WP7 960814 14731 SH SOLE 0 0 14731 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 460177 4487 SH SOLE 0 0 4487 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 694170 2609 SH SOLE 0 0 2609 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 15177031 99967 SH SOLE 0 0 99967 ISHARES TR RUS MD CP GR ETF 464287481 BBG001S561Z8 301647 3302 SH SOLE 0 0 3302 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 1120047 16173 SH SOLE 0 0 16173 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 1024111 5794 SH SOLE 0 0 5794 ISHARES TR S&P MC 400GR ETF 464287606 BBG001SFQL08 421704 5837 SH SOLE 0 0 5837 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 381494 3708 SH SOLE 0 0 3708 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 BBG00TSG0SK6 14568929 272011 SH SOLE 0 0 272011 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 319456 6366 SH SOLE 0 0 6366 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 4066283 26107 SH SOLE 0 0 26107 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 8780738 60548 SH SOLE 0 0 60548 KIMBERLY-CLARK CORP COM 494368103 BBG001S5SLZ0 294914 2440 SH SOLE 0 0 2440 L3HARRIS TECHNOLOGIES INC COM 502431109 BBG001S5S0N9 1429472 8209 SH SOLE 0 0 8209 LEGG MASON ETF INVT FRANKLIN US LOW 52468L406 BBG00BRDT817 704575 20796 SH SOLE 0 0 20796 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 1592561 3894 SH SOLE 0 0 3894 LOWES COS INC COM 548661107 BBG001S5SVL3 570952 2747 SH SOLE 0 0 2747 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 5949304 15026 SH SOLE 0 0 15026 MCDONALDS CORP COM 580135101 BBG001S5T110 4424045 16793 SH SOLE 0 0 16793 MCKESSON CORP COM 58155Q103 BBG001S8F8P8 470425 1081 SH SOLE 0 0 1081 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 2809875 35858 SH SOLE 0 0 35858 MERCK & CO INC COM 58933Y105 BBG001S5TC52 1950635 18947 SH SOLE 0 0 18947 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 280997 936 SH SOLE 0 0 936 MICROSOFT CORP COM 594918104 BBG001S5TD05 21679219 68659 SH SOLE 0 0 68659 MIDDLEFIELD BANC CORP COM NEW 596304204 BBG001SCN7J9 1001256 39404 SH SOLE 0 0 39404 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 3559235 51285 SH SOLE 0 0 51285 NETFLIX INC COM 64110L106 BBG001SF6L46 7133619 18892 SH SOLE 0 0 18892 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 5111102 89214 SH SOLE 0 0 89214 NIKE INC CL B 654106103 BBG001S6NTK2 2937708 30722 SH SOLE 0 0 30722 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 1404646 3191 SH SOLE 0 0 3191 NUSHARES ETF TR NUVEEN ESG MIDVL 67092P508 BBG00FJ5HT75 318433 11200 SH SOLE 0 0 11200 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 468357 1076 SH SOLE 0 0 1076 ORACLE CORP COM 68389X105 BBG001S5SJG6 530791 5011 SH SOLE 0 0 5011 PEPSICO INC COM 713448108 BBG001S695T1 5496685 32440 SH SOLE 0 0 32440 PFIZER INC COM 717081103 BBG001S5V466 5297676 159712 SH SOLE 0 0 159712 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 257291 2779 SH SOLE 0 0 2779 PHILLIPS 66 COM 718546104 BBG00286S4P7 3321139 27641 SH SOLE 0 0 27641 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 457648 4570 SH SOLE 0 0 4570 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 5379971 36884 SH SOLE 0 0 36884 PRUDENTIAL FINL INC COM 744320102 BBG001S97MM7 269661 2841 SH SOLE 0 0 2841 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 234829 4126 SH SOLE 0 0 4126 SALESFORCE INC COM 79466L302 BBG001SDLP09 5022252 24767 SH SOLE 0 0 24767 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 14522213 205231 SH SOLE 0 0 205231 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 681495 4157 SH SOLE 0 0 4157 SOUTHERN CO COM 842587107 BBG001S5W777 277085 4281 SH SOLE 0 0 4281 SPDR INDEX SHS FDS S&P NORTH AMER 78463X152 BBG00BNK9JD0 2832568 53503 SH SOLE 0 0 53503 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 925552 2165 SH SOLE 0 0 2165 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 BBG001STKCW9 6358533 69249 SH SOLE 0 0 69249 SPDR SER TR BLOOMBERG INVT 78468R200 BBG0029J2J00 16616509 540901 SH SOLE 0 0 540901 SPDR SER TR PORT MTG BK ETF 78464A383 BBG001T2HF72 1144258 55012 SH SOLE 0 0 55012 SPDR SER TR S&P KENSHO NEW 78468R648 BBG00M9BL771 2279616 57558 SH SOLE 0 0 57558 SPROTT PHYSICAL GOLD TR UNIT 85207H104 BBG001T66XM9 998508 69728 SH SOLE 0 0 69728 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 257892 34022 SH SOLE 0 0 34022 STARBUCKS CORP COM 855244109 BBG001S72KH6 3922174 42973 SH SOLE 0 0 42973 TELUS CORPORATION COM 87971M103 BBG001S60K53 169324 10362 SH SOLE 0 0 10362 TESLA INC COM 88160R101 BBG001SQKGD7 230953 923 SH SOLE 0 0 923 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 1797969 11307 SH SOLE 0 0 11307 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 3036286 5998 SH SOLE 0 0 5998 TIDAL ETF TR SOUND EQUITY DIV 886364793 BBG00YQ1FRG1 262641 10561 SH SOLE 0 0 10561 UNION PAC CORP COM 907818108 BBG001S5X2M0 1294889 6359 SH SOLE 0 0 6359 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 1184505 7599 SH SOLE 0 0 7599 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 7824872 15519 SH SOLE 0 0 15519 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 287739 8703 SH SOLE 0 0 8703 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 959465 6770 SH SOLE 0 0 6770 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 225126 8365 SH SOLE 0 0 8365 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 1552214 20649 SH SOLE 0 0 20649 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 27466181 393611 SH SOLE 0 0 393611 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 18641321 68456 SH SOLE 0 0 68456 VANGUARD INDEX FDS LARGE CAP ETF 922908637 BBG001SHTTQ6 593295 3031 SH SOLE 0 0 3031 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 BBG001SRN7S6 224158 1150 SH SOLE 0 0 1150 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 4340623 20844 SH SOLE 0 0 20844 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 516919 6832 SH SOLE 0 0 6832 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 2243116 5712 SH SOLE 0 0 5712 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 421503 2229 SH SOLE 0 0 2229 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1271685 5986 SH SOLE 0 0 5986 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 502051 3639 SH SOLE 0 0 3639 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 15149547 292067 SH SOLE 0 0 292067 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 11340729 239863 SH SOLE 0 0 239863 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 6236276 142641 SH SOLE 0 0 142641 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 225238 2180 SH SOLE 0 0 2180 VANGUARD WORLD FD MEGA CAP INDEX 921910873 BBG001T0Y6Y7 328950 2166 SH SOLE 0 0 2166 VANGUARD WORLD FD MEGA GRWTH IND 921910816 BBG001T0Y6W9 12711281 56021 SH SOLE 0 0 56021 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 378934 11691 SH SOLE 0 0 11691 VISA INC COM CL A 92826C839 BBG001SRCFY3 5891396 25613 SH SOLE 0 0 25613 WALMART INC COM 931142103 BBG001S5XH92 6169997 38579 SH SOLE 0 0 38579 WASTE MGMT INC DEL COM 94106L109 BBG001S5XH47 2235547 14665 SH SOLE 0 0 14665 WISDOMTREE TR CURRNCY INT EQ 97717X263 BBG00BSZ29J5 13110721 430424 SH SOLE 0 0 430424 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 BBG006G0J5J6 345428 8916 SH SOLE 0 0 8916 WISDOMTREE TR PUTWRITE STRAT 97717X560 BBG00C839794 8234060 268035 SH SOLE 0 0 268035 WISDOMTREE TR US QTLY DIV GRT 97717X669 BBG004LMH3Z6 35473320 558722 SH SOLE 0 0 558722 WISDOMTREE TR VOYA YLD ENHNCD 97717Y469 BBG01DS7VBQ7 219561 4686 SH SOLE 0 0 4686 XCEL ENERGY INC COM 98389B100 BBG001S7F0X8 370082 6467 SH SOLE 0 0 6467