8-K 1 urbangro_8k.htm FORM 8-K

U.S. SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

Form 8-K

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported):

October 7, 2019

 

urban-gro, Inc.

(Exact name of small business issuer as specified in its charter)

 

Colorado 000-52898 46-5158469

(State or other jurisdiction

of incorporation)

(Commission File Number) (IRS Employer ID No.)

 

1751 Panorama Point

Unit G

Lafayette, CO 80026

(Address of principal executive offices)

 

(720) 390-3880

(Issuer’s Telephone Number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Not Applicable Not Applicable Not Applicable

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b2 of the Securities Exchange Act of 1934 (§240.12b2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

   
 

 

 

Item 7.01 Regulation FD Disclosure

 

Attached is a copy of press release being issued by us relating to the listing of our Common Stock for trading on the OTCQX market, effective this date., a copy of which is attached as Exhibit 99.1 and is hereby incorporated.

 

Item 9.01. Financial Statements and Exhibits.

 

(c) Exhibits.

 

Number   Exhibit
     
99.1   Press Release announcing the listing of our Common Stock for trading on the OTCQX market, effective this date.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  October 7, 2019

URBAN-GRO, INC.

(Registrant)

 

By: s/ Bradley Nattrass

  Bradley Nattrass, Chief Executive Officer