0001128732-18-000022.txt : 20181026 0001128732-18-000022.hdr.sgml : 20181026 20181026091530 ACCESSION NUMBER: 0001128732-18-000022 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20181026 DATE AS OF CHANGE: 20181026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe James Robert CENTRAL INDEX KEY: 0001751725 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55966 FILM NUMBER: 181140486 MAIL ADDRESS: STREET 1: 5132 QUITMAN STREET CITY: DENVER STATE: CO ZIP: 80212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 465158469 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-08-31 0 0001706524 urban-gro, Inc. NONE 0001751725 Lowe James Robert 5132 QUITMAN STREET DENVER CO 80212 1 0 0 0 Common Stock Options 1.2 2019-08-31 2021-08-31 Common Stock 100000 D Reporting Person was granted an option by the Issuer to acquire up to 100,000 shares of the Common Stock of the Issuer, one-third exercisable on the anniversary date of the Reporting Person's appointment as a Director of the Issuer (or 33,333 shares on August 31, 2019, 33,333 shares on August 31, 2020 and 33,334 shares on August 31, 2021), at an exercise price of $1.20 per share provided Reporting Person remains and is a Director of the Issuer on each such anniversary date. James Robert Lowe 2018-10-26