0001706170-20-000011.txt : 20201023 0001706170-20-000011.hdr.sgml : 20201023 20201023112328 ACCESSION NUMBER: 0001706170-20-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 EFFECTIVENESS DATE: 20201023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldpoint Private Securities, LLC CENTRAL INDEX KEY: 0001706170 IRS NUMBER: 061186517 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18066 FILM NUMBER: 201256596 BUSINESS ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034139300 MAIL ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706170 XXXXXXXX 09-30-2020 09-30-2020 Fieldpoint Private Securities, LLC

100 FIELD POINT ROAD GREENWICH CT 06830

13F HOLDINGS REPORT 028-18066 N Laura M. Campbell 203 413-9368 Laura M. Campbell Greenwich CT 10-23-2020 0 276 3392809347 false INFORMATION TABLE 2 f13q3220table.xml AMAZON.COM INC Stock 023135106 7903 2510 SH SOLE 0 1698 0 812 GLOBAL PAYMENTS INC Stock 37940X102 1147 6459 SH SOLE 0 6269 0 190 QUALITY SYSTEMS Stock 65343C102 336 26398 SH SOLE 0 26398 0 0 POWERSHARES QQQ TR ETF 46090E103 2833 10195 SH SOLE 0 8325 0 1870 POWERSHARES QQQ TR ETF 46090E103 1389 5000 SH Put SOLE 0 0 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 421 3606 SH SOLE 0 106 0 3500 STARBUCKS CORP Stock 855244109 1478 17205 SH SOLE 0 12292 0 4913 SQUARE INC CL A Stock 852234103 502 3087 SH SOLE 0 3087 0 0 DOLLAR GEN CORP Stock 256677105 1042 4971 SH SOLE 0 3546 0 1425 BGC PARTNERS INC Stock 05541T101 94 39000 SH SOLE 0 39000 0 0 JOHNSON & JOHNSON COM Stock 478160104 3894 26156 SH SOLE 0 8799 0 17357 WASTE MANAGEMENT INC Stock 94106L109 952 8416 SH SOLE 0 4585 0 3831 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 1674 23249 SH SOLE 0 23249 0 0 COSTCO WHOLESALE CORP Stock 22160K105 953 2685 SH SOLE 0 2685 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 4433 100545 SH SOLE 0 14478 0 86066 GOLDMAN SACHS GROUP INC Stock 38141G104 242 1203 SH SOLE 0 1203 0 0 ROYAL DUTCH SHELL PLC-ADR ADR 780259206 224 8882 SH SOLE 0 7457 0 1425 PROCTER AND GAMBLE CO COM Stock 742718109 1394 10029 SH SOLE 0 3929 0 6100 COCA COLA CO COM Stock 191216100 865 17514 SH SOLE 0 10178 0 7336 GENERAL MLS INC COM Stock 370334104 209 3384 SH SOLE 0 3384 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 1913 121158 SH SOLE 0 25782 0 95376 TRUIST FINL CORP COM Stock 89832Q109 220 5782 SH SOLE 0 4920 0 862 VANGUARD REIT INDEX ETF ETF 922908553 1255 15899 SH SOLE 0 13589 0 2310 BIOGEN IDEC INC Stock 09062X103 334 1179 SH SOLE 0 1179 0 0 INTEL CORP COM Stock 458140100 3023 58374 SH SOLE 0 56604 0 1770 RELIANCE STEEL & ALUMINUM Stock 759509102 366 3582 SH SOLE 0 3582 0 0 CME GROUP INC. Stock 12572Q105 731 4367 SH SOLE 0 4277 0 90 MEDTRONIC PLC SHS Stock G5960L103 1738 16725 SH SOLE 0 10249 0 6476 FORTIVE CORP COM Stock 34959J108 366 4802 SH SOLE 0 4802 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 598 2155 SH SOLE 0 2155 0 0 HORMEL FOODS CORP COM Stock 440452100 536 10966 SH SOLE 0 5546 0 5420 ISHARES SILVER TRUST ETF ETF 46428Q109 2147 99231 SH SOLE 0 99231 0 0 ISHARES SILVER TRUST ETF ETF 46428Q109 595 27500 SH Call SOLE 0 0 0 0 EQUITY RESIDENTIAL REIT 29476L107 648 12617 SH SOLE 0 112 0 12505 PROLOGIS SHARE BENEFICIAL INT REIT 74340W103 816 8109 SH SOLE 0 7674 0 435 SANOFI SA ADR 80105N105 460 9170 SH SOLE 0 9170 0 0 MERCK & CO INC Stock 58933Y105 1898 22886 SH SOLE 0 11853 0 11032 SPDR S&P 500 ETF ETF 78462F103 4616 13785 SH SOLE 0 12187 0 1598 MASTERCARD INC Stock 57636Q104 1906 5635 SH SOLE 0 4557 0 1078 ILLINOIS TOOL WKS INC COM Stock 452308109 2091 10820 SH SOLE 0 4497 0 6323 CRISPR THERAPEUTICS AG NAMEN AKT Stock H17182108 403 4819 SH SOLE 0 4819 0 0 IRHYTHM TECHNOLOGIES INC COM Stock 450056106 269 1128 SH SOLE 0 377 0 751 DIAGEO PLC ADR 25243Q205 348 2525 SH SOLE 0 1390 0 1135 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 798 112120 SH SOLE 0 14280 0 97840 ISHARES MSCI JAPAN ETF ETF 46434G822 2032 34405 SH SOLE 0 34405 0 0 ISHARES TIPS BOND ETF ETF 464287176 4671 36923 SH SOLE 0 1123 0 35800 GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETF ETF 37954Y715 932 33452 SH SOLE 0 30882 0 2570 ISHARES DOW JONES US HOME CONST (ETF) ETF 464288752 665 11735 SH SOLE 0 360 0 11375 DAVITA INC COM Stock 23918K108 333 3884 SH SOLE 0 3884 0 0 VERIZON COMMUNICATIONS Stock 92343V104 1139 19142 SH SOLE 0 5263 0 13878 SHERWIN WILLIAMS CO COM Stock 824348106 1035 1485 SH SOLE 0 612 0 873 PEPSICO INC COM Stock 713448108 2239 16158 SH SOLE 0 4140 0 12018 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 4727 54644 SH SOLE 0 28244 0 26400 JP MORGAN ALERIAN MLP ETN ETF 46625H365 138 12791 SH SOLE 0 12191 0 600 KIMBERLY-CLARK CORP COM Stock 494368103 684 4630 SH SOLE 0 2915 0 1715 HONEYWELL INTL INC Stock 438516106 2028 12323 SH SOLE 0 5073 0 7250 ISHARES IBONDS DEC 2023 TERM MUNI BOND ETF ETF 46435G318 894 34000 SH SOLE 0 34000 0 0 US BANCORP DEL COM NEW Stock 902973304 324 9039 SH SOLE 0 2990 0 6049 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 2502 36318 SH SOLE 0 35586 0 732 HOME DEPOT Stock 437076102 1736 6252 SH SOLE 0 6185 0 67 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 2452 17575 SH SOLE 0 3350 0 14225 ISHARES RUSSELL 2000 VALUE ETF 464287630 419 4222 SH SOLE 0 3180 0 1042 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 536 5084 SH SOLE 0 3239 0 1845 SPDR GOLD ETF ETF 78463V107 8222 46419 SH SOLE 0 28495 0 17924 BECTON DICKINSON & CO COM Stock 075887109 1207 5189 SH SOLE 0 444 0 4745 TECK RESOURCES LTD CL B Stock 878742204 340 24426 SH SOLE 0 24426 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 5585 25752 SH SOLE 0 4269 0 21483 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 221 3450 SH SOLE 0 3450 0 0 FORTINET INC COM Stock 34959E109 1286 10915 SH SOLE 0 10065 0 850 AON CORP Stock G0403H108 340 1650 SH SOLE 0 662 0 988 STERIS CORP Stock G8473T100 348 1974 SH SOLE 0 440 0 1534 HENRY JACK & ASSOC INC Stock 426281101 345 2122 SH SOLE 0 1616 0 506 WASTE CONNECTIONS INC Stock 94106B101 218 2107 SH SOLE 0 2107 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3406 15994 SH SOLE 0 3374 0 12620 ADOBE SYS INC Stock 00724F101 4239 8643 SH SOLE 0 8278 0 365 WEYERHAEUSER CO REIT 962166104 383 13420 SH SOLE 0 20 0 13400 ALPHABET INC CLASS A Stock 02079K305 2034 1388 SH SOLE 0 1131 0 257 FISERV INC Stock 337738108 1758 17060 SH SOLE 0 16760 0 300 HALLIBURTON CO COM Stock 406216101 219 18183 SH SOLE 0 18183 0 0 COMCAST CORP NEW CL A Stock 20030N101 370 7998 SH SOLE 0 5762 0 2236 MICROSOFT Stock 594918104 9954 47324 SH SOLE 0 33442 0 13881 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 210 3540 SH SOLE 0 350 0 3190 RPM INTL INC COM Stock 749685103 1034 12480 SH SOLE 0 738 0 11742 AMERICA MOVIL SERIES L ADR ADR 02364W105 156 12502 SH SOLE 0 12502 0 0 BOEING CO COM Stock 097023105 379 2291 SH SOLE 0 60 0 2230 VANGUARD SMALL CAP ETF ETF 922908751 2841 18473 SH SOLE 0 15404 0 3069 VANGUARD MID CAP ETF 922908629 1468 8326 SH SOLE 0 4324 0 4002 VANGUARD LARGE CAP ETF 922908637 469 3000 SH SOLE 0 3000 0 0 NEXTERA ENERGY INC COM Stock 65339F101 338 1216 SH SOLE 0 436 0 780 NIKE INC CLASS B Stock 654106103 2216 17654 SH SOLE 0 13058 0 4596 TESLA MOTORS INC Stock 88160R101 248 577 SH SOLE 0 577 0 0 MSCI INC COM Stock 55354G100 738 2069 SH SOLE 0 1950 0 119 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 991 41171 SH SOLE 0 41171 0 0 NXP SEMICONDUCTORS NV COM Stock N6596X109 269 2157 SH SOLE 0 2157 0 0 NORFOLK SOUTHERN CRP Stock 655844108 1391 6500 SH SOLE 0 1379 0 5121 AMPHENOL CORP CL A Stock 032095101 450 4154 SH SOLE 0 4154 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 438 2700 SH SOLE 0 2700 0 0 DOW INC COM Stock 260557103 267 5680 SH SOLE 0 2483 0 3197 ALCON AG ORD SHS Stock H01301128 336 5898 SH SOLE 0 1092 0 4806 VANGUARD S&P 500 ETF ETF 922908363 5895 19161 SH SOLE 0 19086 0 75 SUMITOMO MITSUI FINLGROUP INC SPONSORED ADR ISIN #US86562M2098 ADR 86562M209 93 16680 SH SOLE 0 16680 0 0 ARROW ELECTRS INC COM Stock 042735100 486 6184 SH SOLE 0 4476 0 1708 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1936 5713 SH SOLE 0 5713 0 0 ILLUMINA INC Stock 452327109 587 1900 SH SOLE 0 1803 0 97 GOLUB CAP BDC INC CEF 38173M102 1119 84534 SH SOLE 0 84534 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 1462 14054 SH SOLE 0 14054 0 0 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 1537 39255 SH SOLE 0 38515 0 740 KINROSS GOLD CORP NEW COM Stock 496902404 328 37167 SH SOLE 0 37167 0 0 COSTAMARE INC SHS Stock Y1771G102 191 31402 SH SOLE 0 31402 0 0 LILLY ELI & CO COM Stock 532457108 277 1874 SH SOLE 0 423 0 1451 HOLOGIC INC Stock 436440101 354 5321 SH SOLE 0 5321 0 0 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 376 19310 SH SOLE 0 2000 0 17310 DIGITAL REALTY TRUST INC REIT 253868103 221 1505 SH SOLE 0 1405 0 100 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 2627 51798 SH SOLE 0 12638 0 39160 ISHARES DJ SELECT DIVIDEND ETF 464287168 866 10625 SH SOLE 0 10625 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 373 3374 SH SOLE 0 3374 0 0 BIOMARIN PHARMACEUTICAL INC Stock 09061G101 212 2791 SH SOLE 0 1299 0 1492 REGENERON PHARMACEUTICALS INC Stock 75886F107 269 481 SH SOLE 0 401 0 80 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 1328 38839 SH SOLE 0 12690 0 26149 CIRRUS LOGIC INC Stock 172755100 398 5906 SH SOLE 0 5906 0 0 ULTRA CLEAN HOLDINGS INC Stock 90385V107 722 33667 SH SOLE 0 33667 0 0 FRANCO NEVADA CORP COM NPV ISIN #CA3518581051 SEDOL #B29NF31 Stock 351858105 295 2113 SH SOLE 0 2113 0 0 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 159 29393 SH SOLE 0 15032 0 14361 TRACTOR SUPPLY CO Stock 892356106 589 4108 SH SOLE 0 3211 0 897 ZYNGA INC Stock 98986T108 137 15064 SH SOLE 0 4863 0 10201 VISA INC Stock 92826C839 3532 17660 SH SOLE 0 16089 0 1571 ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD ETF 46429B689 213 3123 SH SOLE 0 3123 0 0 HERSHEY CO COM Stock 427866108 631 4400 SH SOLE 0 0 0 4400 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD ETF 46429B697 3818 59907 SH SOLE 0 59907 0 0 PROTO LABS INC COM Stock 743713109 397 3063 SH SOLE 0 3063 0 0 BHP BILLITON PLC SPON ADR ADR 05545E209 355 8321 SH SOLE 0 8321 0 0 AMERICAN TOWER CORP REIT 03027X100 732 3029 SH SOLE 0 2129 0 900 ZEBRA TECHNOLOGIES CORPORATION CL A Stock 989207105 761 3013 SH SOLE 0 2918 0 95 FACEBOOK INC CL A Stock 30303M102 3064 11698 SH SOLE 0 10959 0 739 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 636 1721 SH SOLE 0 569 0 1152 INGREDION INC COM Stock 457187102 358 4733 SH SOLE 0 1633 0 3100 SERVICE NOW INC Stock 81762P102 552 1138 SH SOLE 0 1005 0 133 PACKAGING CORP OF AMERICA Stock 695156109 661 6065 SH SOLE 0 0 0 6065 AVAGO TECHNOLOGIES LTD Stock 11135F101 321 880 SH SOLE 0 719 0 161 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 1054 20660 SH SOLE 0 18660 0 2000 MPLX LP COM UNIT REPSTG LTD PARTNER INT Stock 55336V100 391 24862 SH SOLE 0 7069 0 17793 CANADIAN PAC RAILWAYLTD Stock 13645T100 712 2338 SH SOLE 0 864 0 1474 CHINA MOBILE HONG KONG LTD ADR 16941M109 611 19000 SH SOLE 0 2200 0 16800 MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 606822104 60 14970 SH SOLE 0 14970 0 0 NOVARTIS AG ADR ADR 66987V109 776 8924 SH SOLE 0 5052 0 3872 ISHARES CORE MSCI EAFE ETF 46432F842 227 3767 SH SOLE 0 3767 0 0 TELEFONICA S A ADR REPRSTG THREE SHRS ADR 879382208 116 33585 SH SOLE 0 33585 0 0 TOTAL SA ADR ADR 89151E109 479 13973 SH SOLE 0 13973 0 0 KANSAS CITY SOUTHERN COM NEW Stock 485170302 274 1516 SH SOLE 0 1516 0 0 KINDER MORGAN INC Stock 49456B101 219 17778 SH SOLE 0 6579 0 11199 STRATASYS LTD Stock M85548101 461 36945 SH SOLE 0 36945 0 0 ACCENTURE LTD BERMUDA CL A Stock G1151C101 2502 11072 SH SOLE 0 4253 0 6819 KROGER CO COM Stock 501044101 293 8652 SH SOLE 0 8652 0 0 ENBRIDGE INC COM Stock 29250N105 363 12446 SH SOLE 0 11571 0 875 NVIDIA CORP Stock 67066G104 870 1608 SH SOLE 0 1383 0 225 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 549 10000 SH SOLE 0 9000 0 1000 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 372 3363 SH SOLE 0 3363 0 0 SILVER WHEATON CORP Stock 962879102 328 6680 SH SOLE 0 6680 0 0 ABBVIE INC COM Stock 00287Y109 2350 26824 SH SOLE 0 7158 0 19666 S&P GLOBAL INC COM Stock 78409V104 13755 38146 SH SOLE 0 7245 0 30901 SPDR BIOTECH ETF ETF 78464A870 1574 14129 SH SOLE 0 9984 0 4145 INTERACTIVE BROKERS GROUP INC Stock 45841N107 250 5180 SH SOLE 0 5180 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 757 14330 SH SOLE 0 3725 0 10605 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2016 39963 SH SOLE 0 39033 0 930 ZOETIS INC COM CL A Stock 98978V103 3604 21794 SH SOLE 0 19195 0 2599 ICON PLC SHS Stock G4705A100 212 1110 SH SOLE 0 166 0 944 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 1328 16377 SH SOLE 0 9903 0 6474 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 1966 8873 SH SOLE 0 846 0 8027 BLACKSTONE GROUP LP Stock 09260D107 604 11577 SH SOLE 0 11577 0 0 FACTSET RESEARCH SYS INC Stock 303075105 578 1726 SH SOLE 0 961 0 765 QUALCOMM INC Stock 747525103 2586 21976 SH SOLE 0 4284 0 17692 RESMED INC Stock 761152107 428 2497 SH SOLE 0 416 0 2081 CISCO SYS INC Stock 17275R102 2003 50857 SH SOLE 0 28460 0 22397 ISHARES TR RUSSELL MIDCAP INDEX FD ETF 464287499 258 4500 SH SOLE 0 4500 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 1377 16797 SH SOLE 0 13797 0 3000 AUTODESK INC Stock 052769106 1244 5384 SH SOLE 0 5135 0 249 CDW CORP COM Stock 12514G108 1277 10682 SH SOLE 0 8592 0 2090 AT&T INC COM Stock 00206R102 1153 40439 SH SOLE 0 8712 0 31727 XILINX INC Stock 983919101 246 2362 SH SOLE 0 2162 0 200 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 1362 21394 SH SOLE 0 6516 0 14878 VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF ETF 921946885 1793 22731 SH SOLE 0 22731 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 315 3755 SH SOLE 0 3755 0 0 ISHARES S&P SMALLCAP 600 GROWTH ETF ETF 464287887 204 1154 SH SOLE 0 0 0 1154 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 1185 8060 SH SOLE 0 110 0 7950 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 510 6629 SH SOLE 0 2212 0 4417 ISHARES DJ US TECHNOLOGY ETF 464287721 233 773 SH SOLE 0 15 0 758 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 272 436 SH SOLE 0 436 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 420 2890 SH SOLE 0 2790 0 100 LULULEMON ATHLETICA INC Stock 550021109 412 1251 SH SOLE 0 213 0 1038 X-TRACKERS HARVEST CSI 300 CHINA A-SHARES ETF ETF 233051879 897 26009 SH SOLE 0 26009 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 1157 5005 SH SOLE 0 0 0 5005 ISHARES S&P 500 INDEX ETF 464287200 1404 4179 SH SOLE 0 3893 0 285 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 46435GAA0 555 20700 SH SOLE 0 20700 0 0 METTLER TOLEDO INTL INCF Stock 592688105 347 359 SH SOLE 0 81 0 278 RENAISSANCERE HLDGS INCF Stock G7496G103 299 1760 SH SOLE 0 1760 0 0 UNION PAC CORP COM Stock 907818108 406 2064 SH SOLE 0 314 0 1750 RIO TINTO PLC SPON ADR ADR 767204100 417 6908 SH SOLE 0 6408 0 500 CINTAS CORP Stock 172908105 218 655 SH SOLE 0 5 0 650 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 1047 28722 SH SOLE 0 25122 0 3600 SALESFORCE COM Stock 79466L302 487 1937 SH SOLE 0 1653 0 284 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 1744 3950 SH SOLE 0 3825 0 125 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 326 3213 SH SOLE 0 3133 0 80 JPMORGAN CHASE & CO COM Stock 46625H100 3775 39214 SH SOLE 0 21024 0 18189 CHEVRON CORP NEW COM Stock 166764100 1230 17080 SH SOLE 0 11454 0 5625 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 2817 24300 SH SOLE 0 24000 0 300 CONOCOPHILLIPS COM Stock 20825C104 817 24874 SH SOLE 0 20421 0 4453 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 297 7250 SH SOLE 0 2375 0 4875 DANAHER CORP Stock 235851102 1424 6613 SH SOLE 0 6613 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 755 8170 SH SOLE 0 7770 0 400 WALMART INC COM Stock 931142103 760 5432 SH SOLE 0 4864 0 568 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 690 5163 SH SOLE 0 4883 0 280 INTL BUSINESS MACHINES Stock 459200101 478 3932 SH SOLE 0 848 0 3084 ORACLE CORPORATION Stock 68389X105 651 10903 SH SOLE 0 5635 0 5268 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 938 16305 SH SOLE 0 10365 0 5940 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3758 86902 SH SOLE 0 66543 0 20359 TEXAS INSTRS INC COM Stock 882508104 1366 9565 SH SOLE 0 4925 0 4640 PFIZER INC COM Stock 717081103 749 20420 SH SOLE 0 4693 0 15727 KLA-TENCOR CORP Stock 482480100 339 1751 SH SOLE 0 1751 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 2038 1387 SH SOLE 0 1197 0 190 AMGEN INC Stock 031162100 1044 4106 SH SOLE 0 3855 0 251 APPLIED MATLS INC COM Stock 038222105 280 4706 SH SOLE 0 4706 0 0 HUMANA INC COM Stock 444859102 341 824 SH SOLE 0 824 0 0 JD.COM INC SPON ADR CL A ADR 47215P106 562 7243 SH SOLE 0 7243 0 0 CANADIAN NATIONAL RAILWAY CO Stock 136375102 635 5964 SH SOLE 0 3564 0 2400 CHECK POINT SOFTWARE TECHNOLOGIES LTD Stock M22465104 371 3081 SH SOLE 0 2781 0 300 HDFC BK LTD ADR REPSTG 3 SHS ADR 40415F101 335 6711 SH SOLE 0 1695 0 5016 MERCADOLIBRE INC Stock 58733R102 606 560 SH SOLE 0 133 0 427 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 795 6180 SH SOLE 0 3573 0 2607 ISHARES AGGREGATE BOND ETF ETF 464287226 1597 13525 SH SOLE 0 13525 0 0 SYNCHRONY FINANCIAL COM Stock 87165B103 220 8417 SH SOLE 0 4024 0 4393 EATON CORP PLC SHS Stock G29183103 340 3336 SH SOLE 0 3336 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 1264 4298 SH SOLE 0 4208 0 90 CRANE CO COM Stock 224399105 312 6219 SH SOLE 0 6219 0 0 VANGUARD SHORT TERM BOND ETF 921937827 564 6786 SH SOLE 0 6786 0 0 LITTELFUSE INC Stock 537008104 2798 15775 SH SOLE 0 2755 0 13020 QORVO INC COM Stock 74736K101 495 3839 SH SOLE 0 3839 0 0 PHILIP MORRIS INTL INC Stock 718172109 316 4211 SH SOLE 0 1272 0 2939 ROPER INDUSTRIES INC Stock 776696106 536 1356 SH SOLE 0 786 0 570 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 305 5056 SH SOLE 0 2348 0 2708 REALTY INCOME CORP REIT 756109104 349 5742 SH SOLE 0 617 0 5125 IMMUNOMEDICS INC Stock 452907108 485 5701 SH SOLE 0 1948 0 3753 DOMINION RESOURCES INC Stock 25746U109 349 4425 SH SOLE 0 3225 0 1199 AMERICAN WATER WORKS CO Stock 030420103 690 4760 SH SOLE 0 780 0 3979 EXXON MOBIL CORP COM Stock 30231G102 1149 33476 SH SOLE 0 8022 0 25454 UNITEDHEALTH GROUP Stock 91324P102 4427 14200 SH SOLE 0 10132 0 4067 ISHARES IBONDS DEC 2020 TERM CORPORATE ETF ETF 46434VAQ3 1181 46802 SH SOLE 0 46802 0 0 LOWES COS INC COM Stock 548661107 805 4851 SH SOLE 0 2772 0 2079 ARK INNOVATION ETF ETF 00214Q104 3089 33577 SH SOLE 0 24192 0 9385 DEERE & CO COM Stock 244199105 506 2281 SH SOLE 0 1081 0 1200 ETSY INC COM Stock 29786A106 327 2686 SH SOLE 0 971 0 1715 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 511 6395 SH SOLE 0 6395 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 311 4025 SH SOLE 0 180 0 3845 SHOPIFY INC CL A Stock 82509L107 554 542 SH SOLE 0 237 0 305 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 1267 50579 SH SOLE 0 50579 0 0 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF ETF 46434VBA7 921 35940 SH SOLE 0 35940 0 0 SMITH & NEPHEW PLC ADR ADR 83175M205 319 8158 SH SOLE 0 1538 0 6620 PAYPAL HLDGS INC COM Stock 70450Y103 985 4999 SH SOLE 0 4149 0 850 PHOTRONICS INC Stock 719405102 313 31442 SH SOLE 0 31442 0 0 CARDINAL HEALTH INC Stock 14149Y108 209 4445 SH SOLE 0 3468 0 977 BLACKROCK INC Stock 09247X101 1235 2191 SH SOLE 0 1876 0 315 CBRE GROUP INC A Stock 12504L109 320 6810 SH SOLE 0 6810 0 0 ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND ETF 464288224 1066 57674 SH SOLE 0 8574 0 49100 ISHARES MSCI EAFE ETF ETF 464287465 3527 55416 SH SOLE 0 35767 0 19649 APPLE INC Stock 037833100 14335 123784 SH SOLE 0 47699 0 76084 ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF ETF 46435G789 1800 69488 SH SOLE 0 62488 0 7000 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 1659 62622 SH SOLE 0 55622 0 7000 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF ETF 46434VAX8 881 33600 SH SOLE 0 33600 0 0 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 46434VBD1 787 29000 SH SOLE 0 29000 0 0 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 46434VBG4 579 21900 SH SOLE 0 21900 0 0 ABBOTT LABS COM Stock 002824100 4239 38949 SH SOLE 0 18340 0 20609 DISNEY WALT CO COM DISNEY Stock 254687106 654 5269 SH SOLE 0 2748 0 2521 PURE STORAGE INC CL A Stock 74624M102 370 24050 SH SOLE 0 24050 0 0 MARSH & MCLENNAN COS INC COM Stock 571748102 1258 10964 SH SOLE 0 10714 0 250 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1611 13636 SH SOLE 0 7385 0 6251 FERRARI N V COM Stock N3167Y103 255 1386 SH SOLE 0 273 0 1113