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0001706164-23-000002.txt : 20230515 0001706164-23-000002.hdr.sgml : 20230515 20230515161616 ACCESSION NUMBER: 0001706164-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PenderFund Capital Management Ltd. CENTRAL INDEX KEY: 0001706164 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18272 FILM NUMBER: 23922615 BUSINESS ADDRESS: STREET 1: SUITE 1830, 1066 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 BUSINESS PHONE: 6046881511 MAIL ADDRESS: STREET 1: SUITE 1830, 1066 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001706164 XXXXXXXX 03-31-2023 03-31-2023 PenderFund Capital Management Ltd.

SUITE 1830, 1066 W. HASTINGS STREET VANCOUVER A1 V6E 3X2

13F HOLDINGS REPORT 028-18272 N Gina Jones CFO 236-521-2988 Gina Jones Vancouver A1 05-15-2023 0 130 318441 false INFORMATION TABLE 2 PENDER13F1Q2023.xml ABRDN ASIA PACIFIC INCOME FU COM 003009107 7765 2160000 SH SOLE 2160000 0 0 AEROJET ROCKETDYNE HLDGS INC COM 007800105 665 8760 SH SOLE 8760 0 0 AGROFRESH SOLUTIONS INC COM 00856G109 1098 270846 SH SOLE 270846 0 0 ALLEGO N V *W EXP 03/16/202 N0796A118 0 250 SH SOLE 250 0 0 ALTC ACQUISITION CORP COM CL A 02156V109 477 34776 SH SOLE 34776 0 0 ALTIMAR ACQUISITION CORP III SHS CL A G0370U108 263 19294 SH SOLE 19294 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 665 48368 SH SOLE 48368 0 0 AMERICAN ACQUISITION OPPT IN CLASS A COM 02369M102 80 5832 SH SOLE 5832 0 0 AMRYT PHARMA PLC SPONSORED ADS 03217L106 1879 95370 SH SOLE 95370 0 0 ANTERIX INC COM 03676C100 5654 126500 SH SOLE 126500 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 212 15272 SH SOLE 15272 0 0 ARGO GROUP INTL HLDGS LTD COM G0464B107 798 20170 SH SOLE 20170 0 0 ARISZ 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