0001706164-22-000002.txt : 20220517
0001706164-22-000002.hdr.sgml : 20220517
20220517093440
ACCESSION NUMBER: 0001706164-22-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220517
DATE AS OF CHANGE: 20220517
EFFECTIVENESS DATE: 20220517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PenderFund Capital Management Ltd.
CENTRAL INDEX KEY: 0001706164
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18272
FILM NUMBER: 22932548
BUSINESS ADDRESS:
STREET 1: SUITE 1830, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X2
BUSINESS PHONE: 6046881511
MAIL ADDRESS:
STREET 1: SUITE 1830, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X2
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001706164
XXXXXXXX
03-31-2022
03-31-2022
PenderFund Capital Management Ltd.
SUITE 1830, 1066 W. HASTINGS STREET
VANCOUVER
A1
V6E 3X2
13F HOLDINGS REPORT
028-18272
N
Gina Jones
CFO, CCO
236-521-2988
Gina Jones
Vancouver
A1
05-16-2022
0
172
408318
false
INFORMATION TABLE
2
PENDER13F1Q2022.xml
26 CAPITAL ACQUISITION CORP
COM CL A
90138P100
79
6400
SH
SOLE
6400
0
0
5 01 ACQUISITION CORP
COM CL A
33836P105
41
3310
SH
SOLE
3310
0
0
ACCELERATE ACQUISITION CORP
COM CL A
00439D102
79
6500
SH
SOLE
6500
0
0
ACCELERATE DIAGNOSTICS INC
NOTE 2.500% 3/1
00430HAB8
4636
5560000
PRN
SOLE
5560000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1591
11700
SH
SOLE
11700
0
0
ALLEGHANY CORP MD
COM
017175100
371
350
SH
SOLE
350
0
0
ALTC ACQUISITION CORP
COM CL A
02156V109
77
6346
SH
SOLE
6346
0
0
ALTIMETER GROWTH CORP 2
COM CL A
G0371B109
79
6400
SH
SOLE
6400
0
0
ALTITUDE ACQUISITION CORP
COM CL A
02156Y103
99
7974
SH
SOLE
7974
0
0
AMERICAN NATIONAL GROUP INC
COM NEW
02772A109
410
1735
SH
SOLE
1735
0
0
ANAPLAN INC
COM
03272L108
455
5600
SH
SOLE
5600
0
0
ANTERIX INC
COM
03676C100
7123
98400
SH
SOLE
98400
0
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
78
6400
SH
SOLE
6400
0
0
ARES ACQUISITION CORPORATION
COM CL A
G33032106
78
6400
SH
SOLE
6400
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
79
6500
SH
SOLE
6500
0
0
AVANTI ACQUISITION CORP
SHS CL A
G0682V109
26
2100
SH
SOLE
2100
0
0
AVIAT NETWORKS INC
COM NEW
05366Y201
10006
260109
SH
SOLE
260109
0
0
B RILEY PRIN 250 MERGER CORP
CLASS A COM
05602L104
79
6500
SH
SOLE
6500
0
0
BAIDU INC
SPON ADR REP A
056752108
10655
64420
SH
SOLE
64420
0
0
BAOZUN INC
NOTE 1.625% 5/0
06684LAB9
1385
1100000
PRN
SOLE
1100000
0
0
BAUSCH HEALTH COS INC
COM
071734107
5453
190925
SH
SOLE
190925
0
0
BLOCK INC
CL A
852234103
5008
29540
SH
SOLE
29540
0
0
BLUEROCK RESIDENTIAL GWT REI
COM CL A
09627J102
478
14400
SH
SOLE
14400
0
0
BLUESCAPE OPPORTUNITIES ACQU
SHS
G1195N105
16
1300
SH
SOLE
1300
0
0
BOTTOMLINE TECH DEL INC
COM
101388106
510
7200
SH
SOLE
7200
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
2945
41660
SH
SOLE
41660
0
0
BURFORD CAP LTD ORD SHS
ORD SHS
G17977110
14688
1278419
SH
SOLE
1278419
0
0
CANO HEALTH INC
*W EXP 06/03/202
13781Y111
113
57198
SH
SOLE
57198
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
25
2000
SH
SOLE
2000
0
0
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
41
600
SH
SOLE
600
0
0
CEDAR REALTY TRUST INC
COM NEW
150602605
152
4400
SH
SOLE
4400
0
0
CERNER CORP
COM
156782104
357
3050
SH
SOLE
3050
0
0
CF ACQUISITION CORP IV
COM CL A
12520T102
87
7100
SH
SOLE
7100
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
79
6400
SH
SOLE
6400
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
79
6426
SH
SOLE
6426
0
0
CITRIX SYS INC
COM
177376100
467
3700
SH
SOLE
3700
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
50
4000
SH
SOLE
4000
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
973
4100
SH
SOLE
4100
0
0
COLLIERS INTL GROUP INC
SUB VTG SHS
194693107
684
4200
SH
SOLE
4200
0
0
COMPUTE HEALTH ACQUISITIN CO
COM CL A
204833107
79
6500
SH
SOLE
6500
0
0
CORNER GROWTH ACQUISITN CORP
CLASS A ORD SHS
G2426E104
0
10
SH
SOLE
10
0
0
DISCOVERY INC
COM SER C
25470F302
1174
37600
SH
SOLE
37600
0
0
DUNE ACQUISITION CORP
COM CL A
265334102
80
6400
SH
SOLE
6400
0
0
E MERGE TECHNOLOGY ACQUISITI
COM CL A
26873Y104
111
8979
SH
SOLE
8979
0
0
EBIX INC
COM NEW
278715206
4692
113207
SH
SOLE
113207
0
0
EGAIN CORP
COM NEW
28225C806
8183
565218
SH
SOLE
565218
0
0
ELLIOTT OPPORTUNITY II CORP
SHS CL A
G30092103
78
6399
SH
SOLE
6399
0
0
ELMIRA SVGS BK ELMIRA N Y
COM
289660102
315
10987
SH
SOLE
10987
0
0
ESPERION THERAPEUTICS INC NE
NOTE 4.000%11/1
29664WAB1
19704
29679000
PRN
SOLE
29679000
0
0
EXTERRAN CORP
COM
30227H106
191
24600
SH
SOLE
24600
0
0
FERRO CORP
COM
315405100
342
12584
SH
SOLE
12584
0
0
FIRSTSERVICE CORP NEW
COM
33767E202
597
3300
SH
SOLE
3300
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
207
3900
SH
SOLE
3900
0
0
FORTRESS CAPITAL ACQUISITION
SHS CL A
G36427105
4
335
SH
SOLE
335
0
0
FORTRESS VALUE ACQUISI CORP
COM CL A
34964K108
78
6400
SH
SOLE
6400
0
0
FORUM ENERGY TECHNOLOGIES IN
NOTE 9.000% 8/0
34984VAC4
8899
7123134
PRN
SOLE
7123134
0
0
FTAC HERA ACQUISITION CORP
CLASS A ORD SHS
G3728Y103
80
6500
SH
SOLE
6500
0
0
FUSION ACQUISITION CORP II
COM CL A
36118N102
80
6500
SH
SOLE
6500
0
0
GO ACQUISITION CORP
COM
362019101
102
8278
SH
SOLE
8278
0
0
GULFPORT ENERGY CORP
COMMON SHARES
402635502
56
500
SH
SOLE
500
0
0
HAMILTON LANE ALLIANCE HLDGS
COM CL A
40749M103
80
6500
SH
SOLE
6500
0
0
HEALTH ASSURN ACQUISITION CO
COM CL A
42226W109
72
5880
SH
SOLE
5880
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
255
6500
SH
SOLE
6500
0
0
HELLO GROUP INC
NOTE 1.250% 7/0
60879BAB3
3965
3500000
PRN
SOLE
3500000
0
0
HIGHLAND TRANSCEND PARTNERS
COM CL A
G44690108
48
3900
SH
SOLE
3900
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
126
4800
SH
SOLE
4800
0
0
HOWARD HUGHES CORP
COM
44267D107
6273
48432
SH
SOLE
48432
0
0
HUDSON EXECUTIVE INVES III
COM CL A
44376L107
79
6500
SH
SOLE
6500
0
0
HUDSON EXECUTIVE INVS CORP I
COM CL A
443760103
80
6500
SH
SOLE
6500
0
0
IAC INTERACTIVECORP NEW
COM NEW
44891N208
3940
31430
SH
SOLE
31430
0
0
INDEPENDENCE HOLDINGS CORP
CLASS A ORD SHS
G4761A101
80
6506
SH
SOLE
6506
0
0
INTERACTIVE BROKERS GROUP IN
COM CL A
45841N107
9121
110700
SH
SOLE
110700
0
0
INTERSECT ENT INC
COM
46071F103
172
4900
SH
SOLE
4900
0
0
INTRICON CORP
COM
46121H109
167
5600
SH
SOLE
5600
0
0
JAWS HURRICANE ACQUISITN COR
*W EXP 03/26/202
47201B111
2
2500
SH
SOLE
2500
0
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
0
250
SH
SOLE
250
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
78
6400
SH
SOLE
6400
0
0
JD.COM INC
SPON ADR CL A
47215P106
6649
91905
SH
SOLE
91905
0
0
KARYOPHARM THERAPEUTICS INC
NOTE 3.000%10/1
48576UAA4
1615
1500000
PRN
SOLE
1500000
0
0
KENNEDY-WILSON HOLDINGS INC
COM
489398107
1326
43500
SH
SOLE
43500
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
78
6400
SH
SOLE
6400
0
0
KKR & CO INC
COM
48251W104
8103
110858
SH
SOLE
110858
0
0
KKR ACQUISITION HOLDING I CO
COM CLASS A
48253T109
80
6500
SH
SOLE
6500
0
0
LANDCADIA HOLDINGS IV INC
CLASS A COM
51477A104
80
6500
SH
SOLE
6500
0
0
LAZARD GROWTH ACQUISITION CO
CL A ORD SHS
G54035103
80
6500
SH
SOLE
6500
0
0
LEAD EDGE GROWTH OPRTUNTS LT
*W EXP 04/01/202
G54085116
1
2500
SH
SOLE
2500
0
0
LENDINGTREE INC
NOTE 0.500% 7/1
52603BAD9
1289
1250000
PRN
SOLE
1250000
0
0
LEVEL ONE BANCORP INC
COM
52730D208
200
4000
SH
SOLE
4000
0
0
LUX HEALTH TECH ACQUISITION
*W EXP 11/30/202
55068A118
17
32999
SH
SOLE
32999
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
59
2800
SH
SOLE
2800
0
0
MASON INDUSTRIAL TECHNOLGY I
COM CL A
57520Y106
79
6500
SH
SOLE
6500
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
15439
313861
SH
SOLE
313861
0
0
MAXEON SOLAR TECHNOLOGIES LT
NOTE 6.500% 7/1
57779BAB0
1039
740000
PRN
SOLE
740000
0
0
MERITOR INC
COM
59001K100
311
7000
SH
SOLE
7000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
1824
3000
SH
SOLE
3000
0
0
MIMECAST LTD
ORD SHS
G14838109
497
5000
SH
SOLE
5000
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
252
19100
SH
SOLE
19100
0
0
MSD ACQUISITION CORP
CLASS A ORD SHS
G5709C109
77
6300
SH
SOLE
6300
0
0
NATERA INC
COM
632307104
126
2478
SH
SOLE
2478
0
0
NATIONAL SEC GROUP INC
COM
637546102
217
10845
SH
SOLE
10845
0
0
NEOPHOTONICS CORP
COM
64051T100
388
20400
SH
SOLE
20400
0
0
NEXGEN ENERGY LTD
COM
65340P106
59
8400
SH
SOLE
8400
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1962
3510
SH
SOLE
3510
0
0
OAKTREE ACQUISITION CORP II
CL A SHS
G6715X103
50
4000
SH
SOLE
4000
0
0
ONE EQUITY PARTNERS OPEN WTR
*W EXP 01/14/202
68237L113
1
1666
SH
SOLE
1666
0
0
OPKO HEALTH INC
NOTE 4.500% 2/1
68375NAD5
14791
10000000
PRN
SOLE
10000000
0
0
ORTHO CLINICAL DIAGNOSTICS H
ORD SHS
G6829J107
247
10600
SH
SOLE
10600
0
0
PAR TECHNOLOGY CORP
COM
698884103
14064
278881
SH
SOLE
278881
0
0
PARATEK PHARMACEUTICALS INC
NOTE 4.750% 5/0
699374AB0
22713
20060000
PRN
SOLE
20060000
0
0
PARTNERS BANCORP
COM
70213Q108
71
6148
SH
SOLE
6148
0
0
PEAR THERAPEUTICS INC
*W EXP 12/03/202
704723113
0
333
SH
SOLE
333
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
11492
347900
SH
SOLE
347900
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
307
12300
SH
SOLE
12300
0
0
PERSHING SQUARE TONTINE HLDG
*W EXP 07/24/202
71531R117
12
10332
SH
SOLE
10332
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
296
11900
SH
SOLE
11900
0
0
PONTEM CORPORATION
SHS CL A
G71707106
26
2100
SH
SOLE
2100
0
0
PRECIGEN INC
NOTE 3.500% 7/0
46122TAA0
20312
20400000
PRN
SOLE
20400000
0
0
PRIMAVERA CAPITAL ACQUIST CO
*W EXP 01/19/202
G7255E117
1
2500
SH
SOLE
2500
0
0
PRUDENTIAL BANCORP INC NEW
COM
74431A101
226
11000
SH
SOLE
11000
0
0
RENEWABLE ENERGY GROUP INC
COM NEW
75972A301
409
5400
SH
SOLE
5400
0
0
REVOLUTION HEALTHCAR AQ CORP
CLASS A COM
76155Y108
79
6477
SH
SOLE
6477
0
0
RMG ACQUISITION CORP III
CL A SHS
G76088106
39
3155
SH
SOLE
3155
0
0
ROGERS CORP
COM
775133101
476
1400
SH
SOLE
1400
0
0
SANGOMA TECHNOLOGIES CORP
COM NEW
80100R408
29966
1685400
SH
SOLE
1685400
0
0
SCIENCE STRATEGIC ACQ ALPHA
*W EXP 01/20/202
808641112
0
1666
SH
SOLE
1666
0
0
SCION TECH GROWTH I
CL A SHS
G31067104
79
6400
SH
SOLE
6400
0
0
SFL CORPORATION LTD
NOTE 4.875% 5/0
824689AG8
11126
8656000
PRN
SOLE
8656000
0
0
SHAW COMMUNICATIONS INC
CL B CONV
82028K200
462
11920
SH
SOLE
11920
0
0
SHOCKWAVE MED INC
COM
82489T104
41
160
SH
SOLE
160
0
0
SIERRA WIRELESS INC
COM
826516106
6604
292600
SH
SOLE
292600
0
0
SLAM CORP
CL A SHS
G8210L105
79
6500
SH
SOLE
6500
0
0
SOC TELEMED INC
COM CL A
78472F101
111
29700
SH
SOLE
29700
0
0
SOCIAL CAP SUVRETTA HLD CRPI
CLASS A ORD SHS
G8253W109
88
7094
SH
SOLE
7094
0
0
SOCIAL CAP SUVRETTA HLDS CP
CLASS A ORD SHS
G8253Y105
78
6400
SH
SOLE
6400
0
0
SOCIAL CAP SUVRETTA HLDS CRP
CLASS A ORD SHS
G8253T106
79
6400
SH
SOLE
6400
0
0
SOCIAL CAP SUVRETTA HLDS CRP
CLASS A ORD SHS
G8253U103
78
6400
SH
SOLE
6400
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
*W EXP 09/26/202
G8251L113
75
48500
SH
SOLE
48500
0
0
SOUTH JERSEY INDS INC
COM
838518108
359
8320
SH
SOLE
8320
0
0
SPIRIT AIRLS INC
COM
848577102
115
4200
SH
SOLE
4200
0
0
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
204
6200
SH
SOLE
6200
0
0
SPX FLOW INC
COM
78469X107
172
1600
SH
SOLE
1600
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
10265
109450
SH
SOLE
109450
0
0
SSR MNG INC
NOTE 2.500% 4/0
784730AB9
5233
3000000
PRN
SOLE
3000000
0
0
STARWOOD PPTY TR INC
COM
85571B105
996
32950
SH
SOLE
32950
0
0
STITCH FIX INC
COM CL A
860897107
6438
511400
SH
SOLE
511400
0
0
SUMMER INFANT INC
COM NEW
865646301
79
5422
SH
SOLE
5422
0
0
SUNRUN INC
NOTE 2/0 ADDED
86771WAB1
12880
12870000
PRN
SOLE
12870000
0
0
TABULA RASA HEALTHCARE INC
NOTE 1.750% 2/1
873379AA9
7520
8000000
PRN
SOLE
8000000
0
0
TCW SPECIAL PURPOSE ACQU COR
COM CL A
87301L106
323
26500
SH
SOLE
26500
0
0
TENNECO INC
CL A VTG COM STK
880349105
357
15600
SH
SOLE
15600
0
0
TEXAS PACIFIC LAND CORPORATI
COM
88262P102
7218
4270
SH
SOLE
4270
0
0
TREEHOUSE FOODS INC
COM
89469A104
28
700
SH
SOLE
700
0
0
TRICIDA INC
NOTE 3.500% 5/1
89610FAB7
12479
19408000
PRN
SOLE
19408000
0
0
TRISTATE CAP HLDGS INC
COM
89678F100
245
5900
SH
SOLE
5900
0
0
TRITIUM DCFC LIMITED
*W EXP 01/13/202 ADDED
Q9225T116
1
333
SH
SOLE
333
0
0
TWITTER INC
COM
90184L102
4116
85100
SH
SOLE
85100
0
0
UNITI GROUP INC
COM
91325V108
48
2800
SH
SOLE
2800
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
8712
787454
SH
SOLE
787454
0
0
US ECOLOGY INC
COM
91734M103
389
6500
SH
SOLE
6500
0
0
VECTOR ACQUISITION CORP II
CL A SHS
G9460A104
77
6346
SH
SOLE
6346
0
0
VELO3D INC
*W EXP 12/01/202
92259N112
13
5000
SH
SOLE
5000
0
0
VEONEER INC
COM
92336X109
134
2900
SH
SOLE
2900
0
0
VIRGIN GROUP ACQUISIT CORP I
SHS CL A
G9460K102
54
4400
SH
SOLE
4400
0
0
VONAGE HLDGS CORP
COM
92886T201
174
6875
SH
SOLE
6875
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
296
23900
SH
SOLE
23900
0
0
WARBURG PINCUS CAPTAL CORP I
SHS CL A
G9460M108
80
6500
SH
SOLE
6500
0
0
WARBURG PINCUS CAPTAL CORP I
SHS CL A
G9461D107
79
6429
SH
SOLE
6429
0
0
WELBILT INC
COM
949090104
234
7880
SH
SOLE
7880
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
301
20600
SH
SOLE
20600
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
1018
67799
SH
SOLE
67799
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
11873
192670
SH
SOLE
192670
0
0
ZYNGA INC
CL A
98986T108
262
22700
SH
SOLE
22700
0
0