The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 2,426 | 510,000 | SH | SOLE | 510,000 | 0 | 0 | ||
| ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 7,747 | 9,860,000 | PRN | SOLE | 9,860,000 | 0 | 0 | ||
| ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 1,240 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 13,326 | 11,700,000 | PRN | SOLE | 11,700,000 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 2,186 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
| BLACKBERRY LTD | COM | 09228F103 | 5,064 | 877,080 | SH | SOLE | 877,080 | 0 | 0 | ||
| BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 5,328 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 5,514 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| BRAEMAR HOTELS & RESORTS INC | 5.5 CUM CV PFD B | 10482B200 | 794 | 101,720 | SH | SOLE | 101,720 | 0 | 0 | ||
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 2,206 | 35,300 | SH | SOLE | 35,300 | 0 | 0 | ||
| BROOKFIELD BUSINESS PARTNERS | UNIT LTD LP | G16234109 | 814 | 22,880 | SH | SOLE | 22,880 | 0 | 0 | ||
| BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 5,367 | 472,475 | SH | SOLE | 472,475 | 0 | 0 | ||
| CLOUDERA INC | COM | 18914U100 | 3,233 | 291,900 | SH | SOLE | 291,900 | 0 | 0 | ||
| COLFAX CORP | COM | 194014106 | 853 | 30,617 | SH | SOLE | 30,617 | 0 | 0 | ||
| DESPEGAR COM CORP ORD | SHS | G27358103 | 304 | 38,100 | SH | SOLE | 38,100 | 0 | 0 | ||
| EBIX INC | COM | 278715206 | 6,512 | 304,936 | SH | SOLE | 304,936 | 0 | 0 | ||
| EGAIN CORP | COM | 28225C806 | 12,283 | 1,190,701 | SH | SOLE | 1,190,701 | 0 | 0 | ||
| ELEMENT SOLUTIONS INC | COM | 28618M106 | 4,721 | 401,233 | SH | SOLE | 401,233 | 0 | 0 | ||
| ENBRIDGE INC | COM | 29250N105 | 1,266 | 30,885 | SH | SOLE | 30,885 | 0 | 0 | ||
| ENERGY FUELS INC | *W EXP 09/20/202 | 292671179 | 83 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 669 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| FIRSTSERVICE CORP | COM | 33767E202 | 109 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| FLUOR CORP | COM | 343412102 | 1,323 | 136,100 | SH | SOLE | 136,100 | 0 | 0 | ||
| HANESBRANDS INC | COM | 410345102 | 4,294 | 387,711 | SH | SOLE | 387,711 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D107 | 7,561 | 106,347 | SH | SOLE | 106,347 | 0 | 0 | ||
| INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | 4,915 | 4,134,000 | PRN | SOLE | 4,134,000 | 0 | 0 | ||
| INTELSAT S A | NOTE 4.500% 6/1 | 45790VAB6 | 3,710 | 11,670,000 | PRN | SOLE | 11,670,000 | 0 | 0 | ||
| INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 2,246 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| INVESCO SR INCOME TR | COM | 46131H107 | 2,719 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| JD COM INC | SPON ADR CL A | 47215P106 | 9,587 | 168,205 | SH | SOLE | 168,205 | 0 | 0 | ||
| KKR & CO INC | CL A | 48251W104 | 12,354 | 374,040 | SH | SOLE | 374,040 | 0 | 0 | ||
| LEAF GROUP LTD | COM | 52177G102 | 2,766 | 1,466,723 | SH | SOLE | 1,466,723 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | COM CL A | G9001E102 | 4,897 | 330,747 | SH | SOLE | 330,747 | 0 | 0 | ||
| MAXAR TECHNOLOGIES INC | COM | 57778K105 | 7,797 | 518,401 | SH | SOLE | 518,401 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 2,242 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
| NORTHROP GRUMMAN CORP | COM | 666807102 | 530 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
| NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 6,198 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 5,716 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 5,801 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| PAR TECHNOLOGY CORP | COM | 698884103 | 2,088 | 115,400 | SH | SOLE | 115,400 | 0 | 0 | ||
| PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 | 23,672 | 21,060,000 | PRN | SOLE | 21,060,000 | 0 | 0 | ||
| PIONEER FLOATING RATE TR | COM | 72369J102 | 1,077 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM | 80007P869 | 1,172 | 926,325 | SH | SOLE | 926,325 | 0 | 0 | ||
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 9,747 | 158,050 | SH | SOLE | 158,050 | 0 | 0 | ||
| STARBUCKS CORP | COM | 855244109 | 258 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
| STARWOOD PPTY TR INC | COM | 85571B105 | 608 | 38,450 | SH | SOLE | 38,450 | 0 | 0 | ||
| SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 20,302 | 14,904,000 | PRN | SOLE | 14,904,000 | 0 | 0 | ||
| SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 18,243 | 15,106,000 | PRN | SOLE | 15,106,000 | 0 | 0 | ||
| TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 11,097 | 8,470,000 | PRN | SOLE | 8,470,000 | 0 | 0 | ||
| TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 8,403 | 6,400,000 | PRN | SOLE | 6,400,000 | 0 | 0 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 19,004 | 14,244,000 | PRN | SOLE | 14,244,000 | 0 | 0 | ||
| TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 11,399 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
| UPLAND SOFTWARE INC | COM | 91544A109 | 1,343 | 35,586 | SH | SOLE | 35,586 | 0 | 0 | ||
| VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 261 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 4,709 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 10,642 | 8,880,000 | PRN | SOLE | 8,880,000 | 0 | 0 | ||
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 9,660 | 190,574 | SH | SOLE | 190,574 | 0 | 0 | ||