The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 5,999 | 284,614 | SH | SOLE | 284,614 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 548 | 350 | SH | SOLE | 350 | 0 | 0 | ||
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 5,478 | 5,526,000 | PRN | SOLE | 5,526,000 | 0 | 0 | ||
AMYRIS INC | NOTE 9.500% 4/1 | 03236MAF8 | 1,502 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
AMYRIS INC | NOTE 9.500% 4/1 | 03236MAG6 | 4,005 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
ASURE SOFTWARE INC | COM | 04649U102 | 5,804 | 275,551 | SH | SOLE | 275,551 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 17,149 | 49,034 | SH | SOLE | 49,034 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC | DEL CL B NEW | 084670702 | 441 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 2,312 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 2,335 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
BRAEMAR HOTELS & RESORTS INC | 5.5 CUM CV PFD B | 10482B200 | 2,542 | 134,647 | PRN | SOLE | 134,647 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT COM | COM | 10537L104 | 2,038 | 178,948 | SH | SOLE | 178,948 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC CL A LTD VT SH | COM NEW | 112585104 | 1,687 | 30,694 | SH | SOLE | 30,694 | 0 | 0 | ||
COLFAX CORP COM | COM | 194014106 | 15,635 | 393,040 | SH | SOLE | 393,040 | 0 | 0 | ||
DHX MEDIA LTD COM VAR VTG ADDED | COM | 252406152 | 1,261 | 517,000 | SH | SOLE | 517,000 | 0 | 0 | ||
DISCOVERY INC COM SER C | SUB VTG SHS | 25470F302 | 6,990 | 210,600 | SH | SOLE | 210,600 | 0 | 0 | ||
EGAIN CORP | COM | 28225C806 | 2,553 | 146,713 | SH | SOLE | 146,713 | 0 | 0 | ||
ENERGY FUELS INC | *W EXP 09/20/202 | 292671179 | 300 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ENERGY XXI GULF COAST INC | COM | 29276K101 | 7,681 | 650,399 | SH | SOLE | 650,399 | 0 | 0 | ||
EXFO INC | SUB VTG SHS | 302046107 | 2,443 | 523,100 | SH | SOLE | 523,100 | 0 | 0 | ||
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 1,837 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
GCI LIBERTY INC | COM CLASS A | 36164V305 | 456 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 4,582 | 6,250,000 | PRN | SOLE | 6,250,000 | 0 | 0 | ||
GOPRO INC | NOTE 3.500% 4/1 ADDED | 38268TAB9 | 139 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
HANESBRANDS INC | COM | 410345102 | 225 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
INVESCO PA VALUE MUN INCOME | COM | 46132K109 | 2,693 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
KENNEDY-WILSON HLDGS INC | COM | 489398107 | 10,672 | 372,256 | SH | SOLE | 372,256 | 0 | 0 | ||
KEYW HLDG CORP | NOTE 2.500% 7/1 | 493723AA8 | 1,003 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
LEAF GROUP LTD | COM | 52177G102 | 6,414 | 425,000 | SH | SOLE | 425,000 | 0 | 0 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 14,755 | 141,000 | SH | SOLE | 141,000 | 0 | 0 | ||
MATTERSIGHT CORP | COM | 577097108 | 9,803 | 2,833,126 | SH | SOLE | 2,833,126 | 0 | 0 | ||
MODEL N INC | COM | 607525102 | 3,622 | 139,843 | SH | SOLE | 139,843 | 0 | 0 | ||
MSG NETWORK INC | CL A COM | 553573106 | 6 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 266 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 2,729 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 2,833 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
OAKTREE CAP GROUP LLC UNIT | CL A COM | 674001201 | 428 | 7,930 | SH | SOLE | 7,930 | 0 | 0 | ||
PIXELWORKS INC | COM NEW | 72581M305 | 3,344 | 708,624 | SH | SOLE | 708,624 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 17,012 | 1,061,400 | SH | SOLE | 1,061,400 | 0 | 0 | ||
POINTS INTL LTD | COM NEW | 730843208 | 3,145 | 138,260 | SH | SOLE | 138,260 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 4,994 | 53,600 | SH | SOLE | 53,600 | 0 | 0 | ||
QUANTUM CORP | COM | 747906501 | 1,341 | 556,049 | SH | SOLE | 556,049 | 0 | 0 | ||
QUARTERHILL INC | COM | 747713105 | 536 | 399,700 | SH | SOLE | 399,700 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM | 80007P869 | 533 | 30,049 | SH | SOLE | 30,049 | 0 | 0 | ||
SEACHANGE INTL INC | COM | 811699107 | 6,252 | 1,441,722 | SH | SOLE | 1,441,722 | 0 | 0 | ||
SIERRA WIRELESS INC | COM | 826516106 | 15,899 | 709,440 | SH | SOLE | 709,440 | 0 | 0 | ||
SILVER STD RES INC | NOTE 2.875 2/0 | 82823LAC0 | 2,485 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 484 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 374 | 12,750 | SH | SOLE | 12,750 | 0 | 0 | ||
MODUSLINK GLOBAL SOLUTIONS I | NOTE 5.250% 3/0 | 60786LAB3 | 6,153 | 6,220,000 | PRN | SOLE | 6,220,000 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 6,676 | 7,862,000 | PRN | SOLE | 7,862,000 | 0 | 0 | ||
SYNTEL INC | COM | 87162H103 | 11,662 | 235,564 | SH | SOLE | 235,564 | 0 | 0 | ||
TELUS CORP | COM | 87971M103 | 327 | 6,770 | SH | SOLE | 6,770 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 307 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BANK N S HALIFAX | COM | 064149107 | 384 | 5,040 | SH | SOLE | 5,040 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 15,916 | 85,282 | SH | SOLE | 85,282 | 0 | 0 | ||
MIDDLEBY CORP | COM | 596278101 | 11,801 | 89,855 | SH | SOLE | 89,855 | 0 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 13,560 | 172,807 | SH | SOLE | 172,807 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 1,940 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
UNILEVER PLC | SPON ADR | 904767704 | 254 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 7,537 | 163,463 | SH | SOLE | 163,463 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 433 | 2,360 | SH | SOLE | 2,360 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 1,465 | 110,406 | SH | SOLE | 110,406 | 0 | 0 |