SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Corkal Bryan W.J.

(Last) (First) (Middle)
600 COUNTY ROAD D WEST
SUITE 8

(Street)
NEW BRIGHTON MN 55112

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/20/2017
3. Issuer Name and Ticker or Trading Symbol
Calyxt, Inc. [ CLXT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/20/2017
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 98,000(1) D
Common Stock 500(2) I Spouse
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (3) 06/14/2027 Common Stock 147,000 13.29 D
Explanation of Responses:
1. Includes 98,000 restricted stock units with respect to Calyxt, Inc. common stock, which were granted on June 14, 2017. Due to a clerical error, the vesting of this award was incorrectly described in the original Report. The correct description is that the restricted stock units vested 20% on the date of grant and vest 10% on the first anniversary of the grant, with the remainder vesting quarterly in equal installments over the following 42 months.
2. This amended Report is also being filed to include these shares that are indirectly held by the Reporting Person and which were inadvertently omitted from the original Report.
3. Due to a clerical error, the vesting of this award was incorrectly described in the original Report. The correct description is that the award vested 20% on the date of grant, June 14, 2017, and vests 10% on the first anniversary of the grant, with the remainder vesting quarterly in equal installments over the following 42 months.
/s/ David M. Vander Haar, attorney-in-fact for Mr. Corkal 04/16/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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