Chief Compliance Officer

0001705655-21-000003.txt : 20210727 0001705655-21-000003.hdr.sgml : 20210727 20210727133431 ACCESSION NUMBER: 0001705655-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 EFFECTIVENESS DATE: 20210727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Seelaus Asset Management LLC CENTRAL INDEX KEY: 0001705655 IRS NUMBER: 264720066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18535 FILM NUMBER: 211117301 BUSINESS ADDRESS: STREET 1: 26 MAIN STREET, SUITE 304 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 2129350755 MAIL ADDRESS: STREET 1: 26 MAIN STREET, SUITE 304 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: Granite Springs Asset Management LLC DATE OF NAME CHANGE: 20170503 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001705655 XXXXXXXX 06-30-2021 06-30-2021 Seelaus Asset Management LLC

26 MAIN STREET, SUITE 304 CHATHAM NJ 07928

13F HOLDINGS REPORT 028-18535 N Karolina Pajdak Chief Compliance Officer 908-273-3011 Karolina Pajdak Chatham NJ 07-27-2021 0 251 171192 false INFORMATION TABLE 2 seelausamq22021infotable13f.xml REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 3819 3815000 PRN SOLE 3815000 0 0 WESTERN ASSET MTG CA NOTE 6.750%10/0 95790DAA3 1030 1094000 PRN SOLE 1094000 0 0 AMPLITUDE HLTHCRE AQ COM CL A 03212A105 453 45536 SH SOLE 45536 0 0 EAST RES ACQUISITION COM CL A 274681105 514 52715 SH SOLE 52715 0 0 RECHARGE ACQUISITION COM CL A 756229100 534 54515 SH SOLE 54515 0 0 CAPSTAR SPL PURP ACQ COM CL A 14070Y101 448 45770 SH SOLE 45770 0 0 H I G ACQUISITION CO COM CL A G44898107 370 38060 SH SOLE 38060 0 0 HEALTHCARE SERVICES COM CL A 42227K104 567 58570 SH SOLE 58570 0 0 PROPTECH INVESTMENT COM CL A 743497109 581 59697 SH SOLE 59697 0 0 L&F ACQUISITION CORP SHS CL A G53702109 364 36445 SH SOLE 36445 0 0 OTR ACQUISITION CORP COM CL A 67113Q105 334 33236 SH SOLE 33236 0 0 ATLANTIC AVE ACQUISI COM CL A 04906P101 507 52220 SH SOLE 52220 0 0 AEQUI ACQUISITION CO COM CL A 00775W102 379 38827 SH SOLE 38827 0 0 KINS TECHNOLOGY GROU COM CL A 49714K109 548 55606 SH SOLE 55606 0 0 THAYER VENTURES ACQU COM CL A 88332T100 430 42807 SH SOLE 42807 0 0 ACKRELL SPAC PARTNER UNIT 99/99/9999 00461L303 571 57473 SH SOLE 57473 0 0 EDIFY ACQUISITION CO UNIT 11/25/2025 28059Q202 507 51016 SH SOLE 51016 0 0 SEVEN OAKS ACQUISITI COM CL A 81787X106 518 52347 SH SOLE 52347 0 0 GOLDEN FALCON ACQUIS CL A 38102H109 560 57617 SH SOLE 57617 0 0 SENIOR CONNECT ACQUI COM CL A 81723H108 440 45261 SH SOLE 45261 0 0 OMNICHANNEL ACQUISIT COM CL A 68218L108 573 58340 SH SOLE 58340 0 0 CASCADE ACQUISITION COM CL A 147151104 507 51363 SH SOLE 51363 0 0 VIVEON HEALTH ACQUIS COMMON STOCK 92853V106 140 14110 SH SOLE 14110 0 0 FORTRESS VALUE ACQUI COM CL A 34964G107 311 31627 SH SOLE 31627 0 0 FUSION ACQUISITION C UNIT 02/29/2028 36118N201 477 47720 SH SOLE 47720 0 0 EQUITY DISTR ACQUISI COM CL A 29465E106 590 59845 SH SOLE 59845 0 0 VECTOIQ ACQUISITION COM CL A 92244F109 265 26485 SH SOLE 26485 0 0 GRANITE PT MTG TR IN NOTE 6.375%10/0 38741LAC1 1312 1331000 PRN SOLE 1331000 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAA9 1804 1776000 PRN SOLE 1776000 0 0 VIVEON HEALTH ACQUIS UNIT 99/99/9999 92853V205 194 18460 SH SOLE 18460 0 0 BETTER WORLD ACQUISI COM 08772B104 404 40471 SH SOLE 40471 0 0 CONSONANCE HFW ACQUI SHS CL A G2445M103 273 27504 SH SOLE 27504 0 0 HIGHLAND TRANSCEND P COM CL A G44690108 150 15457 SH SOLE 15457 0 0 POPULATION HEALTH IN SHS CL A G71716107 151 15345 SH SOLE 15345 0 0 DUNE ACQUISITION COR UNIT 10/29/2027 265334201 195 19230 SH SOLE 19230 0 0 GLOBAL PARTNER ACQIS UNIT 01/06/2026 G3934P110 244 24659 SH SOLE 24659 0 0 BLACKSTONE GROUP INC COM 09260D107 645 6643 SH SOLE 6643 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5167 12072 SH SOLE 12072 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 286 2039 SH SOLE 2039 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 246 1418 SH SOLE 1418 0 0 AMAZON COM INC COM 023135106 1448 421 SH SOLE 421 0 0 KKR REAL ESTATE FIN NOTE 6.125% 5/1 48251KAB6 1552 1450000 PRN SOLE 1450000 0 0 REDWOOD TR INC NOTE 5.625% 7/1 758075AD7 917 900000 PRN SOLE 900000 0 0 BLACKSTONE MTG TR IN NOTE 4.375% 5/0 09257WAB6 1518 1490000 PRN SOLE 1490000 0 0 INVESCO EXCHANGE TRA S&P500 EQL WGT 46137V357 1398 9275 SH SOLE 9275 0 0 RAYTHEON TECHNOLOGIE COM 75513E101 299 3505 SH SOLE 3505 0 0 DISNEY WALT CO COM 254687106 1453 8268 SH SOLE 8268 0 0 CALITHERA BIOSCIENCE COM 13089P101 34 16150 SH SOLE 16150 0 0 MICROSOFT CORP COM 594918104 2959 10922 SH SOLE 10922 0 0 TJX COS INC NEW COM 872540109 1212 17974 SH SOLE 17974 0 0 VERIZON COMMUNICATIO COM 92343V104 444 7927 SH SOLE 7927 0 0 TARGET CORP COM 87612E106 207 856 SH SOLE 856 0 0 APPLE INC COM 037833100 6775 49467 SH SOLE 49467 0 0 NEW RESIDENTIAL INVT COM NEW 64828T201 582 54959 SH SOLE 54959 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 254 5006 SH SOLE 5006 0 0 ALPHABET INC CAP STK CL A 02079K305 3377 1383 SH SOLE 1383 0 0 GOLDMAN SACHS GROUP COM 38141G104 280 737 SH SOLE 737 0 0 APTIV PLC SHS G6095L109 342 2176 SH SOLE 2176 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 349 1520 SH SOLE 1520 0 0 ALPHABET INC CAP STK CL C 02079K107 987 394 SH SOLE 394 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 423 1076 SH SOLE 1076 0 0 CISCO SYS INC COM 17275R102 596 11245 SH SOLE 11245 0 0 CHARTER COMMUNICATIO CL A 16119P108 370 513 SH SOLE 513 0 0 COMCAST CORP NEW CL A 20030N101 517 9064 SH SOLE 9064 0 0 AT&T INC COM 00206R102 662 22989 SH SOLE 22989 0 0 DXC TECHNOLOGY CO COM 23355L106 284 7290 SH SOLE 7290 0 0 HOME DEPOT INC COM 437076102 1755 5503 SH SOLE 5503 0 0 GAP INC COM 364760108 333 9895 SH SOLE 9895 0 0 ORACLE CORP COM 68389X105 671 8616 SH SOLE 8616 0 0 INTEL CORP COM 458140100 774 13780 SH SOLE 13780 0 0 ISHARES TR NASDAQ BIOTECH 464287556 380 2323 SH SOLE 2323 0 0 PFIZER INC COM 717081103 355 9065 SH SOLE 9065 0 0 MEDTRONIC PLC SHS G5960L103 382 3075 SH SOLE 3075 0 0 CITIGROUP INC COM NEW 172967424 666 9416 SH SOLE 9416 0 0 LOWES COS INC COM 548661107 2128 10969 SH SOLE 10969 0 0 CATERPILLAR INC COM 149123101 586 2691 SH SOLE 2691 0 0 NEWELL BRANDS INC COM 651229106 237 8625 SH SOLE 8625 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADS 874039100 853 7095 SH SOLE 7095 0 0 INVESCO SR INCOME TR COM 46131H107 49 11071 SH SOLE 11071 0 0 SPDR SER TR S&P BIOTECH 78464A870 567 4188 SH SOLE 4188 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 283 3858 SH SOLE 3858 0 0 CARETRUST REIT INC COM 14174T107 461 19825 SH SOLE 19825 0 0 INTEVAC INC COM 461148108 157 23325 SH SOLE 23325 0 0 CAMECO CORP COM 13321L108 611 31875 SH SOLE 31875 0 0 TAKE-TWO INTERACTIVE COM 874054109 450 2540 SH SOLE 2540 0 0 BRISTOL-MYERS SQUIBB COM 110122108 2819 42186 SH SOLE 42186 0 0 UNITED RENTALS INC COM 911363109 2345 7351 SH SOLE 7351 0 0 KONTOOR BRANDS INC COM 50050N103 563 9985 SH SOLE 9985 0 0 NUVEEN FLOATING RATE COM 67072T108 922 92006 SH SOLE 92006 0 0 GALLAGHER ARTHUR J & COM 363576109 808 5768 SH SOLE 5768 0 0 CORESITE RLTY CORP COM 21870Q105 431 3205 SH SOLE 3205 0 0 PACKAGING CORP AMER COM 695156109 601 4440 SH SOLE 4440 0 0 WRAP TECHNOLOGIES IN COM 98212N107 227 28940 SH SOLE 28940 0 0 ENERGY FUELS INC COM NEW 292671708 188 31150 SH SOLE 31150 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 312 20250 SH SOLE 20250 0 0 PRUDENTIAL FINL INC COM 744320102 788 7688 SH SOLE 7688 0 0 TYSON FOODS INC CL A 902494103 267 3625 SH SOLE 3625 0 0 CARRIER GLOBAL CORPO COM 14448C104 977 20095 SH SOLE 20095 0 0 ABBOTT LABS COM 002824100 882 7604 SH SOLE 7604 0 0 AMERISOURCEBERGEN CO COM 03073E105 208 1815 SH SOLE 1815 0 0 BIG LOTS INC COM 089302103 302 4575 SH SOLE 4575 0 0 VANECK VECTORS ETF T GOLD MINERS ETF 92189F106 338 9944 SH SOLE 9944 0 0 VANECK VECTORS ETF T JR GOLD MINERS E 92189F791 277 5930 SH SOLE 5930 0 0 REPAY HLDGS CORP COM CL A 76029L100 322 13380 SH SOLE 13380 0 0 GILEAD SCIENCES INC COM 375558103 598 8685 SH SOLE 8685 0 0 SUMMIT MATLS INC CL A 86614U100 324 9295 SH SOLE 9295 0 0 MUELLER WTR PRODS IN COM SER A 624758108 360 24950 SH SOLE 24950 0 0 EATON CORP PLC SHS G29183103 629 4245 SH SOLE 4245 0 0 CORNING INC COM 219350105 456 11155 SH SOLE 11155 0 0 KELLOGG CO COM 487836108 395 6135 SH SOLE 6135 0 0 MOSAIC CO NEW COM 61945C103 262 8225 SH SOLE 8225 0 0 CVS HEALTH CORP COM 126650100 1779 21319 SH SOLE 21319 0 0 GOHEALTH INC COM CL A 38046W105 137 12250 SH SOLE 12250 0 0 B2GOLD CORP COM 11777Q209 300 71155 SH SOLE 71155 0 0 GOPRO INC CL A 38268T103 139 11955 SH SOLE 11955 0 0 ARCBEST CORP COM 03937C105 360 6195 SH SOLE 6195 0 0 VANGUARD TAX-MANAGED FTSE DEV MKT ETF 921943858 356 6901 SH SOLE 6901 0 0 SELECT SECTOR SPDR T SBI HEALTHCARE 81369Y209 330 2616 SH SOLE 2616 0 0 JPMORGAN CHASE & CO COM 46625H100 796 5118 SH SOLE 5118 0 0 MANNKIND CORP COM NEW 56400P706 55 10000 SH SOLE 10000 0 0 FACEBOOK INC CL A 30303M102 576 1657 SH SOLE 1657 0 0 BARRICK GOLD CORP COM 067901108 1327 64187 SH SOLE 64187 0 0 ONEMAIN HLDGS INC COM 68268W103 609 10160 SH SOLE 10160 0 0 BLACKSTONE MTG TR IN NOTE 4.750% 3/1 09257WAC4 208 200000 PRN SOLE 200000 0 0 ISHARES TR CORE S&P MCP ETF 464287507 706 2629 SH SOLE 2629 0 0 VANGUARD WHITEHALL F HIGH DIV YLD 921946406 210 2003 SH SOLE 2003 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 909 2564 SH SOLE 2564 0 0 SELECT SECTOR SPDR T TECHNOLOGY 81369Y803 568 3848 SH SOLE 3848 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 722 2317 SH SOLE 2317 0 0 SELECT SECTOR SPDR T SBI INT-INDS 81369Y704 237 2315 SH SOLE 2315 0 0 INVESCO EXCH TRADED S&P SMLCP INFO 46138E115 266 1850 SH SOLE 1850 0 0 SELECT SECTOR SPDR T SBI CONS DISCR 81369Y407 373 2088 SH SOLE 2088 0 0 ISHARES TR CORE S&P SCP ETF 464287804 395 3495 SH SOLE 3495 0 0 ISHARES TR US HOME CONS ETF 464288752 374 5399 SH SOLE 5399 0 0 INVESCO ACTIVELY MAN ULTRA SHRT DUR 46090A887 630 12476 SH SOLE 12476 0 0 INVESCO EXCH TRADED S&P SMLCP HELT 46138E149 319 1645 SH SOLE 1645 0 0 NEWMONT CORP COM 651639106 347 5470 SH SOLE 5470 0 0 NEXTERA ENERGY INC COM 65339F101 377 5145 SH SOLE 5145 0 0 BLACKROCK INC COM 09247X101 473 541 SH SOLE 541 0 0 NXP SEMICONDUCTORS N COM N6596X109 592 2880 SH SOLE 2880 0 0 MAXIM INTEGRATED PRO COM 57772K101 414 3930 SH SOLE 3930 0 0 AMERICAN TOWER CORP COM 03027X100 403 1491 SH SOLE 1491 0 0 STRYKER CORPORATION COM 863667101 629 2423 SH SOLE 2423 0 0 PAYCHEX INC COM 704326107 613 5710 SH SOLE 5710 0 0 ROSS STORES INC COM 778296103 1797 14490 SH SOLE 14490 0 0 SOUTHERN CO COM 842587107 279 4610 SH SOLE 4610 0 0 ACCENTURE PLC IRELAN SHS CLASS A G1151C101 826 2802 SH SOLE 2802 0 0 CHEVRON CORP NEW COM 166764100 731 6981 SH SOLE 6981 0 0 KIMBERLY-CLARK CORP COM 494368103 246 1840 SH SOLE 1840 0 0 US BANCORP DEL COM NEW 902973304 666 11690 SH SOLE 11690 0 0 JOHNSON & JOHNSON COM 478160104 808 4905 SH SOLE 4905 0 0 EXXON MOBIL CORP COM 30231G102 609 9651 SH SOLE 9651 0 0 ISHARES TR U.S. MED DVC ETF 464288810 538 1490 SH SOLE 1490 0 0 AIR LEASE CORP CL A 00912X302 442 10600 SH SOLE 10600 0 0 APOLLO GLOBAL MGMT I COM CL A 03768E105 419 6735 SH SOLE 6735 0 0 SPLUNK INC COM 848637104 294 2035 SH SOLE 2035 0 0 CYTOSORBENTS CORP COM NEW 23283X206 173 22900 SH SOLE 22900 0 0 BERKSHIRE HATHAWAY I CL B NEW 084670702 2152 7745 SH SOLE 7745 0 0 SPDR S&P MIDCAP 400 UTSER1 S&PDCRP 78467Y107 752 1532 SH SOLE 1532 0 0 TRACTOR SUPPLY CO COM 892356106 1329 7141 SH SOLE 7141 0 0 GRAPHIC PACKAGING HL COM 388689101 1468 80928 SH SOLE 80928 0 0 ZEBRA TECHNOLOGIES C CL A 989207105 384 725 SH SOLE 725 0 0 DOUGLAS DYNAMICS INC COM 25960R105 622 15284 SH SOLE 15284 0 0 REPUBLIC SVCS INC COM 760759100 1484 13489 SH SOLE 13489 0 0 PEPSICO INC COM 713448108 1297 8750 SH SOLE 8750 0 0 GENERAC HLDGS INC COM 368736104 4903 11810 SH SOLE 11810 0 0 PAYPAL HLDGS INC COM 70450Y103 2608 8949 SH SOLE 8949 0 0 COSTCO WHSL CORP NEW COM 22160K105 1862 4707 SH SOLE 4707 0 0 RITCHIE BROS AUCTION COM 767744105 611 10305 SH SOLE 10305 0 0 GENPACT LIMITED SHS G3922B107 221 4871 SH SOLE 4871 0 0 HERITAGE CRYSTAL CLE COM 42726M106 784 26400 SH SOLE 26400 0 0 JACOBS ENGR GROUP IN COM 469814107 1127 8449 SH SOLE 8449 0 0 SCIENCE APPLICATIONS COM 808625107 1124 12816 SH SOLE 12816 0 0 PROCTER AND GAMBLE C COM 742718109 925 6858 SH SOLE 6858 0 0 HOLOGIC INC COM 436440101 776 11628 SH SOLE 11628 0 0 FMC CORP COM NEW 302491303 908 8396 SH SOLE 8396 0 0 ROBERT HALF INTL INC COM 770323103 898 10097 SH SOLE 10097 0 0 MSA SAFETY INC COM 553498106 444 2681 SH SOLE 2681 0 0 DOLLAR TREE INC COM 256746108 548 5505 SH SOLE 5505 0 0 GENTEX CORP COM 371901109 393 11884 SH SOLE 11884 0 0 GENERAL MTRS CO COM 37045V100 779 13164 SH SOLE 13164 0 0 LABORATORY CORP AMER COM NEW 50540R409 575 2086 SH SOLE 2086 0 0 UNITEDHEALTH GROUP I COM 91324P102 1114 2781 SH SOLE 2781 0 0 SIMPSON MFG INC COM 829073105 342 3093 SH SOLE 3093 0 0 BK OF AMERICA CORP COM 060505104 516 12518 SH SOLE 12518 0 0 AON PLC SHS CL A G0403H108 334 1400 SH SOLE 1400 0 0 XPO LOGISTICS INC COM 983793100 792 5662 SH SOLE 5662 0 0 SENSATA TECHNOLOGIES SHS G8060N102 362 6250 SH SOLE 6250 0 0 TRIMAS CORP COM NEW 896215209 474 15625 SH SOLE 15625 0 0 NATIONAL FUEL GAS CO COM 636180101 282 5400 SH SOLE 5400 0 0 NORTHERN TR CORP COM 665859104 896 7750 SH SOLE 7750 0 0 METLIFE INC COM 59156R108 633 10581 SH SOLE 10581 0 0 WILLIAMS COS INC COM 969457100 966 36385 SH SOLE 36385 0 0 TRAVELERS COMPANIES COM 89417E109 558 3730 SH SOLE 3730 0 0 L3HARRIS TECHNOLOGIE COM 502431109 643 2975 SH SOLE 2975 0 0 CBOE GLOBAL MKTS INC COM 12503M108 742 6235 SH SOLE 6235 0 0 EVEREST RE GROUP LTD COM G3223R108 720 2857 SH SOLE 2857 0 0 MSC INDL DIRECT INC CL A 553530106 492 5482 SH SOLE 5482 0 0 DIVERSEY HLDGS LTD ORD SHS G28923103 613 34225 SH SOLE 34225 0 0 VERINT SYS INC COM 92343X100 764 16950 SH SOLE 16950 0 0 CENTENE CORP DEL COM 15135B101 712 9760 SH SOLE 9760 0 0 CARMAX INC COM 143130102 711 5506 SH SOLE 5506 0 0 FACTSET RESH SYS INC COM 303075105 232 690 SH SOLE 690 0 0 HUBBELL INC COM 443510607 234 1255 SH SOLE 1255 0 0 LAMAR ADVERTISING CO CL A 512816109 292 2800 SH SOLE 2800 0 0 CASEYS GEN STORES IN COM 147528103 1131 5813 SH SOLE 5813 0 0 THERMO FISHER SCIENT COM 883556102 2572 5099 SH SOLE 5099 0 0 PNC FINL SVCS GROUP COM 693475105 462 2423 SH SOLE 2423 0 0 UNITED PARCEL SERVIC CL B 911312106 259 1244 SH SOLE 1244 0 0 TERMINIX GLOBAL HOLD COM 88087E100 369 7725 SH SOLE 7725 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 208 3775 SH SOLE 3775 0 0 HCA HEALTHCARE INC COM 40412C101 269 1300 SH SOLE 1300 0 0 D R HORTON INC COM 23331A109 381 4214 SH SOLE 4214 0 0 OSHKOSH CORP COM 688239201 206 1650 SH SOLE 1650 0 0 TELEFLEX INCORPORATE COM 879369106 1679 4178 SH SOLE 4178 0 0 MANPOWERGROUP INC COM 56418H100 426 3581 SH SOLE 3581 0 0 BANKUNITED INC COM 06652K103 494 11576 SH SOLE 11576 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 234 4307 SH SOLE 4307 0 0 ABBVIE INC COM 00287Y109 401 3563 SH SOLE 3563 0 0 TELADOC HEALTH INC COM 87918A105 640 3850 SH SOLE 3850 0 0 USA COMPRESSION PART COMUNIT LTDPAR 90290N109 485 29448 SH SOLE 29448 0 0 FORUM ENERGY TECHNOL NOTE 9.000% 8/0 34984VAC4 175 175757 PRN SOLE 175757 0 0 TFI INTL INC COM 87241L109 329 3600 SH SOLE 3600 0 0 BUILDERS FIRSTSOURCE COM 12008R107 397 9312 SH SOLE 9312 0 0 GATES INDUSTRIAL COR ORD SHS G39108108 195 10767 SH SOLE 10767 0 0 VERRA MOBILITY CORP COM 92511U102 231 15000 SH SOLE 15000 0 0 FOX CORP CL A COM 35137L105 418 11250 SH SOLE 11250 0 0 RENEWABLE ENERGY GRO COM NEW 75972A301 299 4793 SH SOLE 4793 0 0 SELECT SECTOR SPDR T ENERGY 81369Y506 474 8790 SH SOLE 8790 0 0 QUANTA SVCS INC COM 74762E102 1018 11241 SH SOLE 11241 0 0 SOUTHWEST AIRLS CO COM 844741108 239 4500 SH SOLE 4500 0 0 LITTELFUSE INC COM 537008104 1061 4165 SH SOLE 4165 0 0 APOLLO COML REAL EST NOTE 4.750% 8/2 03762UAB1 507 500000 PRN SOLE 500000 0 0 GOODYEAR TIRE & RUBR COM 382550101 172 10000 SH SOLE 10000 0 0 GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 262 265000 PRN SOLE 265000 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 227 3745 SH SOLE 3745 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 11 10000 PRN SOLE 10000 0 0 INVESTORS BANCORP IN COM 46146L101 177 12443 SH SOLE 12443 0 0 GOLDMINING INC COM 38149E101 15 10000 SH SOLE 10000 0 0 NUVEEN AMT FREE QLTY COM 670657105 213 13551 SH SOLE 13551 0 0 AES CORP COM 00130H105 205 7850 SH SOLE 7850 0 0 VICI PPTYS INC COM 925652109 200 6450 SH SOLE 6450 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 323 5162 SH SOLE 5162 0 0 J P MORGAN EXCHANGE- EQUITY PREMIUM 46641Q332 322 5320 SH SOLE 5320 0 0 MIMEDX GROUP INC COM 602496101 288 23000 SH SOLE 23000 0 0 RICEBRAN TECHNOLOGIE COM NEW 762831204 16 14000 SH SOLE 14000 0 0 ISHARES TR CORE S&P500 ETF 464287200 348 810 SH SOLE 810 0 0 NUVEEN QUALITY MUNCP COM 67066V101 205 12800 SH SOLE 12800 0 0 BLACK KNIGHT INC COM 09215C105 200 2567 SH SOLE 2567 0 0 FIDELITY NATL INFORM COM 31620M106 450 3178 SH SOLE 3178 0 0 FIDELITY NATIONAL FI FNF GROUP COM 31620R303 296 6801 SH SOLE 6801 0 0