0001705655-20-000006.txt : 20201105
0001705655-20-000006.hdr.sgml : 20201105
20201105141903
ACCESSION NUMBER: 0001705655-20-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201105
DATE AS OF CHANGE: 20201105
EFFECTIVENESS DATE: 20201105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Seelaus Asset Management LLC
CENTRAL INDEX KEY: 0001705655
IRS NUMBER: 264720066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18535
FILM NUMBER: 201289838
BUSINESS ADDRESS:
STREET 1: 26 MAIN STREET, SUITE 304
CITY: CHATHAM
STATE: NJ
ZIP: 07928
BUSINESS PHONE: 2129350755
MAIL ADDRESS:
STREET 1: 26 MAIN STREET, SUITE 304
CITY: CHATHAM
STATE: NJ
ZIP: 07928
FORMER COMPANY:
FORMER CONFORMED NAME: Granite Springs Asset Management LLC
DATE OF NAME CHANGE: 20170503
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001705655
XXXXXXXX
09-30-2020
09-30-2020
Seelaus Asset Management LLC
26 MAIN STREET, SUITE 304
CHATHAM
NJ
07928
13F HOLDINGS REPORT
028-18535
N
Karolina Pajdak
Chief Compliance Officer
908-273-3011
Karolina Pajdak
Chatham
NJ
11-05-2020
0
164
124340
false
INFORMATION TABLE
2
seelausassetmgmtinfotable.xml
SEELAUS ASSET MANAGEMENT INFORMATION TABLE
ABBOTT LABS
COM
002824100
803
7379
SH
SOLE
7379
0
0
ABBVIE INC
COM
00287Y109
1263
14425
SH
SOLE
14425
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1378
6098
SH
SOLE
6098
0
0
ALLSTATE CORP
COM
020002101
959
10185
SH
SOLE
10185
0
0
ALPHABET INC
CAP STK CL C
02079K107
569
387
SH
SOLE
387
0
0
ALPHABET INC
CAP STK CL A
02079K305
2099
1432
SH
SOLE
1432
0
0
AMAZON COM INC
COM
023135106
1127
358
SH
SOLE
358
0
0
AMERICAN EXPRESS CO
COM
025816109
221
2200
SH
SOLE
2200
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
334
1381
SH
SOLE
1381
0
0
AMGEN INC
COM
031162100
1364
5367
SH
SOLE
5367
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
328
7332
SH
SOLE
7332
0
0
APPLE INC
COM
037833100
6940
59923
SH
SOLE
59923
0
0
APTIV PLC
SHS
G6095L109
204
2220
SH
SOLE
2220
0
0
AT&T INC
COM
00206R102
542
19025
SH
SOLE
19025
0
0
BARRICK GOLD CORP
COM
067901108
1909
67730
SH
SOLE
67730
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
592
2780
SH
SOLE
2780
0
0
BLACKROCK INC
COM
09247X101
314
558
SH
SOLE
558
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
438
8387
SH
SOLE
8387
0
0
BLACKSTONE MTG TR INC
NOTE 4.375% 5/0
09257WAB6
1597
1650000
PRN
SOLE
1650000
0
0
BMC STK HLDGS INC
COM
05591B109
300
7000
SH
SOLE
7000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
678
17750
SH
SOLE
17750
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
89
39554
PRN
SOLE
39554
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
2862
47464
SH
SOLE
47464
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
45
13150
SH
SOLE
13150
0
0
CAMECO CORP
COM
13321L108
317
31400
SH
SOLE
31400
0
0
CARETRUST REIT INC
COM
14174T107
351
19700
SH
SOLE
19700
0
0
CASEYS GEN STORES INC
COM
147528103
1220
6865
SH
SOLE
6865
0
0
CATERPILLAR INC DEL
COM
149123101
424
2840
SH
SOLE
2840
0
0
CHARTER COMMUNICATIONS INC NEW
CL A
16119P108
732
1173
SH
SOLE
1173
0
0
CHEVRON CORP NEW
COM
166764100
521
7231
SH
SOLE
7231
0
0
CHURCH & DWIGHT INC
COM
171340102
208
2220
SH
SOLE
2220
0
0
CISCO SYS INC
COM
17275R102
451
11445
SH
SOLE
11445
0
0
CITIGROUP INC
COM NEW
172967424
341
7903
SH
SOLE
7903
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
72
11200
SH
SOLE
11200
0
0
CONAGRA BRANDS INC
COM
205887102
1080
30238
SH
SOLE
30238
0
0
CORESITE RLTY CORP
COM
21870Q105
358
3015
SH
SOLE
3015
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1849
5208
SH
SOLE
5208
0
0
CYTOSORBENTS CORP
COM NEW
23283X206
160
20000
SH
SOLE
20000
0
0
D R HORTON INC
COM
23331A109
1755
23200
SH
SOLE
23200
0
0
DISNEY WALT CO
COM DISNEY
254687106
1287
10372
SH
SOLE
10372
0
0
DOLLAR TREE INC
COM
256746108
525
5750
SH
SOLE
5750
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
617
18050
SH
SOLE
18050
0
0
DROPBOX INC
CL A
26210C104
368
19115
SH
SOLE
19115
0
0
ENERGY FUELS INC
COM NEW
292671708
54
32650
SH
SOLE
32650
0
0
EXXON MOBIL CORP
COM
30231G102
345
10062
SH
SOLE
10062
0
0
F M C CORP
COM NEW
302491303
1006
9500
SH
SOLE
9500
0
0
FACEBOOK INC
CL A
30303M102
302
1155
SH
SOLE
1155
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
213
6801
SH
SOLE
6801
0
0
FIDELITY NATL INFORMATION SVCS
COM
31620M106
468
3178
SH
SOLE
3178
0
0
FORUM ENERGY TECHNOLOGIES INC
NOTE 9.000% 8/0
34984VAC4
118
190000
PRN
SOLE
190000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
606
5740
SH
SOLE
5740
0
0
GAP INC
COM
364760108
176
10350
SH
SOLE
10350
0
0
GENERAC HLDGS INC
COM
368736104
3302
17050
SH
SOLE
17050
0
0
GENPACT LIMITED
SHS
G3922B107
301
7725
SH
SOLE
7725
0
0
GENTEX CORP
COM
371901109
632
24535
SH
SOLE
24535
0
0
GILEAD SCIENCES INC
COM
375558103
496
7850
SH
SOLE
7850
0
0
GRANITE PT MTG TR INC
NOTE 6.375%10/0
38741LAC1
1175
1300000
PRN
SOLE
1300000
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
1350
95834
SH
SOLE
95834
0
0
HERITAGE CRYSTAL CLEAN INC
COM
42726M106
352
26400
SH
SOLE
26400
0
0
HOLOGIC INC
COM
436440101
1091
16419
SH
SOLE
16419
0
0
HOME DEPOT INC
COM
437076102
1777
6397
SH
SOLE
6397
0
0
INTEL CORP
COM
458140100
697
13460
SH
SOLE
13460
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
342
2809
SH
SOLE
2809
0
0
INTERNATIONAL GAME TECHNOLOGIES
SHS USD
G4863A108
211
18975
SH
SOLE
18975
0
0
INTEVAC INC
COM
461148108
156
28375
SH
SOLE
28375
0
0
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
1698
33618
SH
SOLE
33618
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP HELT
46138E149
217
1645
SH
SOLE
1645
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1442
13340
SH
SOLE
13340
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1409
5073
SH
SOLE
5073
0
0
INVESCO SR INCOME TR
COM
46131H107
49
13313
SH
SOLE
13313
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
90
12443
SH
SOLE
12443
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
271
1808
SH
SOLE
1808
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
866
4674
SH
SOLE
4674
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
428
1933
SH
SOLE
1933
0
0
ISHARES TR
MSCI EAFE ETF
464287465
225
3540
SH
SOLE
3540
0
0
ISHARES TR
CORE S&P500 ETF
464287200
319
950
SH
SOLE
950
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
457
6513
SH
SOLE
6513
0
0
ISHARES TR
US HOME CONS ETF
464288752
458
8090
SH
SOLE
8090
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
452
1510
SH
SOLE
1510
0
0
ITERIS INC NEW
COM
46564T107
53
12950
SH
SOLE
12950
0
0
JACOBS ENGR GROUP INC
COM
469814107
787
8487
SH
SOLE
8487
0
0
JOHNSON & JOHNSON
COM
478160104
648
4355
SH
SOLE
4355
0
0
JPMORGAN CHASE & CO
COM
46625H100
563
5847
SH
SOLE
5847
0
0
KAR AUCTION SVCS INC
COM
48238T109
304
21100
SH
SOLE
21100
0
0
KIMBERLY CLARK CORP
COM
494368103
264
1790
SH
SOLE
1790
0
0
KKR REAL ESTATE FIN TR INC
NOTE 6.125% 5/1
48251KAB6
1437
1450000
PRN
SOLE
1450000
0
0
KONTOOR BRANDS INC
COM
50050N103
237
9810
SH
SOLE
9810
0
0
LENNAR CORP
CL A
526057104
662
8100
SH
SOLE
8100
0
0
LITTELFUSE INC
COM
537008104
851
4800
SH
SOLE
4800
0
0
LOWES COS INC
COM
548661107
2152
12975
SH
SOLE
12975
0
0
MANNKIND CORP
COM NEW
56400P706
19
10000
SH
SOLE
10000
0
0
MANPOWERGROUP INC
COM
56418H100
330
4500
SH
SOLE
4500
0
0
MATTEL INC
COM
577081102
130
11150
SH
SOLE
11150
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
282
4174
SH
SOLE
4174
0
0
MEDTRONIC PLC
SHS
G5960L103
337
3245
SH
SOLE
3245
0
0
MICROSOFT CORP
COM
594918104
2893
13755
SH
SOLE
13755
0
0
MIRAGEN THERAPEUTICS INC
COM
60463E103
13
17175
SH
SOLE
17175
0
0
MSA SAFETY INC
COM
553498106
411
3065
SH
SOLE
3065
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
897
22100
SH
SOLE
22100
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
299
37651
SH
SOLE
37651
0
0
NEWMONT CORP
COM
651639106
308
4850
SH
SOLE
4850
0
0
NEXTERA ENERGY INC
COM
65339F101
263
948
SH
SOLE
948
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
791
95180
SH
SOLE
95180
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
87
10615
SH
SOLE
10615
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
459
3680
SH
SOLE
3680
0
0
PACKAGING CORP AMER
COM
695156109
502
4605
SH
SOLE
4605
0
0
PAYCHEX INC
COM
704326107
467
5860
SH
SOLE
5860
0
0
PAYPAL HLDGS INC
COM
70450Y103
2367
12011
SH
SOLE
12011
0
0
PEPSICO INC
COM
713448108
1525
11010
SH
SOLE
11010
0
0
PFIZER INC
COM
717081103
581
15820
SH
SOLE
15820
0
0
PNC FINL SVCS GROUP INC
COM
693475105
233
2118
SH
SOLE
2118
0
0
PREFERRED APT CMNTYS INC
COM
74039L103
70
12945
SH
SOLE
12945
0
0
PROCTER AND GAMBLE CO
COM
742718109
979
7047
SH
SOLE
7047
0
0
PROSHARES TR
SHORT S&P 500 NE
74347B425
440
21630
SH
SOLE
21630
0
0
PROSHARES TR
ULTRAPRO SHORT S
74347B268
341
39210
SH
SOLE
39210
0
0
PRUDENTIAL FINL INC
COM
744320102
467
7352
SH
SOLE
7352
0
0
QUANTA SVCS INC
COM
74762E102
594
11241
SH
SOLE
11241
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
642
11156
SH
SOLE
11156
0
0
REDWOOD TR INC
NOTE 4.750% 8/1
758075AC9
3197
3500000
PRN
SOLE
3500000
0
0
REDWOOD TR INC
NOTE 5.625% 7/1
758075AD7
728
800000
PRN
SOLE
800000
0
0
REPUBLIC SVCS INC
COM
760759100
1545
16550
SH
SOLE
16550
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
906
15291
SH
SOLE
15291
0
0
ROBERT HALF INTL INC
COM
770323103
933
17621
SH
SOLE
17621
0
0
ROSS STORES INC
COM
778296103
1449
15523
SH
SOLE
15523
0
0
SCHLUMBERGER LTD
COM
806857108
221
14221
SH
SOLE
14221
0
0
SCIENCE APPLICATIONS INTL CO
COM
808625107
808
10298
SH
SOLE
10298
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
453
3883
SH
SOLE
3883
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
205
2665
SH
SOLE
2665
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
415
10400
SH
SOLE
10400
0
0
SOUTHERN CO
COM
842587107
264
4860
SH
SOLE
4860
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6218
18568
SH
SOLE
18568
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
567
1673
SH
SOLE
1673
0
0
SPDR SER TR
S&P BIOTECH
78464A870
430
3863
SH
SOLE
3863
0
0
SPLUNK INC
COM
848637104
388
2060
SH
SOLE
2060
0
0
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
10
10000
PRN
SOLE
10000
0
0
STRATASYS LTD
SHS
M85548101
158
12710
SH
SOLE
12710
0
0
STRYKER CORPORATION
COM
863667101
523
2510
SH
SOLE
2510
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
592
7305
SH
SOLE
7305
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COM
874054109
438
2650
SH
SOLE
2650
0
0
TELADOC HEALTH INC
COM
87918A105
1146
5225
SH
SOLE
5225
0
0
TELEFLEX INCORPORATED
COM
879369106
1515
4450
SH
SOLE
4450
0
0
THERATECHNOLOGIES INC
COM
88338H100
40
18000
SH
SOLE
18000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2208
5002
SH
SOLE
5002
0
0
TJX COS INC NEW
COM
872540109
918
16498
SH
SOLE
16498
0
0
TRACTOR SUPPLY CO
COM
892356106
1315
9175
SH
SOLE
9175
0
0
TRANSUNION
COM
89400J107
252
3000
SH
SOLE
3000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
197
198000
PRN
SOLE
198000
0
0
TWO HBRS INVT CORP
NOTE 6.250% 1/1
90187BAA9
1772
1776000
PRN
SOLE
1776000
0
0
UNITED RENTALS INC
COM
911363109
1387
7950
SH
SOLE
7950
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
252
808
SH
SOLE
808
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
446
44578
SH
SOLE
44578
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
382
9745
SH
SOLE
9745
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
338
6100
SH
SOLE
6100
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
287
933
SH
SOLE
933
0
0
VANGUARD INTL EQUITY INDEX FD
ALLWRLD EX US
922042775
362
7182
SH
SOLE
7182
0
0
VANGUARD INTL EQUITY INDEX FD
FTSE EMR MKT ETF
922042858
242
5586
SH
SOLE
5586
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
251
6144
SH
SOLE
6144
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
307
3791
SH
SOLE
3791
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
476
7999
SH
SOLE
7999
0
0
WESTERN ASSET MTG CAP CORP
NOTE 6.750%10/0
95790DAA3
1066
1250000
PRN
SOLE
1250000
0
0
WISDOMTREE TR
EUROPE SMCP DV
97717W869
216
4058
SH
SOLE
4058
0
0
WRAP TECHNOLOGIES INC
COM
98212N107
184
27190
SH
SOLE
27190
0
0
XPO LOGISTICS INC
COM
983793100
235
2775
SH
SOLE
2775
0
0
ZEBRA TECHNOLOGIES CORPORATION
CL A
989207105
271
1075
SH
SOLE
1075
0
0