0001705655-19-000008.txt : 20191108 0001705655-19-000008.hdr.sgml : 20191108 20191108120013 ACCESSION NUMBER: 0001705655-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Seelaus Asset Management LLC CENTRAL INDEX KEY: 0001705655 IRS NUMBER: 264720066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18535 FILM NUMBER: 191203075 BUSINESS ADDRESS: STREET 1: 26 MAIN STREET, SUITE 304 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 2129350755 MAIL ADDRESS: STREET 1: 26 MAIN STREET, SUITE 304 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: Granite Springs Asset Management LLC DATE OF NAME CHANGE: 20170503 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001705655 XXXXXXXX 09-30-2019 09-30-2019 Seelaus Asset Management LLC

26 MAIN STREET, SUITE 304 CHATHAM NJ 07928

13F HOLDINGS REPORT 028-18535 N David E. Zack, CPA CRCP 9082733011 David E. Zack, CPA CRCP Chatham NJ 11-08-2019 0 114408 114408 false INFORMATION TABLE 2 Form13Ftofile3Q2019.xml Abbott Laboratories COM 002824100 640 7648 SH SOLE 7648 0 0 Abbvie Inc COM 00287y109 391 5169 SH SOLE 5169 0 0 Accenture Ltd Bermuda Cl A COM g1151c101 203 1055 SH SOLE 1055 0 0 Air Lease Corp Cl A COM 00912x302 458 10952 SH SOLE 10952 0 0 Alphabet Inc Cap Stock Cl A COM 02079k305 1835 1503 SH SOLE 1503 0 0 Alphabet Inc Cap Stock Cl C COM 02079k107 563 462 SH SOLE 462 0 0 Amazon.com Inc COM 023135106 818 471 SH SOLE 471 0 0 American Express Co COM 025816109 1372 11600 SH SOLE 11600 0 0 Amgen Inc COM 031162100 1406 7268 SH SOLE 7268 0 0 Apollo Global Mgmt Inc Com CL COM 03768e105 272 7196 SH SOLE 7196 0 0 Apple Inc COM 037833100 4404 19665 SH SOLE 19665 0 0 Applied Materials Inc COM 038222105 220 4400 SH SOLE 4400 0 0 Aptiv PLC COM g6095l109 203 2320 SH SOLE 2320 0 0 AT&T Inc COM 00206r102 2204 58232 SH SOLE 58232 0 0 Automatic Data Processing Inc COM 053015103 226 1400 SH SOLE 1400 0 0 Bank of New York Mellon Corp COM 064058100 746 16500 SH SOLE 16500 0 0 Barrick Gold Corporation COM 067901108 1416 81730 SH SOLE 81730 0 0 Berkshire Hathaway Inc Cl B COM 084670702 573 2753 SH SOLE 2753 0 0 BlackRock Inc COM 09247x101 234 525 SH SOLE 525 0 0 Blackstone Group Inc Cl A COM 09260d107 383 7843 SH SOLE 7843 0 0 Boston Scientific Corp COM 101137107 1465 36000 SH SOLE 36000 0 0 Bristol Myers Squibb Co COM 110122108 479 9450 SH SOLE 9450 0 0 CAE Inc COM 124765108 1151 45300 SH SOLE 45300 0 0 Calithera Biosciences Inc COM 13089p101 31 10150 SH SOLE 10150 0 0 Callaway Golf Co COM 131193104 914 47100 SH SOLE 47100 0 0 Cameco Corp COM 13321l108 308 32400 SH SOLE 32400 0 0 Caseys General Stores Inc COM 147528103 911 5650 SH SOLE 5650 0 0 Caterpillar Inc COM 149123101 318 2515 SH SOLE 2515 0 0 Celgene Corp COM 151020104 4074 41028 SH SOLE 41028 0 0 Chase Packaging Corp TX COM 161635107 9 77666 SH SOLE 77666 0 0 Chevron Corp COM 166764100 1882 15871 SH SOLE 15871 0 0 Citigroup Inc COM 172967424 554 8025 SH SOLE 8025 0 0 Cleveland Cliffs Inc COM 185899101 92 12750 SH SOLE 12750 0 0 Comcast Corp Cl A COM 20030n101 256 5677 SH SOLE 5677 0 0 Conagra Foods Inc COM 205887102 896 29200 SH SOLE 29200 0 0 Costco Wholesale Corp COM 22160k105 1702 5906 SH SOLE 5906 0 0 Covanta Holding Corp COM 22282e102 1742 100729 SH SOLE 100729 0 0 D R Horton Inc COM 23331a109 1679 31850 SH SOLE 31850 0 0 Deere & Co COM 244199105 219 1300 SH SOLE 1300 0 0 Delta Air Lines Inc COM 247361702 951 16504 SH SOLE 16504 0 0 Deluxe Corp COM 248019101 836 17000 SH SOLE 17000 0 0 Disney Walt Co Disney COM 254687106 1495 11468 SH SOLE 11468 0 0 Douglas Dynamics Inc COM 25960r105 811 18200 SH SOLE 18200 0 0 DuPont de Nemours Inc COM 26614n102 210 2951 SH SOLE 2951 0 0 Dxc Technology Co COM 23355l106 208 7060 SH SOLE 7060 0 0 Energy Fuels Inc COM 292671708 65 33650 SH SOLE 33650 0 0 Exxon Mobil Corp COM 30231g102 443 6272 SH SOLE 6272 0 0 Facebook Inc Cl A COM 30303m102 247 1385 SH SOLE 1385 0 0 Fidelity National Financial In COM 31620r303 302 6801 SH SOLE 6801 0 0 Fidelity Natl Information Serv COM 31620m106 422 3178 SH SOLE 3178 0 0 Ford Motor Co COM 345370860 212 23148 SH SOLE 23148 0 0 Gallagher Arthur J & Co COM 363576109 702 7840 SH SOLE 7840 0 0 Generac Holdings Inc COM 368736104 1990 25400 SH SOLE 25400 0 0 General Motors Co COM 37045v100 290 7726 SH SOLE 7726 0 0 Genpact Limited COM g3922b107 337 8700 SH SOLE 8700 0 0 Graphic Packaging Holding Co COM 388689101 1419 96190 SH SOLE 96190 0 0 Heritage Crystal Clean Inc COM 42726m106 976 36847 SH SOLE 36847 0 0 Hess Corp COM 42809h107 203 3350 SH SOLE 3350 0 0 Home Depot Inc COM 437076102 1267 5459 SH SOLE 5459 0 0 Intel Corp COM 458140100 637 12363 SH SOLE 12363 0 0 International Business Machine COM 459200101 266 1829 SH SOLE 1829 0 0 International Game Technology COM g4863a108 222 15650 SH SOLE 15650 0 0 Intevac Inc COM 461148108 162 30875 SH SOLE 30875 0 0 Investors Bancorp Inc COM 46146l101 127 11168 SH SOLE 11168 0 0 Invitae Corp COM 46185l103 535 27740 SH SOLE 27740 0 0 Iteris Inc COM 46564t107 74 12950 SH SOLE 12950 0 0 Itron Inc COM 465741106 232 3140 SH SOLE 3140 0 0 Jacobs Engineering Group Inc COM 469814107 914 9987 SH SOLE 9987 0 0 Johnson & Johnson COM 478160104 567 4385 SH SOLE 4385 0 0 JPMorgan Chase & Co COM 46625h100 467 3971 SH SOLE 3971 0 0 Kimberly Clark Corp COM 494368103 339 2390 SH SOLE 2390 0 0 Lennar Corp Cl A COM 526057104 1033 18500 SH SOLE 18500 0 0 Littelfuse Inc COM 537008104 851 4800 SH SOLE 4800 0 0 Live Nation Entertainment Inc COM 538034109 1240 18690 SH SOLE 18690 0 0 Lowes Cos Inc COM 548661107 1470 13365 SH SOLE 13365 0 0 Mattel Inc COM 577081102 130 11450 SH SOLE 11450 0 0 Maxim Integrated Prods Inc COM 57772k101 245 4224 SH SOLE 4224 0 0 Medtronic PLC COM g5960l103 375 3450 SH SOLE 3450 0 0 Merck & Co Inc COM 58933y105 316 3750 SH SOLE 3750 0 0 Microsoft Corp COM 594918104 2135 15359 SH SOLE 15359 0 0 MiMedx Group Inc COM 602496101 113 23000 SH SOLE 23000 0 0 Miragen Therapeutics Inc COM 60463e103 13 17175 SH SOLE 17175 0 0 Norfolk Southern Corp COM 655844108 252 1400 SH SOLE 1400 0 0 Northern Dynasty Minerals Ltd COM 66510m204 7 12000 SH SOLE 12000 0 0 NXP Semiconductors NV COM n6596x109 402 3680 SH SOLE 3680 0 0 Oshkosh Corp COM 688239201 800 10550 SH SOLE 10550 0 0 Packaging Corp America COM 695156109 473 4455 SH SOLE 4455 0 0 Paychex Inc COM 704326107 626 7560 SH SOLE 7560 0 0 Paypal Holdings Inc COM 70450y103 1326 12804 SH SOLE 12804 0 0 PepsiCo Inc COM 713448108 1673 12206 SH SOLE 12206 0 0 Pfizer Inc COM 717081103 324 9017 SH SOLE 9017 0 0 PNC Financial Services Group I COM 693475105 309 2206 SH SOLE 2206 0 0 Procter & Gamble Co COM 742718109 684 5496 SH SOLE 5496 0 0 Qualcomm Inc COM 747525103 413 5410 SH SOLE 5410 0 0 Quanta Services Inc COM 74762e102 425 11241 SH SOLE 11241 0 0 Republic Services Inc COM 760759100 1489 17200 SH SOLE 17200 0 0 Ritchie Brothers Auctioneers COM 767744105 622 15600 SH SOLE 15600 0 0 Ross Stores Inc COM 778296103 1718 15635 SH SOLE 15635 0 0 Sealed Air Corp COM 81211k100 629 15150 SH SOLE 15150 0 0 Southern Co COM 842587107 246 3985 SH SOLE 3985 0 0 Southwest Airlines Co COM 844741108 491 9100 SH SOLE 9100 0 0 SP Plus Corp COM 78469c103 866 23400 SH SOLE 23400 0 0 Splunk Inc COM 848637104 302 2560 SH SOLE 2560 0 0 Stryker Corp COM 863667101 543 2510 SH SOLE 2510 0 0 SunTrust Banks Inc COM 867914103 1110 16130 SH SOLE 16130 0 0 Take-Two Interactive Software COM 874054109 332 2650 SH SOLE 2650 0 0 Te Connectivity Ltd Reg COM h84989104 266 2860 SH SOLE 2860 0 0 Teladoc Inc COM 87918a105 300 4425 SH SOLE 4425 0 0 Teleflex Inc COM 879369106 1546 4550 SH SOLE 4550 0 0 Theratechnologies Inc COM 88338h100 71 16500 SH SOLE 16500 0 0 Thermo Fisher Scientific Inc COM 883556102 1549 5318 SH SOLE 5318 0 0 TJX Cos Inc COM 872540109 1192 21391 SH SOLE 21391 0 0 TransUnion COM 89400j107 1178 14529 SH SOLE 14529 0 0 Trimble Navigation Ltd COM 896239100 873 22500 SH SOLE 22500 0 0 United Rentals Inc COM 911363109 1025 8225 SH SOLE 8225 0 0 United Technologies Corp COM 913017109 303 2223 SH SOLE 2223 0 0 US Gold Corp Par COM 90291c102 15 16250 SH SOLE 16250 0 0 Valero Energy Corp COM 91913y100 793 9300 SH SOLE 9300 0 0 Verizon Communications Inc COM 92343v104 851 14105 SH SOLE 14105 0 0 Visa Inc Cl A COM 92826c839 206 1200 SH SOLE 1200 0 0 Wrap Technologies Inc COM 98212n107 90 22000 SH SOLE 22000 0 0 XPO Logistics Inc COM 983793100 268 3750 SH SOLE 3750 0 0 Xylem Inc COM 98419m100 747 9380 SH SOLE 9380 0 0 Zebra Technologies Corp Cl A COM 989207105 573 2775 SH SOLE 2775 0 0 Alibaba Group Holding Ltd Sp A COM 01609w102 234 1400 SH SOLE 1400 0 0 BP PLC Sp ADR COM 055622104 800 21071 SH SOLE 21071 0 0 Nintendo Ltd ADR COM 654445303 204 4415 SH SOLE 4415 0 0 Novartis AG Sp ADR COM 66987v109 246 2826 SH SOLE 2826 0 0 Royal Dutch Shell PLC Sp ADR A COM 780259206 1384 23523 SH SOLE 23523 0 0 Taiwan Semiconductor Mfg Ltd S COM 874039100 321 6905 SH SOLE 6905 0 0 Alps ETF Tr Alerian MLP COM 00162q866 256 28025 SH SOLE 28025 0 0 Invesco Exchange Traded Fd Tr COM 46137v357 1579 14611 SH SOLE 14611 0 0 Invesco QQQ Tr Unit Ser 1 COM 46090e103 954 5050 SH SOLE 5050 0 0 iShares Tr DJ Aerospace COM 464288760 257 1145 SH SOLE 1145 0 0 iShares Tr MSCI EAFE Index COM 464287465 253 3875 SH SOLE 3875 0 0 iShares Tr Russell 2000 COM 464287655 440 2904 SH SOLE 2904 0 0 iShares Tr Russell 2000 Growth COM 464287648 294 1523 SH SOLE 1523 0 0 iShares Tr S&P 500 Index COM 464287200 328 1100 SH SOLE 1100 0 0 iShares Tr S&P Mid Cap 400 COM 464287507 956 4945 SH SOLE 4945 0 0 iShares Tr S&P Small Cap 600 COM 464287804 607 7804 SH SOLE 7804 0 0 Select Sector SPDR Tr SBI Tech COM 81369y803 209 2598 SH SOLE 2598 0 0 SPDR S&P 500 ETF TR COM 78462f103 5790 19508 SH SOLE 19508 0 0 SPDR S&P Mid Cap 400 ETF Tr COM 78467y107 565 1603 SH SOLE 1603 0 0 SPDR Series Trust S&P Biotech COM 78464a870 311 4079 SH SOLE 4079 0 0 Vanguard Intl Equity Index Fun COM 922042775 463 9280 SH SOLE 9280 0 0 Vanguard MSCI EAFE ETF COM 921943858 223 5423 SH SOLE 5423 0 0 Vanguard MSCI Emerging Markets COM 922042858 263 6534 SH SOLE 6534 0 0 Vanguard Whitehall Funds Inc H COM 921946406 718 8088 SH SOLE 8088 0 0 WisdomTree Europe Small Cap Dv COM 97717w869 232 4158 SH SOLE 4158 0 0 Dimensional Inv Group Inc US L COM 25434d823 281 12233 SH SOLE 12233 0 0 Eaton Vance Tax Managed Div Eq COM 27828n102 193 16250 SH SOLE 16250 0 0 Fidelity Contrafund Inc COM 316071109 213 16545 SH SOLE 16545 0 0 Fidelity Select Med Equip & Sy COM 316390475 220 4000 SH SOLE 4000 0 0 Invesco Funds Stlpth MLP Y COM 00143k327 186 34156 SH SOLE 34156 0 0 Mutual Ser Fund Inc Quest Fund COM 628380206 148 10571 SH SOLE 10571 0 0 GasLog Partners LP 8.5 Cum Pfd COM y2687w132 285 12000 SH SOLE 12000 0 0 USA Compression Partners LP COM 90290n109 1294 74950 SH SOLE 74950 0 0 American Tower REIT COM 03027x100 391 1770 SH SOLE 1770 0 0 Annaly Cap Mgmt Inc COM 035710409 288 32730 SH SOLE 32730 0 0 Coresite Realty Corp COM 21870q105 331 2715 SH SOLE 2715 0 0 EastGroup Property Inc COM 277276101 400 3200 SH SOLE 3200 0 0 Lamar Advertising Co Cl A COM 512816109 229 2800 SH SOLE 2800 0 0 New Residential Inv Corp COM 64828t201 570 36352 SH SOLE 36352 0 0 New Residential Inv Corp 7.125 COM 64828t409 486 19200 SH SOLE 19200 0 0