0001783879-24-000037.txt : 20240205 0001783879-24-000037.hdr.sgml : 20240205 20240205183419 ACCESSION NUMBER: 0001783879-24-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240201 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gallagher Daniel Martin Jr CENTRAL INDEX KEY: 0001705560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 24597368 MAIL ADDRESS: STREET 1: C/O ROBINHOOD MARKETS, INC. STREET 2: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1707176038.xml FORM 4 X0508 4 2024-02-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001705560 Gallagher Daniel Martin Jr C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Legal Officer 0 Class A Common Stock 2024-02-01 4 M 0 102527 A 800896 D Class A Common Stock 2024-02-01 4 F 0 50105 10.91 D 750791 D Restricted Stock Units 2024-02-01 4 M 0 83251 0 D 2027-09-03 Class A Common Stock 83251 83251 D Restricted Stock Units 2024-02-01 4 M 0 19276 0 D 2027-06-16 Class A Common Stock 19276 19277 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 102,527 RSUs and does not represent a sale by the Reporting Person. On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Plan. One-fourth (1/4) of these RSUs vested on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. /s/ Brandon Webb, attorney-in-fact for Daniel M. Gallagher, Jr. 2024-02-05