0001141391-19-000002.txt : 20190124 0001141391-19-000002.hdr.sgml : 20190124 20190124141841 ACCESSION NUMBER: 0001141391-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190122 FILED AS OF DATE: 20190124 DATE AS OF CHANGE: 20190124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McLaughlin Edward Grunde CENTRAL INDEX KEY: 0001704831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32877 FILM NUMBER: 19539621 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mastercard Inc CENTRAL INDEX KEY: 0001141391 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 134172551 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9142492000 MAIL ADDRESS: STREET 1: 2000 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: MASTERCARD INC DATE OF NAME CHANGE: 20010525 4 1 wf-form4_154835750429804.xml FORM 4 X0306 4 2019-01-22 0 0001141391 Mastercard Inc MA 0001704831 McLaughlin Edward Grunde 2000 PURCHASE STREET PURCHASE NY 10577 0 1 0 0 President, Operations & Tech Class A Common Stock 2019-01-22 4 M 0 8280 51.83 A 37374.396 D Class A Common Stock 2019-01-22 4 M 0 10120 77.72 A 47494.396 D Class A Common Stock 2019-01-22 4 S 0 4851 198.3588 D 42643.396 D Class A Common Stock 2019-01-22 4 S 0 6905 199.3453 D 35738.396 D Class A Common Stock 2019-01-22 4 S 0 8113 200.3302 D 27625.396 D Class A Common Stock 2019-01-22 4 S 0 400 200.83 D 27225.396 D Employee Stock Option (right ro buy) 51.83 2019-01-22 4 M 0 8280 0 D 2023-03-01 Class A Common Stock 8280.0 0 D Employee Stock Option (right ro buy) 77.72 2019-01-22 4 M 0 10120 0 D 2024-03-01 Class A Common Stock 10120.0 10000 D The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on December 5, 2018. This transaction was executed in multiple trades at prices ranging from $197.79 to $198.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $198.79 to $199.78. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $199.79 to $200.77. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $200.80 to $200.90. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person was awarded 21,280 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014 The reporting person was awarded 20,120 employee stock options on March 1, 2014, which vested in four equal installments beginning on March 1, 2015. /s/ Craig Brown, attorney-in-fact for Edward McLaughlin pursuant to a power of attorney dated April 21, 2017 2019-01-24