0001144204-18-003702.txt : 20180125
0001144204-18-003702.hdr.sgml : 20180125
20180125165730
ACCESSION NUMBER: 0001144204-18-003702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180123
FILED AS OF DATE: 20180125
DATE AS OF CHANGE: 20180125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gu Nana
CENTRAL INDEX KEY: 0001705658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 18548888
MAIL ADDRESS:
STREET 1: C/O OFFSHORE INCORPORATIONS LIMITED
STREET 2: OFFSHORE INCORPORATIONS CENTRE POBOX 957
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG1110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Asia Pacific MedTech (BVI) Ltd
CENTRAL INDEX KEY: 0001704813
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36150
FILM NUMBER: 18548889
BUSINESS ADDRESS:
STREET 1: C/O OFFSHORE INCORPORATIONS LIMITED
STREET 2: OFFSHORE INCORPORATIONS CENTRE POBOX 957
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG110
BUSINESS PHONE: 852 2533 2607
MAIL ADDRESS:
STREET 1: C/O OFFSHORE INCORPORATIONS LIMITED
STREET 2: OFFSHORE INCORPORATIONS CENTRE POBOX 957
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: VG110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sorrento Therapeutics, Inc.
CENTRAL INDEX KEY: 0000850261
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 330344842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-203-4100
MAIL ADDRESS:
STREET 1: 4955 DIRECTORS PLACE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: QUIKBYTE SOFTWARE INC
DATE OF NAME CHANGE: 19920703
4
1
tv484048_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-01-23
0
0000850261
Sorrento Therapeutics, Inc.
SRNE
0001704813
Asia Pacific MedTech (BVI) Ltd
C/O OFFSHORE INCORPORATIONS LIMITED
OFFSHORE INCORPORATIONS CENTRE POBOX 957
ROAD TOWN, TORTOLA
D8
VG110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001705658
Gu Nana
C/O OFFSHORE INCORPORATIONS LIMITED
OFFSHORE INCORPORATIONS CENTRE POBOX 957
ROAD TOWN, TORTOLA
D8
VG110
VIRGIN ISLANDS, BRITISH
0
0
1
0
Common Stock
2018-01-23
4
S
0
106326
7.8246
D
9195475
D
Common Stock
2018-01-24
4
S
0
577962
7.5156
D
8617513
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $8.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.675, inclusive.
This Form 4 is being filed by Asia Pacific MedTech (BVI) Limited as the direct beneficial owner of the shares of Common Stock. Nana Gu is the indirect beneficial owner of the shares of Common Stock in her capacity as the sole director and sole shareholder of Asia Pacific MedTech (BVI) Limited.
/s/ Nana Gu, Asia Pacific MedTech (BVI) Limited-Director
2018-01-25
s/ Nana Gu
2018-01-25