0001704711-25-000122.txt : 20250812 0001704711-25-000122.hdr.sgml : 20250812 20250812171328 ACCESSION NUMBER: 0001704711-25-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250808 FILED AS OF DATE: 20250812 DATE AS OF CHANGE: 20250812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Pendeven Yves CENTRAL INDEX KEY: 0002014560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 251207840 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1755033203.xml FORM 4 X0508 4 2025-08-08 0 0001704711 Funko, Inc. FNKO 0002014560 Le Pendeven Yves C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CFO 0 CLASS A COMMON STOCK 2025-08-08 4 M 0 2950 A 44295 D CLASS A COMMON STOCK 2025-08-11 4 S 0 795 2.5911 D 43500 D Restricted Stock Units 2025-08-08 4 M 0 2950 0 D CLASS A COMMON STOCK 2950 8850 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Shares were sold to cover taxes upon the vesting of restricted stock units pursuant to a Rule 10b5-1 sell to cover instruction dated June 14, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The original grant of 11,800 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of August 8, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven 2025-08-12